Federal Circuits, 5th Cir. (July 20, 2001)
Docket number: 00-40813
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Appeal from the United States District Court for the Southern District of Texas.
Before KING, Chief Judge, and JONES and STEWART, Circuit Judges.KING, Chief Judge:Petitioner-Appellant Johnny Joe Martinez, a Texas death-row inmate, appeals the district court's denial of his 28 U.S.C. 2254 petition challenging his conviction and death sentence. For the following reasons, we AFFIRM.I. FACTUAL BACKGROUNDOn July 15, 1993, nineteen-year-old Johnny Joe Martinez robbed a convenience store in Corpus Christi, Texas and murdered Clay Peterson, a college student working alone at the store. According to the facts developed at trial, at approximately 3:00 a.m., Martinez drove to the 7-Eleven convenience store with Ernest Wortmann,1 an individual Martinez had met earlier that evening at a nightclub. Martinez testified to having consumed twelve to thirteen alcoholic drinks during an evening spent frequenting nightclubs. Martinez and Wortmann had left the last nightclub near closing time, planning to meet friends at a local park. As they were driving, Wortmann's car began overheating.Because of this car trouble, they pulled into the 7-Eleven parking lot. Martinez entered the convenience store and asked Peterson where the restroom was located. After using the restroom, Martinez proceeded to shoplift several items from the store. Martinez exited the store and rejoined Wortmann. Martinez testified that as they waited for the car to cool down, Wortmann told Martinez that he used drugs, needed money, and was recently out of jail for robbing convenience stores. Martinez testified that he jokingly suggested to Wortmann that Wortmann should rob the 7-Eleven. Martinez testified that the two men then discussed how easy it would be to rob the store.At approximately 3:20 a.m., Martinez re-entered the store. The security camera videotape shows Martinez asking Peterson for something from the store. As Peterson turned to retrieve the item, Martinez grabbed him from behind and put a small pocket knife to his throat. Martinez then forced Peterson around to the cash register. Peterson opened the cash register and allowed Martinez to remove the money. Martinez then stabbed Peterson in the neck once or twice, and Peterson fell face first on the floor. When Peterson tried to get up, Martinez stabbed him several more times in the back. The evidence demonstrated that Peterson was stabbed eight times. In addition, the medical examiner testified that Peterson suffered several scratches on his neck and defensive wounds to his hands.After committing the crime, Martinez walked to a nearby beach. He testified that he fell to his knees and cried. Fifteen minutes after the murder, Martinez called 911 from a nearby motel, told the police dispatcher that he had stabbed the clerk at the convenience store, and announced that he would wait until police arrived. He asked the dispatcher what had happened to the man he had stabbed. Motel security testified that Martinez appeared tired and slightly intoxicated. The arresting officer testified, however, that Martinez did not appear to be under the influence of alcohol. Upon the officers' arrival, Martinez surrendered without resistence. He cooperated with the officers as they tried to find the murder weapon, which had been thrown away after the murder. The arresting officer described Martinez as cooperative and concerned about what had happened. In the police car, Martinez vomited. On the way to the station, Martinez asked whether he had killed the store clerk.At the police station, Martinez confessed to killing Clay Peterson. The officer who interviewed Martinez described his demeanor as "upset" and "remorseful." The officer noted that Martinez did smell of alcohol, but he did not believe that Martinez was intoxicated. Martinez tried to explain his actions, fabricating stories and describing the murder in a manner that would later prove untrue.2Martinez testified at the guilt-innocence phase of trial. He admitted that there was no justification for what he did. He insisted that he only intended to scare the clerk with the knife and that he could not remember all of his actions, including the stabbing. When asked on cross-examination why he stabbed the deceased, Martinez testified "I don't know. That's a question I will never be able to answer." He expressed bewilderment and remorse for his violent act. Based on the overwhelming evidence, including his confession and the security camera videotape, Martinez was found guilty of capital murder on January 26, 1994.At the punishment phase of trial, the State presented no evidence, resting on the facts introduced at the guilt-innocence phase. The defense called several witnesses to demonstrate that Martinez had a non-violent disposition. The defense introduced testimony from Donna DeLeon, who supervised Martinez when he worked with mentally retarded children at a local hospital. DeLeon testified that Martinez was good with the residents and did not have a violent character. Verna D. Rodriguez, a friend who had known Martinez for most of his life, testified that she had never seen him behave violently and that she was surprised that he had committed the offense. Rodriguez also provided information that, despite having grown up in a violent neighborhood marked by poverty and abuse, Martinez had never acted violently. David Martinez, the petitioner's oldest brother, testified that their natural father had not stayed with the family and that their stepfather, Jesus Chavera, had been murdered. David Martinez testified that he had never known the petitioner to be involved with any criminal activity and that he had never known the petitioner to be violent except for a single school fight in junior high school. David Martinez testified that he trusted petitioner to care for his children and that there was nothing in the petitioner's past that would have indicated the possibility of a violent act. Frances B. Martinez, the woman who helped raise the petitioner, testified that he was "a good son," that she was surprised that he had been arrested, and that there was nothing in his past that would have indicated the possibility of a violent act. Finally, Esequiel Rodriguez, the Classification Coordinator and Counselor for the Nueces County Jail, testified that Martinez had adapted well to prison life and displayed no serious behavior problems.The State presented no rebuttal case. After consideration of the special issues in Subsections 2(b) and 2(e) of Article 37.071 set forth in the Texas Code of Criminal Procedure,3 the jury answered the future dangerousness special issue (Subsection 2(b)) in the affirmative, and the mitigation special issue (Subsection 2(e)) in the negative. As a result of these answers, the trial judge automatically sentenced Martinez to death. See Tex. Code Crim. Proc. Ann. art. 37.071, § 2(g) ("If the jury returns an affirmative finding on each issue submitted under Subsection (b) of this article and a negative finding on an issue submitted under Subsection (e) of this article, the court shall sentence the defendant to death.").II. PROCEDURAL BACKGROUNDA. State Court ProceedingsOn direct appeal to the Texas Court of Criminal Appeals ("CCA"), Martinez was again represented by trial counsel. Martinez raised six claims, including a primary challenge to the sufficiency of the evidence to support the jury's answer of "yes" to the future dangerousness special issue. On May 22, 1996, the CCA affirmed the conviction and death sentence. See Martinez v. State, 924 S.W.2d 693 (Tex. Crim. App. 1996).4 The CCA methodically analyzed the relevant precedent regarding future dangerousness and determined that "a rational jury could have determined beyond a reasonable doubt that appellant would be a continuing threat to society." Id. at 698. Four judges dissented from the affirmance of the death penalty, arguing that the CCA had found such evidence insufficient to support a finding of future dangerousness in cases in which the facts were more aggravated than the facts of the instant offense. See id. at 699 (Baird, J., dissenting in part); id. at 706 (Maloney, J., dissenting in part).On March 13, 1997, pursuant to Article 11.071 of the Texas Code of Criminal Procedure, the CCA appointed Nathaniel Rhodes to represent Martinez in his state habeas corpus proceeding. Rhodes had not previously handled a state habeas corpus petition. Rhodes first filed a skeletal preliminary Application for a Writ of Habeas Corpus. This application contained boilerplate claims of generic constitutional error and was submitted in an effort to toll statutes of limitation that might arise as a result of a change in federal habeas corpus law.On September 8, 1997, Rhodes filed Martinez's Amended Original Application for Habeas Corpus. The Amended Application was only five and one-half pages long and raised four claims. Two claims were repetitive of arguments previously rejected on direct appeal.5 The remaining two claims asserted record-based jury selection errors, but did not explain why these claims could not have been raised on direct appeal. In addition, pursuant to Article 11.071, § 8(b), Rhodes submitted proposed findings of fact and conclusions of law. These findings were two pages long, lacked citations to the record, and contained no case authority. The State submitted proposed findings of fact and conclusions of law with citations and legal authority; these findings were adopted by the trial court.On April 29, 1998, pursuant to Article 11.071, § 9(f), the CCA denied relief. One judge dissented, stating:Applicant is represented by counsel appointed by this Court. The instant application is five and one half pages long and raises four challenges to the conviction. The trial record is never quoted. Only three cases are cited in the entire application, and no cases are cited for the remaining two claims for relief. Those claims comprise only 17 lines with three inches of margin. Under these circumstances, the merits of the application should not be reached. Instead, this matter should be remanded to the habeas court to determine whether applicant has received effective assistance of counsel.Ex parte Martinez, No. Civ.A. 36840-01, 977 S.W.2d 589 (Tex. Crim. App. Apr. 29, 1998) (Baird, J., dissenting). Further, the dissent noted in a footnote, "Our records reveal that counsel did not seek reimbursement for any travel or investigatory expenses, nor request any expert assistance in preparing the application. The same records reflect that counsel spent less than 50 hours preparing the application." Id. at 589 n.2.Despite the fact that motions for reconsideration or rehearing of habeas decisions of the CCA are not permitted pursuant to Texas appellate procedure, see Tex. R. App. P. 79.2(d), Rhodes filed a Motion for Reconsideration in the CCA, which reads in part:Petitioner [sic] attorney, Nathaniel G. Rhodes, has handled many direct appeals but has never handled a post-conviction writ of a death penalty case and therefore must humbly agree with the dissenting opinion in this case (without joining in its reasoning) that merits of this application should not be reached. Also Petitioners [sic] attorney requests that he be allowed to withdraw from the case and another lawyer be appointed to represent Petitioner in this cause.Martinez did not know of the CCA's denial of his state habeas petition until he obtained a copy of Rhodes's Motion for Reconsideration.6On May 20, 1998, the CCA denied the Motion for Reconsideration.7 Rhodes failed to file a request for federal habeas representation within the CCA's statutorily required fifteen days from the denial of relief, as required by Article 11.071, § 2(e). See Tex. Code Crim. Proc. Ann. art 11.071, § 2(e). Instead, Rhodes filed another motion to withdraw as counsel. The CCA rejected this motion and advised Rhodes to comply with the requirements of Article 11.071, § 2(e).B. Federal Court ProceedingsIn the United States District Court for the Southern District of Texas, Rhodes filed a Motion to Withdraw as Attorney of Record. On July 2, 1998, the district court entered an Order denying the Motion, observing that Rhodes's Motion had failed to establish that there was a pending post-conviction proceeding on Martinez's behalf. The district court order stated:[T]he Court notes that Movant Rhodes would be well-advised to file an application for habeas corpus relief on behalf of Johnny Joe Martinez and to file contemporaneously with that application a motion to withdraw as attorney of record, a motion to appoint new counsel, and a motion for permission to supplement the application at a later date.On July 23, 1998, Rhodes filed a federal Petition for Writ of Habeas Corpus pursuant to 28 U.S.C. 2254. Rhodes submitted the Petition on a preprinted form designed for pro se prisoners. The Petition was accompanied by a Motion to Withdraw as Attorney of Record, in which Rhodes stated that another attorney should be appointed whose "background, knowledge, or experience would enable him or her to properly represent the Defendant." The district court initially denied the Motion to Withdraw, because Rhodes paid the five-dollar filing fee accompanying the Petition. This payment had the unintended effect of undermining Martinez's ability to demonstrate his indigent status. On September 17, 1998, however, the district court granted Rhodes's Motion to Withdraw.With new counsel, Martinez raised six issues in his federal habeas petition. Martinez claimed that (1) trial counsel rendered ineffective assistance of counsel at the punishment phase of trial in violation of the Sixth Amendment by failing to adequately investigate and present mitigating evidence; (2) trial counsel rendered ineffective assistance at the punishment phase of trial in violation of the Sixth Amendment by failing to present relevant psychiatric evidence concerning Martinez's future dangerousness and mitigating factors; (3) the CCA unreasonably applied clearly established federal law when it determined that the jury's finding of future dangerousness was supported by sufficient evidence; (4) the CCA denied Martinez his Eighth Amendment right to meaningful appellate review of his death sentence when it deviated from precedent and held the evidence sufficient to support the jury's positive answer to the future dangerousness special issue; (5) the CCA denied Martinez his state-created liberty interest in meaningful appellate review of the future dangerousness special issue when it deviated from analogous precedent and rejected his challenge to the sufficiency of the aggravating evidence; and (6) the trial court denied Martinez his Eighth and Fourteenth Amendment rights when it denied him the opportunity to inform the jury that a sentence of life would render him ineligible for parole for thirty-five years.On August 25, 1999, the district court denied all claims. The district court found that Martinez's two punishment phase ineffective assistance of counsel claims were procedurally defaulted and that the incompetence of state habeas counsel could not serve as "cause" to excuse the procedural defaults. The district court denied Martinez's claim that the evidence of his future dangerousness was insufficient, applying the test announced in Drinkard v. Johnson, 97 F.3d 751 (5th Cir. 1996), abrogation recognized by Beazley v. Johnson, 242 F.3d 248, 256 (5th Cir. 2001). The district court found that, as a matter of federal law, there was no reason why the events of the crime could not be sufficient to support a finding of future dangerousness. The district court also found that because there is no clearly established federal constitutional right requiring the CCA to follow its own case law consistently, Martinez's Fourteenth Amendment due process claim to meaningful appellate review must fail. Finally, the district court found that Martinez's request to inform the jury that he would not be eligible for parole for thirty-five years was foreclosed by precedent. The district court granted a certificate of appealability on all issues.Martinez timely appealed, raising the three arguments now before this court: (1) that his claim of ineffective assistance of trial counsel was not procedurally defaulted because Martinez could demonstrate "cause" for the procedural default, (2) that Martinez was arbitrarily sentenced to death in violation of the Eighth Amendment when the CCA "unreasonably" interpreted federal law concerning the sufficiency of the evidence required to support a finding of Martinez's future dangerousness, and (3) that Martinez's due process rights under the Fourteenth Amendment were violated by the failure of the CCA to fairly and consistently review the sufficiency of evidence of future dangerousness and to conduct that review in accordance with prescribed standards of state law.III. STANDARD OF REVIEW"In a habeas corpus appeal, we review the district court's findings of fact for clear error and review its conclusions of law de novo, applying the same standard of review to the state court's decision as the district court." Thompson v. Cain, 161 F.3d 802, 805 (5th Cir. 1998). Because the district court granted summary judgment to the State, this court must determine whether the record discloses any genuine issues of material fact, such that would preclude summary judgment in the State's favor. See Meanes v. Johnson, 138 F.3d 1007, 1010 (5th Cir. 1998). "Summary judgment is proper only 'if the pleadings, depositions, answers to interrogatories and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.'" Turner v. Houma Mun. Fire & Police Civil Serv. Bd., 229 F.3d 478, 482 (5th Cir. 2000) (quoting Fed. R. Civ. P. 56(c)); see also Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986). Further, because Martinez filed his federal habeas petition after the effective date of the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), Pub. L. 104-132, 110 Stat. 1214 (1996), the statute applies to his case. See Lindh v. Murphy, 521 U.S. 320, 326-27 (1997).IV. PROCEDURAL DEFAULTOn appeal, Martinez argues first that he was denied effective assistance of counsel in violation of the Sixth Amendment during both the punishment phase of trial8 and the state habeas proceedings.9 The district court denied relief on the trial-level ineffective assistance of counsel claim without reaching the merits. The district court held that this claim was procedurally barred because it had never been properly presented to the state courts. The district court did express concern regarding the "harsh" result of allowing the ineffective assistance of state habeas counsel to insulate the original ineffectiveness of state trial counsel; however, the district court considered itself bound by precedent.The law is well established that a state prisoner seeking to raise claims in a federal petition for habeas corpus ordinarily must first present those claims to the state court and must exhaust state remedies. See 28 U.S.C. 2254(b).10 Martinez concedes that the ineffective assistance of counsel claim regarding his trial counsel's performance was not presented to the state courts on direct appeal or in his state habeas petition and, thus, is potentially procedurally barred for failure to exhaust. See Keeney v. Tamayo-Reyes, 504 U.S. 1, 9 (1992).11 A petitioner may overcome such a procedural default, however, and obtain federal habeas corpus review of his barred claims on the merits, if he can demonstrate cause for the defaults and actual prejudice. See Jones v. Johnson, 171 F.3d 270, 277 (5th Cir. 1999).12Martinez's argument is predicated on this "cause" exception to the state exhaustion requirement. Martinez argues that because of his state habeas counsel's damaging ineffectiveness, which precluded him from demonstrating his trial counsel's ineffectiveness at the punishment stage, he can demonstrate cause excusing the default and actual prejudice. See Murray v. Carrier, 477 U.S. 478, 485 (1986). Martinez relies on Coleman v. Thompson,Try vLex for FREE for 3 days
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