Federal Circuits, Fed. Cir. (February 01, 1996)
Docket number: 95-3356
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Hillary A. Stern, Commercial Litigation Branch, Civil Division, Department of Justice, Washington, D.C., argued, for petitioner. With her on the brief, were Frank W. Hunger, Assistant Attorney General and David M. Cohen, Director. Of counsel were Lorraine Lewis, General Counsel and James E. Hicks, Office of the General Counsel, Office of Personnel Management, of Washington, D.C.
Calvin M. Morrow, Office of the General Counsel, Merit Systems Protection Board, Washington, D.C., argued, for respondent. With him on the brief, were Mary L. Jennings, Acting General Counsel and David C. Kane, Assistant General Counsel.Before PLAGER, LOURIE, and CLEVENGER, Circuit Judges.LOURIE, Circuit Judge.Pursuant to 5 U.S.C. 7703(d), the Director of the Office of Personnel Management (OPM) petitions for review of the final decision of the Merit Systems Protection Board, Docket No. AT0752900238-R-2, 62 M.S.P.R. 19, reversing the Department of the Navy's decision to place Raymond Alston on enforced leave after suspending his access to classified information. Alston v. Department of Navy, 62 M.S.P.R. 19 (1994). Because the board erred in determining that the agency denied Alston due process when it placed him on enforced leave, we reverse.BACKGROUNDRaymond Alston worked as an Instrument Mechanic for the Department of the Navy ("the agency") at the Charleston Naval Shipyard. His position required him to work in restricted areas of the shipyard and to have access to classified documents. Accordingly, the agency required him to have a security clearance.The agency has a two-part personnel security policy to maintain control over access to classified information. First, employees must have personnel security clearances, which are granted by a Central Adjudication Facility (CAF) after formal, often lengthy, background investigations. 32 C.F.R. § 154.41 (1995). Second, to manage more immediate needs for security, the agency determines which of those personnel holding security clearances needs to have access to classified information. Id. § 154.49. If the agency doubts an employee's ability to properly protect classified information, it may suspend that person's access. Id. § 154.55(c). In such a case, the CAF performs an independent determination as to whether to revoke that employee's clearance. Id. § 154.41.On July 5, 1989, the agency temporarily suspended Alston's access to classified information and to restricted areas.1 In a letter to Alston, the agency informed him that his access was temporarily suspended because "[he] may suffer from a medical condition which requires further investigation and evaluation." The agency did not identify any specific medical condition. Subsequently, because Alston no longer had access to his work site, the agency placed him on administrative leave.On November 1, 1989, the agency proposed to place Alston on enforced leave, presumably without pay, pursuant to 5 U.S.C. 7511-14 pending completion of an investigation and adjudication as to whether his security clearance should be revoked.2 In its notice of the proposed action, the agency stated as follows:1. This is a notice of proposed action to place you on enforced leave for such time as you are eligible for access to classified information....2. The specific circumstances supporting the proposed enforced leave are:....b. The position you currently hold, Instrument Mechanic, WG-11, requires that you work and perform in nuclear controlled areas and have access to classified documents. Further, your position requires that you hold a security clearance with access to the controlled industrial area and other restricted areas of the shipyard.c. On 5 July 1989, you were notified by the Administrative Officer that your access to classified information, the Controlled Industrial Area, as well as other restricted areas of the shipyard was being temporarily suspended pending further investigation and adjudication insofar as your security clearance was concerned.....3. Eligibility for a security clearance is a condition of employment in your position at this Shipyard. Your services cannot be fully utilized without a clearance. You are not currently eligible to perform the duties for which you were hired due to the status of your security clearance. An effort has been made to locate a non-critical sensitive position in the Production Department which you could perform without a security clearance, however, none was found.4. You are advised of your right to reply to this notice both orally and/or in writing, to submit affidavits and other documentary evidence in support of your reply, including medical documentation if you wish to have any medical condition considered which may have contributed to the reasons for this proposed action....In response, Alston's attorney submitted medical documentation to the agency and met with them to discuss the proposed action. During this meeting, Alston's attorney discussed the possibility of placing Alston on disability or worker's compensation. Despite these discussions, the agency placed Alston on enforced leave on January 18, 1990 until such time as he became eligible for access to classified information. Alston appealed the agency decision to the board.3In an initial decision, the administrative judge (AJ) reversed the agency action. The AJ held that the agency, when it placed Alston on enforced leave, did not act according to its own regulations. In particular, the AJ held that the agency failed to show that the placement of Alston on enforced leave promoted the efficiency of the service. The AJ further held that the agency failed to demonstrate that a lesser penalty could not have been imposed. The agency petitioned the board for review and the board affirmed the result of the AJ's decision, but used different reasoning. In its decision, the board held that the agency denied Alston his due process rights when it failed to provide him with an opportunity to reply to its notice concerning the suspension of his security clearance. Alston v. Department of Navy, 48 M.S.P.R. 694 (1991).OPM petitioned the board for reconsideration. In a split decision on June 22, 1993, the board granted OPM's petition and reversed its previous decision. Alston v. Department of Navy, 58 M.S.P.R. 158 (1993). Relying on Jones v. Department of Navy, 978 F.2d 1223 (Fed.Cir.1992), the board held that constitutional due process rights do not attach to the suspension of an employee's access to classified information. Thus, the board found that Alston was not entitled to notice of the reasons for the agency's access determination prior to being placed on enforced leave. Accordingly, the board affirmed the agency's decision to place Alston on enforced leave pending completion of its investigation.After a change in the board's composition, the board reopened and reconsidered its June 22, 1993 decision. See 5 U.S.C. 7701(e)(1)(B) (1994) (agency decision final unless the board reopens and reconsiders a case on its own motion). In another split decision, the board reversed its June 22, 1993 decision. Alston v. Department of Navy, 62 M.S.P.R. 19 (1994). The board held that Alston was denied meaningful due process under the Constitution, as well as the procedural protections to which he was entitled pursuant to 5 U.S.C. 7513(b). The board based its decision on the agency's failure to provide adequate notice of the reasons for the suspension such that Alston had a meaningful opportunity to respond to the agency's action placing Alston on enforced leave. OPM now appeals.4 See 5 U.S.C. 7703(d) (1994) ("The Director of the Office of Personnel Management may obtain review of any final order or decision of the Board ... if the Director determines, in his discretion, that the Board erred interpreting a civil service law, rule or regulation affecting personnel management....").DISCUSSIONOur review of board decisions is limited by statute. We may set aside a board's decision only if it is arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law; obtained without procedures required by law, rule, or regulation having been followed; or unsupported by substantial evidence. 5 U.S.C. 7703(c) (1994).OPM argues that the board erred when it reviewed the adequacy of the Navy's notice concerning his suspended access, asserting that pursuant to Department of the Navy v. Egan, 484 U.S. 518, 108 S.Ct. 818, 98 L.Ed.2d 918 (1988), the board has no authority to review such suspensions. Moreover, OPM asserts that an individual has no property or liberty interest in access to classified information. Thus, OPM argues that before placing Alston on enforced leave, the agency was merely required to inform him that his placement on enforced leave was based on the agency's decision to suspend his access to classified information. Because the agency informed him that it was a "medical condition" that required suspension of his access, OPM argues that Alston was accorded all the procedural protection to which he was entitled.The board counters that it did not err because 5 U.S.C. 7513(b) (1994) entitles an employee to advance notice of the specific reasons for an adverse action. The board does not dispute that it lacks authority to review suspensions of access to classified information. Nor does it disagree that an employee does not have a property or liberty interest in access to classified information. Instead, the board argues that notice of the reasons for an agency's decision to suspend access to classified information is required in order to provide an employee with a meaningful opportunity to be heard before his placement on enforced leave. Although we agree with the board that the agency must provide some indication of the reasons for an agency's decision to suspend access to classified information before placing an employee on enforced leave, we reverse the board's decision because in this case Alston was provided with all that he was entitled to under section 7513.Although it is clear that no one has a "right" to a security clearance or access to classified information, see Department of the Navy v. Egan, 484 U.S. 518, 108 S.Ct. 818, 98 L.Ed.2d 918 (1988), an employee, as defined by 5 U.S.C. 7501, has a property right in his continued employment. See 5 U.S.C. 7513(a) (1994) (agency may take an action under §§ 7511-14 against an employee only for such cause as will promote the efficiency of the service). See also Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 538-39, 105 S.Ct. 1487, 1491, 84 L.Ed.2d 494 (1985) (Ohio statute creates property interest in continued employment). An employee cannot be deprived of that interest without the procedural protections provided by 5 U.S.C. 7513(b).5 Section 7513(b) provides as follows:An employee against whom an action is proposed is entitled to-- (1) at least 30 days' advance written notice, unless there is reasonable cause to believe the employee has committed a crime for which a sentence of imprisonment may be imposed, stating the specific reasons for the proposed action; (2) a reasonable time, but not less than 7 days, to answer orally and in writing and to furnish affidavits and other documentary evidence in support of the answer; (3) be represented by an attorney or other representative; and (4) a written decision and the specific reasons therefor at the earliest practicable date.5 U.S.C. 7513(b) (1994) (emphasis added).The language of the statute is clear. Prior to an adverse action, the agency must provide an employee with "written notice ... stating the specific reasons for the proposed action." A notice of a proposed adverse action "is sufficient under [5 U.S.C. 7513(b)(1) ] when it apprises the employee of the nature of the charges 'in sufficient detail to allow the employee to make an informed reply.' " Brook v. Corrado, 999 F.2d 523, 526 (Fed.Cir.1993) (quoting Brewer v. United States Postal Serv., 227 Ct.Cl. 276, 647 F.2d 1093, 1097 (1981), cert. denied,Try vLex for FREE for 3 days
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