Federal Circuits, Tenth Circuit (October 31, 1997)
Docket number: 96-6328
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U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 2 - Sec. 2. Principals
US Code - Title 21: Food and Drugs - 21 USC 841 - Sec. 841. Prohibited acts A
U.S. Supreme Court - United States v. Sokolow, 490 U.S. 1 (1989)
U.S. Supreme Court - Herring v. New York, 422 U.S. 853 (1975)
U.S. Court of Appeals for the Tenth Circuit - U.S. v. Aranda-Riojas (10th Cir. 1998)
U.S. Court of Appeals for the Tenth Circuit - U.S. v. Childers (10th Cir. 2004)
U.S. Court of Appeals for the Tenth Circuit - Churchwell v. Saffle (10th Cir. 2000)
U.S. Court of Appeals for the Tenth Circuit - U.S. v. Haney (10th Cir. 2004)
U.S. Court of Appeals for the Third Circuit - USA v. Jihad (3rd Cir. 2005)
U.S. Court of Appeals for the Tenth Circuit - United States of America, Plaintiff-Appellee, v. Jorge Esparza-Mendoza, Also Known as Adame Amalia, Also Known as Jorge Espinoza, Defendant-Appellant, American Civil Liberties Union Immigrants' Rights Project, Aclu of Utah; National Association of Federal Defenders; National Association of Criminal Defense Lawyers, Amici Curiae., 386 F.3d 953 (10th Cir. 2004) Plaintiff-Appellee, v. Jorge Esparza-Mendoza, Also Known as Adame Amalia, Also Known as Jorge Espinoza, Defendant-Appellant, American Civil Liberties Union Immigrants' Rights Project, Aclu of Utah; National Association of Federal Defenders; National Association of Criminal Defense Lawyers, Amici Curiae.
U.S. Court of Appeals for the Third Circuit - USA v. Jihad (3rd Cir. 2005)
U.S. Court of Appeals for the Tenth Circuit - U.S. v. Francis (10th Cir. 2002)
Mark J. Kriger, Detroit, MI, for Defendant-Appellant Katrice Lashawn Glass.
Domnick J. Sorise, Clinton Township, MI, for Defendant-Appellant Larry Burnett.Randal A. Sengel, Assistant U.S. Attorney (Patrick M. Ryan, United States Attorney, with him on the briefs), Oklahoma City, OK, for Plaintiff-Appellee.Before PORFILIO, BRORBY, and KELLY, Circuit Judges.PORFILIO, Circuit Judge.A jury convicted Katrice Lashawn Glass of knowingly and intentionally possessing cocaine with intent to distribute in violation of 21 U.S.C. 841(a)(1). Ms. Glass appeals, among other rulings, the district court's denial of an evidentiary hearing on her motion to suppress evidence. The same jury convicted Larry Burnett of aiding and abetting Ms. Glass in knowingly and intentionally possessing cocaine with intent to distribute in violation of 21 U.S.C. 841(a)(1) and 18 U.S.C. 2. Mr. Burnett appeals his conviction, arguing in part, (1) testimony elicited at trial in violation of Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968), was not harmless error; and (2) the district court should have suppressed substantive evidence admitted during trial as the fruit of an allegedly unlawful seizure. We have consolidated Ms. Glass' and Mr. Burnett's separate appeals only for the purpose of disposition. Concluding the Bruton error was not harmless, we reverse the conviction of Mr. Burnett; however, unpersuaded by Ms. Glass' arguments, we affirm her conviction.I. BACKGROUNDFour Oklahoma City detectives met with drug enforcement agents early one morning at the Will Rogers World Airport in Oklahoma City, Oklahoma. There, the DEA agents informed the detectives a black man and a black woman might be smuggling drugs on a flight arriving from Los Angeles. Drug interdiction officers who had seen the pair in Los Angeles believed the man and woman were traveling companions, although they appeared to be traveling separately. The man and woman had also paid cash for one-way tickets and boarded the plane at the last minute. According to the DEA agents, the man wore tan pants, the woman a yellow-colored outfit. The four detectives went to the gate to await the flight.Soon after the flight arrived, a black man in tan pants deplaned. Detectives Rivers and Wenthold followed him and observed he had no carry-on luggage, walked alone, and stopped several times to look around. At the baggage claim area, the suspect circled the baggage carousel for a few minutes without picking up any luggage and left the terminal, ultimately standing on the sidewalk by the passenger loading zone.Meanwhile, the other two detectives, Detectives Leach and Aragon, followed a yellow-clad black woman, one of the last passengers off the plane, through the terminal to the baggage claim area where she picked up two bags. When she stepped outside to the passenger loading zone, she stood only several feet away from the male suspect.Detectives Rivers and Wenthold approached the male suspect. Rivers identified himself as a drug interdiction officer and asked to speak with the man, explaining to him he was free to leave and was not under arrest. The suspect agreed to speak, and Rivers asked to see his ticket. The suspect showed him a one-way ticket from Los Angeles, paid for with cash. Rivers requested identification, and the suspect produced an identification card bearing a woman's name, which Rivers returned, saying "this couldn't be you, this is a female." The suspect then produced a California driver's license in the name of Larry Miller. Later, through a fingerprint check, the man was identified as Larry Burnett.After returning the ticket and identification, Detective Rivers told Mr. Burnett the detectives were looking for drugs and asked to pat him down for narcotics. Mr. Burnett put his hands up in the air. Rivers pat-searched him and felt a soft object in a pocket, which Mr. Burnett acknowledged was marijuana. Detectives Rivers and Wenthold arrested him.Meanwhile, Detectives Leach and Aragon approached the female suspect. Leach engaged the woman in conversation, following essentially the same script Rivers had used with Mr. Burnett. The woman identified herself as Katrice Glass, and the exchange culminated in Ms. Glass' agreeing to a search of her bags.Nestled among the male underwear and male socks in Ms. Glass' bags, Detective Leach uncovered twelve bars of crack cocaine, each one placed in a plastic bag, wrapped tightly with clear plastic tape, and tucked into a sock. The total weight was later found to be 5900 grams. Leach and Aragon arrested Ms. Glass immediately.En route to the drug interdiction unit's offices for further questioning, Mr. Burnett called Ms. Glass a nickname and told her everything would be all right. Once there, the detectives searched Mr. Burnett more thoroughly and discovered a baggage claim check. The detectives reclaimed the bag, which contained shirts and pants, but no underwear or socks. Mr. Burnett professed not to know Ms. Glass and said he was traveling to Oklahoma City to visit his grandmother, Ruthy Maye Simmons.During her separate interrogation, Ms. Glass also professed not to know Mr. Burnett, claiming she had seen him for the first time on the plane. After further questioning, Ms. Glass relented and told the detectives Mr. Burnett was her half-brother and Ruthy Maye Simmons was her grandmother, who had died five years before.Subsequently, in pretrial motions, Mr. Burnett and Ms. Glass sought to suppress the fruits of their respective searches. The district court denied Ms. Glass' motion summarily from the bench without an evidentiary hearing. In a written order following an evidentiary hearing, the district court also denied Mr. Burnett's motion.Ms. Glass and Mr. Burnett were tried together. The prosecution's case consisted primarily of testimony by Detectives Leach and Rivers, each testifying to their respective arrests and interrogations of Ms. Glass and Mr. Burnett. Because the government had found no cocaine in Mr. Burnett's possession, the government's aiding and abetting case against Mr. Burnett hinged on establishing the relationship between Mr. Burnett and Ms. Glass. One-half hour into the trial, Detective Leach testified Ms. Glass had told him "she had knowingly transported the narcotics along with [Mr. Burnett] to Oklahoma City." This testimony elicited an objection and a motion for a mistrial from Mr. Burnett's counsel. The court overruled the objection and denied the motion, but gave a limiting instruction to the jury. The court also admitted Ms. Glass' statements regarding her relationship to Mr. Burnett and Ruthy Maye Simmons.The only physical evidence against Mr. Burnett was a single fingerprint found on the adhesive side of a piece of tape wrapped around one of the twelve bundles of cocaine. At both opening and closing arguments, the prosecution stressed the familial relationship between Mr. Burnett and Ms. Glass and the apparent inconsistencies in their post-arrest statements. The jury convicted Ms. Glass of possession with intent to distribute and convicted Mr. Burnett of aiding and abetting. The court sentenced Ms. Glass to 188 months and Mr. Burnett to 292 months in prison. This appeal ensued.II. LARRY BURNETTA. Ms. Glass' StatementsMr. Burnett challenges the introduction at trial of four of his codefendant's postarrest statements introduced into evidence through the testimony of an arresting officer. Three of them implicate the rule announced in Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968). One of them raises a hearsay problem.1. The first statement--Bruton.Early in the trial, the first witness, Detective Leach, volunteered, in the presence of the jury: "As I was saying, yes, it did come to light by Ms. Glass that she knew Larry Burnett--a/k/a Chris Simms, Chris Simmons, Larry Miller--that she had knowingly transported the narcotics along with him to Oklahoma City." (emphasis added). Mr. Burnett's counsel immediately objected and requested a mistrial, arguing the officer's testimony implicated his client in violation of Bruton. The court denied the request and instead instructed the jury to consider the statement attributed to Ms. Glass only against Ms. Glass and not against Mr. Burnett, her codefendant. At the close of the government's case, and again after conviction, the defendant sought relief for the Bruton violation. The district court denied both motions, concluding "any statement of defendant Glass was minor compared to the overwhelming evidence presented against defendant Burnett." Mr. Burnett challenges this conclusion on appeal.The Sixth Amendment secures to a criminal defendant the right to confront the witnesses presented against him. The Confrontation Clause ensures a defendant charged with a crime will have an opportunity to cross-examine the witnesses against him. Pointer v. Texas, 380 U.S. 400, 406-07, 85 S.Ct. 1065, 1069-70, 13 L.Ed.2d 923 (1965). A unique Confrontation Clause problem arises during a joint trial when one defendant's post-arrest statement inculpates a codefendant. If the declarant exercises her Fifth Amendment right not to testify, the implicated codefendant is unable to exercise his Sixth Amendment right to cross-examine and confront her inculpatory statements. In Delli Paoli v. United States, 352 U.S. 232, 239-42, 77 S.Ct. 294, 298-300, 1 L.Ed.2d 278 (1957), the Supreme Court concluded a limiting jury instruction not to use such statements as evidence against the codefendant cured any potential Sixth Amendment violation. However, eleven years later, in Bruton, the Court repudiated Delli Paoli and overruled its conclusion: "A basic premise of the Confrontation Clause, it seems to me, is that certain kinds of hearsay ... are at once so damaging, so suspect, and yet so difficult to discount, that jurors cannot be trusted to give such evidence the minimal weight it logically deserves, whatever instructions the trial judge might give." Bruton, 391 U.S. at 138, 88 S.Ct. at 1629 (Stewart, J. concurring) (citations omitted). The Court concluded the admission of a nontestifying defendant's statement implicating a codefendant violates the Sixth Amendment even with the protection of a limiting instruction. Id. at 126, 88 S.Ct. at 1622-23.Here, it is undisputed a Bruton violation occurred. Ms. Glass' statement, as recounted by the testifying officer, directly inculpated Mr. Burnett. Ms. Glass never took the stand to testify; therefore, Mr. Burnett never had the opportunity to cross-examine the declarant of that statement. The court's limiting instruction could not cure the Sixth Amendment transgression. However, "[t]he mere finding of a violation of the Bruton rule in the course of the trial ... does not automatically require reversal of the ensuing criminal conviction." Schneble v. Florida, 405 U.S. 427, 430, 92 S.Ct. 1056, 1059, 31 L.Ed.2d 340 (1972). Instead, we must inquire whether the error was harmless. Chapman v. California, 386 U.S. 18, 22, 87 S.Ct. 824, 827, 17 L.Ed.2d 705 (1967) ("We conclude that there may be some constitutional errors which in the setting of a particular case are so unimportant and insignificant that they may, consistent with the Federal Constitution, be deemed harmless, not requiring the automatic reversal of the conviction.").To hold an error of constitutional dimension harmless, we must conclude "the properly admitted evidence of guilt is so overwhelming, and the prejudicial effect of the codefendant's admission is so insignificant by comparison, that it is clear beyond a reasonable doubt that the improper use of the admission was harmless error." Schneble, 405 U.S. at 430, 92 S.Ct. at 1059. We review the record de novo, United States v. Perdue, 8 F.3d 1455, 1469 (10th Cir.1993), and our judgment is informed by the context in which the statement was admitted, how it was used at trial, and how it compares to the properly admitted evidence. See, e.g., Bond v. Oklahoma, 546 F.2d 1369, 1376 (10th Cir.1976) ("[U]se of the confession in argument is also to be considered in judging the effect of the confession and whether its admission could be held harmless error."); United States v. Detrich, 865 F.2d 17, 22 (2d Cir.1988) ("When the government's proof relies primarily on circumstantial evidence, trial errors tend to acquire greater significance. It takes less to tip the scales.").The jury was instructed to find Mr. Burnett guilty of the charge of aiding and abetting only if the government had shown beyond a reasonable doubt Mr. Burnett: (1) knew the crime charged was to be committed or was being committed; (2) knowingly did some act for the purpose of aiding and abetting the commission of that crime; and (3) acted with the intention of causing the crime to be committed. The jury was further instructed:Merely being present at the scene of the crime or merely knowing that a crime is being committed or is about to be committed is not sufficient conduct for the jury to find that the defendant aided and abetted the commission of that crime. The government must prove that Defendant Burnett knowingly associated himself with the crime in some way as a participant--someone who wanted the crime to be committed--not as a mere spectator.Exclusive of the Bruton statement, the totality of the government's remaining evidence against Mr. Burnett, assuming its proper admission, was: (1) he flew on the same flight as Ms. Glass, his half-sister; (2) when he disembarked from the plane he repeatedly looked over his shoulder at the other departing passengers; (3) he continued looking around until he reached the baggage claim area; (4) Mr. Burnett's luggage contained men's clothing, but did not include any underwear or socks; (5) Ms. Glass' luggage contained men's underwear and socks; (6) Mr. Burnett apparently lied when he said he was visiting his grandmother; (7) when Ms. Glass was taken into custody, Mr. Burnett called her a nickname and said everything would be all right; and, finally, (8) Mr. Burnett's fingerprint was found on the inside of a piece of tape used to wrap the cocaine.Facts (1)--(7), at best, constitute evidence Mr. Burnett and Ms. Glass were traveling together. However, as the jury was instructed, mere presence at the scene of a crime or merely knowing a crime was being committed is not sufficient conduct to find Mr. Burnett aided and abetted Ms. Glass.The only other incriminating evidence is the fingerprint. However, when viewed in context, the significance of this evidence is ambiguous. Ms. Glass was carrying twelve bundles of crack cocaine. The officers discovered the cocaine tucked inside athletic socks, enveloped in freezer bags, and wrapped with multiple strips of "box tape." Mr. Burnett's fingerprint was found near the serrated edge on the adhesive side of a single piece of tape. While one fingerprint on the end of a piece of tape could indicate Mr. Burnett taped the package closed, the location could also be indicative of innocent activities, particularly in light of the absence of Mr. Burnett's prints on any other surface. We believe, in this circumstance, a single fingerprint does not constitute "overwhelming" evidence supporting a conviction for aiding and abetting.The statement attributed to Ms. Glass, "that she had knowingly transported the narcotics along with [Mr. Burnett] to Oklahoma City," informed the jury of the ultimate conclusion they needed to reach to convict Mr. Burnett. Given the statement was presented to the jury through the first witness and the circumstantial evidence in this case is not overwhelming, we cannot say beyond a reasonable doubt such a damaging utterance had "no probable impact on the minds of the jury" and was therefore harmless error. United States v. Hill, 901 F.2d 880, 885 (10th Cir.1990).2. The remaining Bruton statements.In their initial interviews with the officers, both Mr. Burnett and Ms. Glass denied knowing one another. Apparently, the government's purpose in introducing these statements was to demonstrate through other evidence the denials were false and supported an inference of consciousness of guilt. See, e.g., United States v. Ingram, 600 F.2d 260, 262 (10th Cir.1979).In Mr. Burnett's case, demonstrating his acquaintance with Ms. Glass would have a two-fold impact. First, it would prove he made false exculpatory statements. Second, it would constitute strong circumstantial evidence the defendants worked together, thus supporting the charge Mr. Burnett aided and abetted Ms. Glass. In fact, tying the two together was critical and necessary to the government's case.Over objection, the government, through a detective's testimony, introduced Ms. Glass' statements. She first told interviewers she and Mr. Burnett were "half-brother and half-sister." Later, she named Ruthy Maye Simmons, the woman Mr. Burnett claimed was his grandmother, as her grandmother. Both of these statements established the relationship between the codefendants critical to support the aiding and abetting charge against Mr. Burnett. Yet, both statements are attributable only to Ms. Glass, a nontestifying codefendant. Therefore, Bruton is once again implicated, and we examine the admission of the statements for harmless error. Schneble, 405 U.S. at 430, 92 S.Ct. at 1058-59.The prosecution contends Bruton is inapplicable because the statements are not facially inculpatory. The government maintains a mere statement of relationship would never raise a Bruton issue, relying heavily upon United States v. Arias, 984 F.2d 1139, 1143 (11th Cir.1993). In that case, husband and wife codefendants each challenged the admission of the other's post-arrest statements because they made reference to their marital status. The court determined Bruton was not implicated, broadly stating "[f]or Bruton to apply, a codefendant's statement must be clearly inculpatory standing alone." Id. at 1142 (quotations omitted).However, Arias is distinguishable. In Arias, the marital relationship was never at issue. In fact, each defendant's own statement established the relationship. The court expounded upon the vast amount of other evidence presented that already established the relationship, in essence performing a harmless error analysis to bolster its conclusion.In this case, the familial relationship was a critical element of the government's proof, and Ms. Glass' statements were the only direct testimonial evidence affirmatively linking the two defendants. Indeed, the government's use of the relationship throughout its closing arguments underscores the importance of the statements.The prosecutor argued: "when the man known at that time as Larry Miller was questioned and he gave a statement, he also stated--you have this introduced into evidence--he had never spoken with the girl before he arrived in Oklahoma City. Again, obviously a false statement since it is his sister .... why the false statements unless the two of them are involved in it together?" In fact, the government, in its fifteen minute closing, used the term "brother" or "sister" over ten times.Because the relationship of the defendants was so obviously important to the prosecution, we cannot say its introduction in violation of Bruton was harmless beyond a reasonable doubt. To the extent the court's decision in Arias can be read to require a different result, we must disagree.3. The hearsay statement.Finally, Mr. Burnett claims admission of testimony establishing Ruthy Maye Simmons was deceased was also reversible error. The officer testified Ms. Glass informed him Ruthy Maye Simmons was dead. Because the statement was introduced to establish the truth of that assertion, as applied to Mr. Burnett, the evidence is classic hearsay. Fed.R.Evid. 801(c). Moreover, the only relevance of the testimony is to controvert Mr. Burnett's assertion he was going to visit Ruthy Maye Simmons. The statement was inadmissable hearsay against Mr. Burnett and irrelevant to the government's case against Ms. Glass. However, because we conclude the judgment against Mr. Burnett must be reversed, we merely note the error here without determining whether it is reversible.B. The Alleged Fourth Amendment ViolationIn a pre-trial motion, Mr. Burnett argued he was illegally seized and moved to suppress any physical evidence, oral statements, or fruits arising from the seizure. The district court denied Mr. Burnett's motion in a written order following an evidentiary hearing. Mr. Burnett challenges that denial.On appeal from the denial of a motion to suppress, we view the evidence in the light most favorable to the government and accept any factual findings of the district court unless they are clearly erroneous. United States v. Scroger, 98 F.3d 1256, 1259 (10th Cir.1996). Although the district court did not make extensive factual findings,1 it did find Detective Mark Wenthold to be a credible witness. Accordingly, we draw our facts surrounding Mr. Burnett's arrest from Wenthold's testimony. See United States v. Griffin, 7 F.3d 1512, 1516 (10th Cir.1993) ("We therefore decide this case on the assumption the testimony of the police officers was true and we give to this testimony the benefit of every reasonable inference."). We review de novo the district court's conclusion of law whether a seizure occurred. United States v. Ward, 961 F.2d 1526, 1534 (10th Cir.1992).What began as a consensual encounter, Mr. Burnett contends, escalated into a seizure when Rivers asked to pat-search Mr. Burnett for drugs, after identifying himself as a drug interdiction officer looking for narcotics. Mr. Burnett argues any reasonable person who was the object of such a focused inquiry would not feel free to leave. Under this theory, Mr. Burnett was therefore the subject of a Terry stop, an investigative detention for which the officers were required to have reasonable suspicion. See United States v. Sokolow, 490 U.S. 1, 7, 109 S.Ct. 1581, 1585, 104 L.Ed.2d 1 (1989) ("[T]he police can stop and briefly detain a person for investigative purposes if the officer has a reasonable suspicion supported by articulable facts that criminal activity 'may be afoot ....' ") (quoting Terry v. Ohio, 392 U.S. 1, 30, 88 S.Ct. 1868, 1884-85, 20 L.Ed.2d 889 (1968)). In addition, Mr. Burnett contends because no reasonable suspicion existed for this detention, the stop was illegal and tainted any consent he might have given for the subsequent search. United States v. Blanco, 844 F.2d 344, 350 (6th Cir.1988); United States v. Grant, 920 F.2d 376, 388 (6th Cir.1990). Because we conclude the encounter between Mr. Burnett, Detective Rivers, and Detective Wenthold remained consensual until his arrest, we need not reach these latter arguments."So long as a reasonable person would feel free 'to disregard the police and go about his business,' the encounter is consensual and no reasonable suspicion is required. The encounter will not trigger Fourth Amendment scrutiny unless it loses its consensual nature." Florida v. Bostick,Try vLex for FREE for 3 days
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