Federal Circuits, Fourth Circuit (September 27, 1995)
Docket number: 94-1711
Permanent Link:
http://vlex.com/vid/libertarian-voter-desires-36112812
Id. vLex: VLEX-36112812
Click here to download this article in graphic format (Acrobat Reader)

U.S. Supreme Court - Norman v. Reed, 502 U.S. 279 (1992)
U.S. Supreme Court - Burdick v. Takushi, 504 U.S. 428 (1992)
U.S. Supreme Court - Eu v. San Francisco County Democratic Central Comm., 489 U.S. 214 (1989)
U.S. Supreme Court - Munro v. Socialist Workers Party, 479 U.S. 189 (1986)
U.S. Supreme Court - Tashjian v. Republican Party of Conn., 479 U.S. 208 (1986)
U.S. Court of Appeals for the Fourth Circuit - Hicks William Helton, D/B/a B & H Video, Plaintiff-Appellee, v. Jeff Hunt, Rutherford County District Attorney, Defendant-Appellant, and Daniel J. Good, Sheriff of Rutherford County, Defendant. Hicks William Helton, D/B/a B & H Video, Plaintiff-Appellee, v. Daniel J. Good, Sheriff of Rutherford County, Defendant-Appellant, and Jeff Hunt, Rutherford County District Attorney, Defendant., 330 F.3d 242 (4th Cir. 2003) D/B/a B & H Video, Plaintiff-Appellee, v. Jeff Hunt, Rutherford County District Attorney, Defendant-Appellant, and Daniel J. Good, Sheriff of Rutherford County, Defendant. Hicks William Helton, D/B/a B & H Video, Plaintiff-Appellee, v. Daniel J. Good, Sheriff of Rutherford County, Defendant-Appellant, and Jeff Hunt, Rutherford County District Attorney, Defendant.
U.S. Court of Appeals for the Second Circuit - Clifford B. Meacham, Thedrick L. Eighmie, and Allen G. Sweet, Individually and on Behalf of all Persons Similarly Situated, Plaintiffs-Appellees-Cross-Appellants, James R. Quinn, Ph.D., Deborah L. Bush, Raymond E. Adams, Wallace Arnold, William F. Chabot, Allen E. Cromer, Paul M. Gundersen, Clifford J. Levendusky, Bruce E. Palmatier, Neil R. Pareene, William C. Reynheer, John K. Stannard, David W. Townsend, and Carl T. Woodman, Consolidated-Plaintiffs-Appellees, Hildreth E. Simmons, Jr., Henry Bielawski, Ronlad G. Butler, Sr., James S. Chambers, Arthur J. Kaszubski, David J. Kopmeyer, Christine A. Palmer, Frank A. Paxton, Janice M. Polsinelle, Teofils F. Turlais, and Bruce E. Vedder, Consolidated-Plaintiffs-Appellees, v. Knolls Atomic Power Laboratory, A/K/a Kapl, Inc., Lockheed Martin Corporation, and John J. Freeh, Both Individually and as an Employee of Kapl and Lockheed Martin, Defendants-Appellants-Cross-Appellees., 381 F.3d 56 (2nd Cir. 2004) Thedrick L. Eighmie, and Allen G. Sweet, Individually and on Behalf of all Persons Similarly Situated, Plaintiffs-Appellees-Cross-Appellants, James R. Quinn, Ph.D., Deborah L. Bush, Raymond E. Adams, Wallace Arnold, William F. Chabot, Allen E. Cromer, Paul M. Gundersen, Clifford J. Levendusky, Bruce E. Palmatier, Neil R. Pareene, William C. Reynheer, John K. Stannard, David W. Townsend, and Carl T. Woodman, Consolidated-Plaintiffs-Appellees, Hildreth E. Simmons, Jr., Henry Bielawski, Ronlad G. Butler, Sr., James S. Chambers, Arthur J. Kaszubski, David J. Kopmeyer, Christine A. Palmer, Frank A. Paxton, Janice M. Polsinelle, Teofils F. Turlais, and Bruce E. Vedder, Consolidated-Plaintiffs-Appellees, v. Knolls Atomic Power Laboratory, A/K/a Kapl, Inc., Lockheed Martin Corporation, and John J. Freeh, Both Individually and as an Employee of Kapl and Lockheed Martin, Defendants-Appellants-Cross-Appellees.
ARGUED: James Richard Glover, Glover & Petersen, P.A., Chapel Hill, NC, for appellants. Charles McKinnon Hensey, Special Deputy Attorney General, North Carolina Department of Justice, Raleigh, NC, for appellees. ON BRIEF: Ann B. Petersen, Glover & Petersen, P.A., Chapel Hill, NC; E. Clark Dummit, Dummit & Associates, Winston-Salem, NC, for appellants. Michael F. Easley, Attorney General, North Carolina Department of Justice, Raleigh, NC, for appellees.
Before ERVIN, Chief Judge, MOTZ, Circuit Judge, and PHILLIPS, Senior Circuit Judge.Affirmed by published opinion. Senior Judge PHILLIPS wrote the opinion, in which Chief Judge ERVIN and Judge MOTZ joined.OPINIONPHILLIPS, Senior Circuit Judge:The national Libertarian Party and the Libertarian Party of North Carolina, along with Scott McLaughlin, the state party's most recent candidate for Governor, and Kathleen Ferrell, a North Carolina voter registered as a Libertarian, appeal from a summary judgment order dismissing their claims seeking a declaration that three provisions of the North Carolina election laws unconstitutionally deprive them of rights guaranteed by the First and Fourteenth Amendments and praying for an injunction against their enforcement. We affirm the district court's judgment on all counts.I.The relevant facts of this case are not in dispute and were presented thoroughly in the decision below. McLaughlin v. North Carolina Board of Elections, 850 F.Supp. 373 (M.D.N.C.1994). We will only summarize them briefly.The North Carolina election laws provide exactly three ways for a candidate to secure a spot on a general election ballot1 for any federal, state, county, or municipal office: (1) by becoming the nominee of a major political party selected by primary election; (2) by becoming the nominee of a "new" political party selected at that party's state convention; and (3) by being nominated by petition as an unaffiliated candidate.2To qualify as a "new" party for purposes of ballot access, a political party must file with the Board of Elections ("BOE") by June 1 in the same calendar year as the November general election petitions signed by registered voters numbering at least 2% of the total number of votes cast in the most recent general election for Governor,3 with at least 200 signatures coming from registered voters residing in each of four congressional districts. The party must support the authenticity of each signature by notarized affidavit and also pay to the BOE a verification fee of $.05 per signature. If the BOE determines that the petitions contain the requisite number of valid signatures, it certifies the party as a "new" party under N.C. Gen.Stat. Sec. 163-96(a)(2) & -96(b) (1994), thereby entitling the party to nominate as much as one candidate per office to appear on the general election ballot. Voters are permitted to register affiliation with a party as soon as it becomes certified. If the new party obtains voter registration affiliation equal to or greater than 5% of the total statewide voter registration, its name is sorted alphabetically with the established parties for purposes of column-assignment on the general election ballot. Otherwise, it is assigned a column to the right of the columns assigned to the candidates of the established parties. N.C. Gen.Stat. Sec. 163-140.1. That is, for example, were 5% of all registered voters affiliated with the Libertarian Party, its candidates would appear on the ballot between the Democratic and Republican candidates. Were the Libertarians to become certified as a "new" party yet fail to attract 5% of registered voters, then its candidates would be listed third after those nominated by the two major parties.If a party's nominee for governor or for president polls at least 10% of the votes cast in the previous general election for governor or president, respectively, then that party retains its right to nominate candidates for all state and federal offices in the next general election. We will term such a political organization an "established" political party.4 Established political parties must nominate their candidates by primary election (unless only one candidate declares for that party's nomination for a particular office). Sec. 163-110. If a party fails to poll for its candidate the requisite 10% of votes cast, "it shall cease to be a political party within the meaning of the primary and general election laws." Sec. 163-97. When a party loses its ballot-qualified status, it also loses the affiliation of its registered voters. Section 163-97.1 provides that when a party "has lost its legal status as provided in G.S. Sec. 163-97," the BOE must direct all county boards of elections to change the registration of "[a]ll voters affiliated with such expired political party ... to 'unaffiliated.' " In order to regain the right to nominate candidates (as well as the right to affiliate voters), it must again become certified as a "new" party by submitting petitions signed by registered voters numbering at least 2% of the total number of votes cast in the prior general gubernatorial election.The Libertarian Party of North Carolina was formed in 1976. It qualified for the general elections of that year by filing petitions with the requisite number of signatures.5 Two other minor parties qualified as well. Because only the candidates of the Democratic and Republican Parties, Jimmy Carter and then-President Gerald Ford, exceeded the 10% threshold of 167,790 votes, the three minor parties were deemed to have expired by operation of N.C. Gen.Stat. Sec. 163-97. The Libertarian Party qualified anew prior to both the 1980 and 1984 elections but each time failed to poll as many as 10% of the votes (garnering 9677 votes for its 1980 presidential candidate and 4611 for its 1984 gubernatorial candidate). In 1988, the Libertarian Party failed to qualify as a new party. However, its candidate for President did qualify as a write-in candidate. See supra note 1. He received 1263 votes out of 2,134,370 votes cast for President. The Libertarian Party rebounded from its unsuccessful 1988 petition drive to obtain 43,620 valid signatures in its 1992 campaign--twenty more than the 2% required.The Libertarian Party achieved unprecedented success in the 1992 general elections even though none of its candidates was elected. Three of its candidates for the state legislature received over 12% of the vote in their respective races. And the Party's candidate for Governor, plaintiff McLaughlin, polled 104,983 votes--over 4% of the total votes cast--in the gubernatorial election. However, because both McLaughlin and the Party's presidential candidate failed to reach 10% of the total vote, the Party is deemed to "cease to be a political party" for ballot access purposes, and, once the BOE so directs, the county boards of elections will change the affiliation of all 677 voters currently registered with the Party to "unaffiliated."In February 1993, the National and State Libertarian Parties, Scott McLaughlin, and Kathleen Ferrell (collectively, "plaintiffs" or "Libertarians") filed suit in the United States District Court for the Middle District of North Carolina challenging as unconstitutional discrete provisions of the state's election laws and alleging general election improprieties not here relevant. The four specific provisions challenged were: (1) the forced voter disaffiliation provision of Sec. 163-97.1; (2) the requirement of Sec. 163-96(b) that a would-be new party pay a five-cent-per-signature verification fee; (3) the provision in Sec. 163-97 that a party "ceases to exist" for ballot access purposes unless it polls 10% of the vote in the gubernatorial or presidential elections; and (4) the mandate spelled out in Sec. 163-96(b) that a petition for ballot access as a "new" party state that "THE SIGNERS OF THIS PETITION INTEND TO ORGANIZE A NEW POLITICAL PARTY." The suit named as defendants the North Carolina Board of Elections and its acting director, William A. Marsh, Jr.The parties entered into stipulations of fact and filed cross motions for summary judgment. Thereafter, a magistrate judge issued proposed findings and an opinion recommending that those provisions of N.C. Gen.Stat. Sec. 163-96(b) requiring notarization of the signatures on "new party" petitions and requiring payment of 5 cents per signature be declared unconstitutional, and that the Libertarians' other claims for declaratory and injunctive relief be dismissed. Over the plaintiffs' objections, the district court issued an order adopting the findings and recommendations of the magistrate, and entered a final judgment granting plaintiffs declaratory and injunctive relief on their second claim and dismissing their other claims.On appeal, the Libertarians reassert their constitutional challenges to: the provisions of the North Carolina election laws that regulate political parties' access to the ballot; the mandated ballot-petition language; and the Voter Disaffiliation provision. The state has not cross appealed from that portion of the district court's decision below declaring Sec. 163-97 unconstitutional.II.The appropriate standard governing constitutional challenges to specific provisions of state election laws begins with the balancing test that the Supreme Court first set forth in Anderson v. Celebrezze, 460 U.S. 780, 789, 103 S.Ct. 1564, 1570, 75 L.Ed.2d 547 (1983). As the Court put it in its most recent ballot access decision, that test directs that[a] court considering a challenge to a state election law must weigh "the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate" against "the precise interests put forward by the State as justifications for the burden imposed by its rule," taking into consideration "the extent to which those interests make it necessary to burden the plaintiff's rights."Burdick v. Takushi, 504 U.S. 428, 434, 112 S.Ct. 2059, 2063, 119 L.Ed.2d 245 (1992) (citations omitted). Despite its explicit endorsement of the Anderson approach, the Burdick Court also reaffirmed a single modification, that election laws which place "severe" burdens upon constitutional rights are subject to strict scrutiny: "the regulation must be 'narrowly drawn to advance a state interest of compelling importance.' " Id. (quoting Norman v. Reed, 502 U.S. 279, 289, 112 S.Ct. 698, 705, 116 L.Ed.2d 711 (1992)). See also Eu v. San Francisco County Democratic Central Cmte., 489 U.S. 214, 222, 109 S.Ct. 1013, 1019, 103 L.Ed.2d 271 (1989); Illinois Election Bd. v. Socialist Workers Party, 440 U.S. 173, 184-85, 99 S.Ct. 983, 990-91, 59 L.Ed.2d 230 (1979) (severe restriction must be "least drastic means" to serve compelling interest).6In short, election laws are usually, but not always, subject to ad hoc balancing. When facing any constitutional challenge to a state's election laws, a court must first determine whether protected rights are severely burdened. If so, strict scrutiny applies. If not, the court must balance the character and magnitude of the burdens imposed against the extent to which the regulations advance the state's interests in ensuring that "order, rather than chaos, is to accompany the democratic processes." Storer v. Brown, 415 U.S. 724, 730, 94 S.Ct. 1274, 1279, 39 L.Ed.2d 714 (1974). "The results of this evaluation will not be automatic; ... there is 'no substitute for the hard judgments that must be made.' " Anderson, 460 U.S. at 789-90, 103 S.Ct. at 1570 (quoting Storer, 415 U.S. at 730, 94 S.Ct. at 1279).Within this framework, we will consider each of the Libertarians' three challenges in turn. We subject the district court's determinations whether any particular provision or set of provisions passes constitutional muster to de novo review. Fulani v. Krivanek, 973 F.2d 1539, 1541 (11th Cir.1992).A.We first consider the state law provisions restricting political party access to the ballot.As a rule, state laws that restrict a political party's access to the ballot always implicate substantial voting, associational and expressive rights protected by the First and Fourteenth Amendments. That is because "it is beyond debate that freedom to engage in association for the advancement of beliefs and ideas is an inseparable aspect of the 'liberty' assured by the Due Process Clause of the Fourteenth Amendment, which embraces freedom of speech," Anderson, 460 U.S. at 787, 103 S.Ct. at 1569 (internal quotation omitted), and because "[t]he right to form a party for the advancement of political goals means little if a party can be kept off the election ballot and thus denied an equal opportunity to win votes." Williams v. Rhodes, 393 U.S. 23, 31, 89 S.Ct. 5, 10-11, 21 L.Ed.2d 24 (1968); see also Norman v. Reed, supra, 502 U.S. at 289, 112 S.Ct. at 705; Tashjian v. Republican Party of Connecticut, 479 U.S. 208, 214, 107 S.Ct. 544, 548, 93 L.Ed.2d 514 (1986). Moreover, the burden that North Carolina's ballot access restrictions impose on protected interests is undoubtedly severe--that is, as history reveals, those regulations make it extremely difficult for any "third party" to participate in electoral politics.7 It remains only to determine, then, whether the North Carolina rules that govern a party's ability to place its candidates on the general election ballot are the least restrictive means to achieve the "important state interest in requiring some preliminary modicum of support before printing the name of a political organization's candidate on the ballot--the interest, if no other, in avoiding confusion, deception, and even frustration of the democratic process at the general election." Jenness v. Fortson, 403 U.S. 431, 442, 91 S.Ct. 1970, 1976, 29 L.Ed.2d 554 (1971).This inquiry brings us into hazardous terrain. While all states condition ballot access on a showing of some "preliminary modicum of support," it is beyond judicial competence to identify, as an objective and abstract matter, the precise numbers and percentages that would constitute the least restrictive means to advance the state's avowed and compelling interests. However, the plaintiffs do not ask us to do so. Instead, they urge that the North Carolina election laws themselves expose that the state's ballot access regulations are not the "most narrowly tailored means," Norman, 502 U.S. at 294, 112 S.Ct. at 708, to advance the state's compelling interests. Because North Carolina believes that the support of 2% of those who voted in the previous gubernatorial election is sufficient to get a party on the ballot in the first place, the Libertarians explain, the state cannot also believe that the party's failure to attract 10% of the votes in the subsequent election ipso facto demonstrates that the party lacks the necessary modicum of support that justifies its place on the ballot. In advancing this argument, the Libertarians rely in large measure on the Supreme Court's reasoning in Norman v. Reed and Illinois Election Bd. v. Socialist Workers Party. In both cases the Court held that the state could not require a party that wishes to place a candidate for election in a political subdivision to obtain more petition signatures than required to accord the party ballot access for a statewide race. The Court reasoned that the lesser number conclusively established that the state itself does not consider the greater number the least restrictive means to demonstrate that the party has a significant modicum of support.Unfortunately for the Libertarians, the surface plausibility of their analogy is belied by clear Supreme Court precedent. In Jenness v. Fortson, the Court upheld against constitutional challenge Georgia election laws that distinguished between "political parties" and "political bodies" in ways similar to the different treatment that North Carolina accords established and "new" political parties. In particular, Georgia termed any political organization whose candidate received at least 20% of the vote in the most recent presidential or gubernatorial election a "political party" and provided that it must nominate candidates to be placed on the general election ballot by primary election. Any other political organization was termed a "political body." A nominee of a political body could get his name printed on the general election ballot only by filing a nominating petition signed by at least 5% of the total number of electors eligible to vote in the last election for the office he sought. Jenness, 403 U.S. at 433, 91 S.Ct. at 1971. Similarly, in American Party of Texas v. White, 415 U.S. 767, 94 S.Ct. 1296, 39 L.Ed.2d 744 (1974), the Court upheld a complicated Texas ballot access scheme that, in much-simplified essence, permitted political parties to gain initial access to the ballot by securing the signatures of persons numbering 1% of the total votes cast in the prior gubernatorial election, but required such parties to poll at least 2% of the votes cast in the gubernatorial election to retain their ballot access.Concluding that Jenness squarely controlled, the district court held below that "the two-tier system is a reasonable and legitimate one for [North Carolina] to impose." 850 F.Supp. at 385. The court properly reasoned that[t]he fact that North Carolina had chosen to make ballot access easier does not logically require it to make ballot retention easier as well. The purpose of the two vehicles for showing support among the electorate has two entirely different purposes. While both ensure that the election ballots are not cluttered by numerous small groups, the lower ballot access requirement actually gives a group a chance to prove itself when it otherwise would be kept off the ballot. It is an inclusive, not an exclusive policy--a safety valve promoting political participancy while protecting the ballot.... It is not unfair to expect a party to improve its showing of support from the petition process to be accorded automatic ballot access....Id. at 384-85. Indeed, we previously have upheld two-tier ballot access schemes that require a party to exhibit a greater showing of support to remain on the ballot than that party needed to place a candidate in the first place and that are roughly comparable in magnitude to the tiers that North Carolina has established. See Libertarian Party of Virginia v. Davis, 766 F.2d 865 (4th Cir.1985) (.5% access requirement for statewide office, 10% retention); Socialist Workers Party v. Hechler, 696 F.Supp. 190 (S.D.W.Va.1988), aff'd in part, 890 F.2d 1303 (4th Cir.1989), cert. denied,Try vLex for FREE for 3 days
Access legal information from United States including:
Try vLex without any commitment for 3 days and see why you need it.
3
days of Free Access