Federal Circuits, 6th Cir. (January 11, 1999)
Docket number: 97-1373
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U.S. Court of Appeals for the 5th Cir. - Sierra Club, Plaintiff-Appellee, v. City of San Antonio, Et Al., Defendants, New Braunfels Utilities, Defendant-Appellee, v. City of San Antonio, San Antonio Water Systems, City of Hondo, Texas, on Its Behalf and all Other Municipal Industrial, Commercial, Domestic and Livestock Pumpers in Medina, City of Uvalde, Texas, on Its Behalf and all Other Municipal, Industrial, Commercial, Domestic and Livestock Pumpers in Uvalde and Kinney Counties, City of Leon Valley, Texas, on Its Behalf and all Other Municipal, Domestic and Livestock Pumpers in Bexar and Atascosa Counties, Redland Stone Products Company, on Its Behalf and all Other Industrial and Commercial Pumpers, Southwest Research Institute, on Its Behalf and all Other Industrial and Commercial Pumpers in Bexar and Atascosa Counties, United Services Automobile Association, on Its Behalf and all Other Industrial and Commercial Pumpers in Bexar and Atascosa Counties, and Bexar Metropolitan Water District, Defendants-Appellants., 112 F.3d 789 (5th Cir. 1997) Plaintiff-Appellee, v. City of San Antonio, Et Al., Defendants, New Braunfels Utilities, Defendant-Appellee, v. City of San Antonio, San Antonio Water Systems, City of Hondo, Texas, on Its Behalf and all Other Municipal Industrial, Commercial, Domestic and Livestock Pumpers in Medina, City of Uvalde, Texas, on Its Behalf and all Other Municipal, Industrial, Commercial, Domestic and Livestock Pumpers in Uvalde and Kinney Counties, City of Leon Valley, Texas, on Its Behalf and all Other Municipal, Domestic and Livestock Pumpers in Bexar and Atascosa Counties, Redland Stone Products Company, on Its Behalf and all Other Industrial and Commercial Pumpers, Southwest Research Institute, on Its Behalf and all Other Industrial and Commercial Pumpers in Bexar and Atascosa Counties, United Services Automobile Association, on Its Behalf and all Other Industrial and Commercial Pumpers in Bexar and Atascosa Counties, and Bexar Metropolitan Water District, Defendants-Appellants.
U.S. Supreme Court - Idaho v. Coeur d'Alene Tribe of Idaho, 521 U.S. 261 (1997)
U.S. Court of Appeals for the 4th Cir. - Johnson v. City of Chesapeake (4th Cir. 2000)
U.S. Court of Appeals for the 6th Cir. - Smith, et al. v. Williams-Ash (6th Cir. 2005)
Paul D. Fox (argued and briefed), Grand Rapids, Michigan, for Appellants.
James I. Sullivan (argued and briefed), Eric H. Findlay, Jeffrey J. Noorman (briefed), Sullivan, Crowley & Beeby, Traverse City, Michigan for Village of Northport.James R. Piggush (argued and briefed), James E. Riley, Office of the Attorney General, Natural Resources Division, Lansing, Michigan, for Douglas B. Roberts.Wendy A. Spickard, Consumers Power Company, Jackson, MI, for Consumers Power Company.Before: RYAN, CLAY, and OAKES,* Circuit Judges.OAKES, J., delivered the opinion of the court, in which CLAY, J., joined. RYAN, J. (p. 973), delivered a separate concurring opinion.OPINIONOAKES, Circuit Judge.PRELIMINARY STATEMENTThe MacDonalds appeal from a judgment of the United States District Court for the Western District of Michigan (Bell, Judge), dismissing their action to amend a plat to remove a public access road that runs along their land.This appeal presents the question whether the district court properly dismissed an action by homeowners against several defendants, including a Michigan village and the Michigan State Treasurer, relating to the ownership and land use of a portion of a platted street. Because Michigan law provides a regulatory scheme to address disputes relating to land use, the district court properly abstained from deciding the case. In addition, the Eleventh Amendment barred the suit. We therefore affirm.BACKGROUNDJohn and Patricia MacDonald reside in Ohio and own a summer home in Northport, Michigan. Part of the platted street adjacent to the MacDonalds' Northport property provides public access to the Grant Traverse Bay of Lake Michigan; the parties refer to this access as the "7th Street right-of-way" or the "road-end access." The MacDonalds claim that the public use of the 7th Street right-of-way interferes with their enjoyment of their property.The MacDonalds sued the Village of Northport and other defendants, including the State Treasurer, on several grounds relating to the ownership and use of the 7th Street right-of-way. In Count I of their complaint, the MacDonalds asked the court to vacate the 7th Street right-of-way adjacent to their property, and to amend the plat. Because this remedy implicated the public interest relating to land division, public roads, and public access to navigable and public trust waters, the MacDonalds were required by statute to join various state officials as defendants.1The other two counts sought relief from the Village of Northport and did not directly implicate the state defendants. Count II alleged that the Village had "taken" the MacDonalds' property without just compensation, and that the MacDonalds were damaged, by the loss of their quiet enjoyment of their property and by the diminution of its value, in an amount over $50,000. Count III sought an order that the 7th Street right-of-way not be used as a public beach and that the village cease "tolerat[ing] such uses."In an oral opinion, the United States District Court for the Western District of Michigan (Bell, Judge) held that the presence of a comprehensive state regulatory scheme involving state land use law required abstention under Burford v. Sun Oil Co., 319 U.S. 315, 63 S.Ct. 1098, 87 L.Ed. 1424 (1943), and its progeny. The court also found that the Eleventh Amendment required dismissal because the State was a necessary party and was immune from suit. The court concluded that the Burford doctrine and the Eleventh Amendment, "both as separate and distinct grounds, but clearly grounds together," gave the court "insufficient jurisdiction." Accordingly, the court dismissed the case.DISCUSSIONA. Burford AbstentionUnder the Burford doctrine, federal courts abstain from deciding cases when there is a need to defer to complex state administrative procedures. In Burford v. Sun Oil Co., 319 U.S. 315, 317-318, 63 S.Ct. 1098, 87 L.Ed. 1424 (1943), the Sun Oil Company challenged the Texas Railroad Commission's grant of an oil drilling permit. The Supreme Court held that abstention was necessary in order to defer to the complicated regulatory system established under Texas law in furtherance of that state's interest in conserving its oil and gas resources. See id. at 325-32, 63 S.Ct. 1098. The Court emphasized that Texas law consolidated judicial review of commission orders in one state district court, which enabled that court to acquire a specialized knowledge of the oil and gas regulations and industry, and ensured uniformity in the regulation of the oil industry. See id. at 327, 63 S.Ct. 1098. The Court also noted that the Texas courts "can give fully as great relief ... as the federal courts" and that "[d]elay, misunderstanding of local law, and needless federal conflict with state policy, are the inevitable product of this double system of review." Id. In New Orleans Public Service, Inc. v. Council of the City of New Orleans, ("NOPSI ") 491 U.S. 350, 109 S.Ct. 2506, 105 L.Ed.2d 298 (1989), the Supreme Court described Burford abstention as appropriate in two instances:Where timely and adequate state-court review is available, a federal court sitting in equity must decline to interfere with the proceedings or orders of state administrative agencies: (1) when there are "difficult questions of state law bearing on policy problems of substantial public import whose importance transcends the result in the case then at bar"; or (2) where the "exercise of federal review of the question in a case and in similar cases would be disruptive of state efforts to establish a coherent policy with respect to a matter of substantial public concern."Id. at 361, 109 S.Ct. 2506 (quoting Colorado River Water Conservation Dist. v. United States, 424 U.S. 800, 814, 96 S.Ct. 1236, 47 L.Ed.2d 483 (1976)).It is against this backdrop that we must determine whether the district court erred by abstaining under the Burford doctrine. The MacDonalds argue that abstention was improper because Michigan has not created a specialized forum for deciding this kind of case. The State of Michigan and the Village of Northport counter that abstention was necessary because issues of land use and zoning are purely local disputes and there are no federal questions. We review the district court's abstention de novo. See Traughber v. Beauchane, 760 F.2d 673, 676 (6th Cir.1985) ("Because theories of state and federal law, and expressions of federalism and comity, are so interrelated in the decision to abstain such dispositions are elevated to a level of importance dictating de novo appellate review."). We begin with the fundamental proposition that abstention is a limited exception to the "virtually unflagging" obligation of federal courts to exercise the jurisdiction given them. Colorado River Water Conservation Dist., 424 U.S. at 813 & 817, 96 S.Ct. 1236.As noted above, NOPSI authorizes federal district courts to consider abstaining when "timely and adequate state-court review is available." NOPSI, 491 U.S. at 361, 109 S.Ct. 2506. This condition is satisfied here, as Michigan law specifically directs parties who seek to amend or revise a plat to file a complaint in the circuit court. See note 1. We therefore consider whether abstention was justified under either of the two rationales articulated in NOPSI.An opinion by the district court vacating the 7th Street right-of-way would have impaired the public's ability to reach the Grand Traverse Bay, which is a matter of " 'substantial public concern.' " NOPSI, 491 U.S. at 361, 109 S.Ct. 2506 (quoting Colorado River Water Conservation Dist., 424 U.S. at 814, 96 S.Ct. 1236). See Mich. Const. art. IV, § 52 ("The conservation and development of the natural resources of the state are hereby declared to be of paramount public concern in the interest of the health, safety and general welfare of the people. The legislature shall provide for the protection of the air, water and other natural resources of the state from pollution, impairment and destruction."); Mich. Comp. Laws Ann. § 324.32702(c) ("The waters of the state are valuable public natural resources held in trust by the state, and the state has a duty as trustee to manage its waters effectively for the use and enjoyment of present and future residents and for the protection of the environment."); id. at (d) ("The waters of the Great Lakes basin are a valuable public natural resource, and the states and provinces of the Great Lakes region and Michigan share a common interest in the preservation of that resource.").Furthermore, the Michigan Land Division Act provides a particular procedure to govern lawsuits and plat changes, stating that "[t]o vacate, correct, or revise a recorded plat or any part of it, a complaint shall be filed in the circuit court by the owner of a lot in the subdivision, a person of record claiming under the owner or the governing body of the municipality in which the subdivision covered by the plat is located." Mich. Comp. Laws Ann. § 560.222.The act also obliges the state to be involved in such actions by requiring the joinder of the state treasurer, the director of the department of natural resources, and the township. See Mich. Comp. Laws Ann. § 560.224a(1)(c) & (g). That section further provides in part that "The department of natural resources and, if applicable, the township shall review the application and determine within 30 days whether the property should be retained by the state or township as an ingress or egress point, and shall convey that decision to the court." Mich. Comp. Laws Ann. § 560.224a(1)(g).Finally, should the state proceedings initiated under the Land Division Act result in any change to a platted street providing public access to a lake, the act again mandates state involvement: "If a circuit court determines pursuant to this act that a recorded plat or any part of it that contains a public highway or portion of a public highway that borders on, crosses, is adjacent to, or ends at any lake ... should be vacated or altered in a manner that would result in a loss of public access, it shall allow the state ... to decide whether it wants to maintain the property as an ingress or egress point." Mich. Comp. Laws Ann. § 560.226(2).These provisions of the Land Division Act demonstrate that Michigan has developed a systematic process to evaluate claims by landowners that limit the public's ability to access water sources such as the Grand Traverse Bay. By providing the procedure by which the MacDonalds may challenge the validity of the 7th Street right-of-way, Michigan has established a policy and has consolidated judicial review of these cases in the local forums best suited to adjudicate the local issues and facts raised in such cases.2 Thus, federal review of the question in this case would have disrupted "state efforts to establish a coherent policy with respect to a matter of substantial public concern." NOPSI, 491 U.S. at 361, 109 S.Ct. 2506 (quotations omitted). We therefore conclude that the district court's decision was warranted under Burford.3Courts in other jurisdictions have similarly held that federal district courts should abstain from deciding cases that raise issues of state policy with respect to land use. The United States Court of Appeals for the Fifth Circuit approved abstention in a case involving a state water source. See Sierra Club v. City of San Antonio, 112 F.3d 789, 791-96 (5th Cir.1997). There, the plaintiffs sought to protect several endangered species living in the Edwards Aquifer by enjoining the City of San Antonio to reduce withdrawals from the aquifer. Reasoning that water regulation was a matter of great state concern, that the aquifer and the endangered species were entirely intrastate, and that the Edwards Aquifer Act was a comprehensive regulatory scheme, the court held that abstention under Burford was warranted. See Id. In Pomponio v. Fauquier County Board of Supervisors, 21 F.3d 1319, 1328 (4th Cir.1994) (en banc), on which the court below relied, the United States Court of Appeals for the Fourth Circuit upheld the district court's abstention where a real estate developer alleged that local authorities misapplied zoning laws and abused their authority in their decision-making process. The court emphasized that abstaining under Burford was especially appropriate in land use cases:[W]e believe that cases involving questions of state and local land use and zoning law are a classic example of situations in which "the 'exercise of federal review of the question in a case and in similar cases would be disruptive of state efforts to establish a coherent policy with respect to a matter of substantial public concern.' " We can conceive of few matters of public concern more substantial that zoning and land use laws.Id. at 1327 (citations omitted). The court concluded that "absent unusual circumstances, a district court should abstain under the Burford doctrine from exercising its jurisdiction in cases arising solely out of state or local zoning or land use law, despite attempts to disguise those issues as federal claims." Id. at 1327. It further described the federal claims in that case as "really state law claims because it is either the zoning or land use decisions, decisional processes, or laws that are the basis for the plaintiffs' federal claims." Id. at 1326. The same is true in the instant case: all of the MacDonalds' claims, including the takings claim under the United States Constitution, address the land use question of whether the 7th Street access to the Grand Traverse Bay should be used as a public right-of-way. Although Pomponio was partially overruled on other grounds,4 its analysis remains sound.Finally, we have condoned abstention under Burford in cases involving states' efforts to control hazardous waste policies. See, e.g., Coalition for Health Concern v. LWD, Inc., 60 F.3d 1188, 1194-95 (6th Cir.1995) (holding that district court should have dismissed claims under Burford doctrine to avoid interfering with Kentucky's attempts to establish a coherent policy concerning the operation and licensing of hazardous waste disposal facilities); Ada-Cascade Watch Co. v. Cascade Resource Recovery, Inc., 720 F.2d 897, 904-06 (6th Cir.1983) (holding that Burford abstention was appropriate in action challenging the construction of a hazardous waste facility because Michigan had a complex system of permit review consistent with its interest in developing a coherent state policy toward hazardous waste facilities).Because there was timely and adequate state court review available to the MacDonalds, and because federal review of the question in this case would disrupt "state efforts to establish a coherent policy with respect to a matter of substantial public concern," NOPSI, 491 U.S. at 361,, 109 S.Ct. 2506 we hold that the district court properly abstained from deciding this case.B. Eleventh Amendment ImmunityThe district court also reasoned that this case was barred by the Eleventh Amendment. Whether Eleventh Amendment immunity applies is a question of law requiring de novo review. See Franks v. Kentucky Sch. for the Deaf, 142 F.3d 360, 362 (6th Cir.1998).1. Ex parte YoungWe first consider whether the district court might have adjudicated the MacDonalds' federal claims under the Ex parte Young doctrine.5 Although the parties do not address this issue, we nonetheless consider it because that doctrine saves some cases from dismissal under the Eleventh Amendment.The Eleventh Amendment states that "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State."Try vLex for FREE for 3 days
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