Federal Circuits, Eighth Circuit (July 25, 1995)
Docket number: 94-1572,94-2494
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U.S. Supreme Court - Siegert v. Gilley, 500 U.S. 226 (1991)
U.S. Supreme Court - Lehr v. Robertson, 463 U.S. 248 (1983)
U.S. Court of Appeals for the Eighth Circuit - David Perez v. Matthew F. Gaffey (8th Cir. 1998)
U.S. Court of Appeals for the Eighth Circuit - Ronald Marriott v. Randy Strong (8th Cir. 1996)
U.S. Court of Appeals for the Eighth Circuit - the Schatz Family, By and Through, the Following Persons, Both Individually and on Behalf of the Schatz Family; David Schatz; Abigail Schatz; Timothy Schatz; Sarah Schatz; Rachel Schatz; Jonathan Schatz; Rebekah Schatz; Charity Schatz; Angel Schatz; Andy Schatz; Joanne Schatz; Deborah Schatz; Minors and By Their Next Friend Andy Schatz, Appellants, v. Franklin County, Mo, Division of Family Services; Lynne Gierer; Tamee Bruenderman; Catherine Boone; Meredith Thibault; Pam Menefee; Bonnie Wessler; Paige Rowbottom; Jane Doe; John Doe; Jae Anne Carder; Monica Houttuin; Dina Vitoux; Judith Schechtman; Robert Schnidman; Deborah Schlitt; James Powers; Robert Schlitt; Marie Clark; Appellees, Priscilla Grier; Defendant. Vicki Simmons; Jackie Fisher; Glen Kuehn; Marsha Roy; Cheryl Savage; Joseph Long; Timothy Jones; Ladonna Seegmiller; Julie Lindemann; Deborah Crocker; Denise Hughes; Linda Russell; Connie Juengel; Tony Pogue; Edna Phillips; Cheryl O'Brien; Sheila Hedgecorth; Susan Elford; Donna Volner; Gerald Poe..., 422 F.3d 655 (8th Cir. 2005) By and Through, the Following Persons, Both Individually and on Behalf of the Schatz Family; David Schatz; Abigail Schatz; Timothy Schatz; Sarah Schatz; Rachel Schatz; Jonathan Schatz; Rebekah Schatz; Charity Schatz; Angel Schatz; Andy Schatz; Joanne Schatz; Deborah Schatz; Minors and By Their Next Friend Andy Schatz, Appellants, v. Franklin County, Mo, Division of Family Services; Lynne Gierer; Tamee Bruenderman; Catherine Boone; Meredith Thibault; Pam Menefee; Bonnie Wessler; Paige Rowbottom; Jane Doe; John Doe; Jae Anne Carder; Monica Houttuin; Dina Vitoux; Judith Schechtman; Robert Schnidman; Deborah Schlitt; James Powers; Robert Schlitt; Marie Clark; Appellees, Priscilla Grier; Defendant. Vicki Simmons; Jackie Fisher; Glen Kuehn; Marsha Roy; Cheryl Savage; Joseph Long; Timothy Jones; Ladonna Seegmiller; Julie Lindemann; Deborah Crocker; Denise Hughes; Linda Russell; Connie Juengel; Tony Pogue; Edna Phillips; Cheryl O'Brien; Sheila Hedgecorth; Susan Elford; Donna Volner; Gerald Poe...
Eric Rasmussen, Brookings, SD, argued for the Department of Social Services, et al. in 94-1572.
Donald Knudsen, Rapid City, SD, for Lynn McLane.Gregory A. Eiesland, Rapid City, SD, argued, for appellee.Before McMILLIAN, Circuit Judge, JOHN R. GIBSON, Senior Circuit Judge, and WOLLMAN, Circuit Judge.McMILLIAN, Circuit Judge.In this consolidated appeal, four officials of the South Dakota Department of Social Services (SDDSS) and a deputy with the Pennington County, South Dakota Sheriff's Department (collectively referred to as "appellants") appeal two orders entered in the United States District Court for the District of South Dakota denying their respective motions for summary judgment based on qualified immunity. For reversal, appellants argue that the district court erred in denying their motions for summary judgment because: (1) their actions did not violate a constitutional right; (2) the constitutional right asserted was not clearly established at the time of the alleged violation; and (3) there was no genuine issue of material fact as to the objective reasonableness of their conduct. For the reasons discussed below, the judgment of the district court is reversed.I.Ed Manzano and Kathleen Brooks were married in 1987. On May 28, 1988, their only child, Abigail Manzano, was born. Manzano and Brooks were divorced on January 18, 1990. Manzano is an officer in the United States Air Force, and Brooks is a registered nurse. The divorce decree gave them joint custody of Abigail. Brooks had primary physical custody, and Manzano had extensive visitation rights. Since the divorce decree was entered, Brooks and Manzano have had intermittent problems concerning visitation. Upon returning home after a visit with her father in September of 1991, Abigail allegedly made statements to Brooks and Brooks' boyfriend which Brooks interpreted to mean that the child had been sexually abused by Manzano. On September 23, 1991, Brooks contacted SDDSS and reported her concern. On September 24, 1991, a social worker with SDDSS, Pia Wilkins, called Lynn McLane, an investigator with the Pennington County Sheriff's Department, to discuss the Manzano report. McLane and Wilkins visited with Brooks at SDDSS offices on September 26, 1991. Wilkins and McLane also spoke with Abigail. In this first interview, Abigail, then age three, repeatedly denied that anyone had ever touched her improperly or made her vaginal area sore. On that same day, Manzano, who was unaware of Brooks's contact with SDDSS, filed a motion to modify visitation rights in state court because he claimed that Brooks had previously taken Abigail out of South Dakota and thereby denied him his allotted time with the child.A few days later, Brooks called McLane and told her that Abigail wanted to speak with her again, and on October 1, 1991, Wilkins and McLane interviewed Abigail. In this second interview, Abigail told Wilkins and McLane that Manzano told her not to tell what happened to her. She also told them that Manzano made her vaginal area sore by "stick[ing] his finger way in." When she was asked why he did that, she answered, "Because I didn't want him to." She stated that these things happened when they went camping. Joint Appendix at 1001-05. After this interview, McLane advised Brooks to get a temporary protection order which could keep Manzano away from Abigail. On that same day, Brooks filed a verified petition with the state court seeking such an order. It is undisputed that neither McLane nor Wilkins assisted Brooks in the preparation of this petition. In the petition, she alleged that Abigail had begun making statements which suggested Manzano had sexually abused her as early as April or May of 1991 and that Abigail also exhibited physical signs of vaginal irritation such as redness and a strong odor. Brooks also alleged that when she and Manzano were married, he once told her that "if he wanted to abuse his daughter he would put his finger in her vagina and rub it until it was red." Joint Appendix at 280. Brooks further stated that "professionals" advised her to seek the protection order. The ex parte temporary protection order which prohibited any visitation by Manzano was issued the next day, October 2, 1991, by the state court based solely on "the uncorroborated sex abuse allegation" made by Brooks. Joint Appendix at 285. A hearing was then scheduled for October 28, 1991.Upon Wilkins' recommendation, Brooks took Abigail for a physical examination on October 8, 1991. Dr. Lori Strong examined the child and found no physical evidence of abuse. Dr. Strong had previously examined Abigail in April 1991 and at that time as well she found no evidence of abuse. There were medical records, obtained by Wilkins, from an earlier doctor's appointment at Ellsworth Air Force Base which indicated that Abigail had vaginal irritation in December 1990. On October 9, 1991, Manzano was interrogated by McLane and Deputy Jerry Moore at the Pennington County Sheriff's Department. Manzano denied the accusations of abuse. Further, Manzano claimed that, in the petition for the protection order, Brooks mischaracterized his statement regarding child abuse. However, he did admit that he had told Brooks that if a person wanted to abuse a child, he or she would stick a finger inside the child.On October 10, 1991, McLane and Wilkins interviewed Abigail for a third time. Unlike the prior two encounters, this interview was not tape-recorded. During this session, Abigail was presented with drawings of a young girl, an adult male, and a hand. According to McLane, when asked where Manzano touched her, Abigail pointed only to the vaginal and anal areas. McLane asked Abigail to mark on a hand outline with what part Manzano had touched her, and she marked three fingers. McLane also presented Abigail with the outline of an adult male, front view, and asked her to circle the parts with which Manzano had touched her. Abigail drew a large circle that included the stomach, upper thighs, genitalia, and one hand. McLane then asked her to put an "X" on the parts with which he had touched her, and she made an "X" on both thighs. McLane then asked Abigail to point to the parts of the body with which Manzano had touched her, and she pointed to the penis.On October 15, 1991, a hearing was held in the divorce proceeding before the same judge who issued the temporary protection order. As a result, the state court ordered that Manzano be allowed supervised visitation with Abigail at the Department of Social Services office. In an order dated November 19, 1991, the state court granted Manzano two additional hours of supervised visitation per week, and granted Manzano's request to convert his previously filed motion to modify visitation into a motion to change custody. The state court further ordered that the Pennington County Sheriff's Office and the SDDSS appear in person or in writing on November 25, 1991, to advise the court as to its position regarding its pending investigation and its decision on how it will proceed. The state court required this information because it had suspended proceedings on the custody dispute pending the conclusion of the agencies' investigation. Joint Appendix at 1018-20. The record is unclear as to the agencies' response to this request.On October 17, 1991, Wilkins discussed the Manzano case with Deputy State's Attorney Jay Miller. It was Miller's belief that, without corroborating medical evidence, the case would be difficult to prosecute. On the following day, Wilkins wrote a letter to Ron Campbell, an attorney for SDDSS, informing him of her opinion that Abigail had been sexually abused by Manzano and of the possibility that the State's Attorney office might not prosecute the case. On April 24, 1992, a representative of the SDDSS contacted Miller and discussed a possible Abuse and Neglect Petition against Manzano. Separately, on April 27, 1992, McLane forwarded a warrant request to Pennington County State's Attorney Dennis Groff asking that Manzano be charged with one count of first degree rape. On May 5, 1992, Miller interviewed Abigail, and on May 11, 1992, a summons and petition alleging abuse and neglect against Manzano was served on his attorney. This petition was dismissed by the State's Attorney office on July 6, 1992. Manzano was never arrested nor charged with any crime involving Abigail. Manzano was never questioned by SDDSS personnel regarding the alleged sexual abuse, and was interviewed by McLane only once on October 10, 1991.Manzano's weekly visits were supervised by SDDSS from October 1991 through May 1992. The record unfortunately does not provide a very clear picture of the events of that time period. On February 18, 1992, Brooks notified Manzano that she would be leaving the state for approximately ten days to look for employment and that Abigail would accompany her. Manzano asked for permission to keep the child while Brooks was away. On February 25, 1992, Nancy Fleming, an SDDSS employee in part responsible for overseeing the investigation, wrote a letter to the state trial judge expressing strong opposition to Manzano's proposed unsupervised visitation. Apparently, this visitation did not take place. On March 2, 1992, the state court appointed Kay Lingren, M.S.W.,1 to investigate the ongoing custody dispute and give a report and recommendation to aid the court in its resolution of Manzano's motion for change of custody. During this same time period, Abigail had weekly counseling sessions with Linda Holcomb, M.S.W. Holcomb periodically gave progress reports to SDDSS regarding Abigail's emotional condition.In mid-May 1992, a four-day hearing was held in the divorce proceeding to consider the visitation and custody issues. At that hearing, Lingren testified that, among other things, the investigative work of the SDDSS was not thorough and lacked the requisite objectivity. In an order dated August 17, 1992, the state court concluded that sexual abuse had not been proven by a preponderance of the evidence. The state court found that Abigail's statements left much room for alternative interpretation and noted that even the experts who testified at the hearing reached widely varying views on the significance of Abigail's remarks. Further, the state court noted that there was no medical corroboration which would support the allegation of vaginal penetration. The state court found that both parents were mentally and physically healthy and equally equipped to prepare the child for responsible adulthood. The state court awarded primary physical custody to Brooks and set out a schedule of extensive unsupervised visitation for Manzano.Following the resolution of the custody dispute, Manzano filed the instant civil rights action, pursuant to 42 U.S.C. Secs . 1983 and 1985, in federal district court against the SDDSS, James Ellenbecker, Director of the SDDSS, Nancy Fleming and Susan Walsh, SDDSS employees who supervised the Manzano investigation, and Wilkins ("SDDSS defendants"), and Pennington County, South Dakota, the Pennington County Sheriff's Department, Don Holloway, the sheriff, and McLane ("County defendants"). Manzano alleged that the defendant officials had impermissibly interfered with his Fourteenth Amendment liberty interest in the companionship of his daughter. He also alleged a number of pendent state law claims, which were subsequently dismissed by the district court. The SDDSS defendants moved for summary judgment on the basis of qualified immunity. This motion was cursorily denied by the district court because it found that there were material issues of fact as to whether defendants conducted themselves in an objectively reasonable manner in light of clearly established constitutional law. Manzano v. South Dakota Department of Social Services, Civ. No. 93-5024 (D.S.D. Jan. 23, 1994). The County defendants also moved for summary judgment on the basis of qualified immunity, and that motion was denied as well for the reasons stated in the district court's earlier order. Id. (May 13, 1994). The interlocutory appeals of the SDDSS defendants (No. 94-1572) and County defendant Lynn McLane (No. 94-2494) followed.II."Qualified or 'good faith' immunity is an affirmative defense that must be pleaded by a defendant official." Harlow v. Fitzgerald, 457 U.S. 800, 815, 102 S.Ct. 2727, 2736-37, 73 L.Ed.2d 396 (1982). In order to determine whether a defendant is entitled to qualified immunity, we engage in a two-part analysis. Boyd v. Knox, 47 F.3d 966, 968 (8th Cir.1995) (Boyd ), citing Munz v. Michael, 28 F.3d 795, 799 (8th Cir.1994); see Siegert v. Gilley, 500 U.S. 226, 231-32, 111 S.Ct. 1789, 1793, 114 L.Ed.2d 277 (1991) (Siegert ). First, we must determine whether the plaintiff has alleged the violation of a constitutional right. Boyd, 47 F.3d at 968. Second, we must determine whether that right was clearly established at the time of the alleged violation. Id. For a constitutional right to be clearly established, "[t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right." Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 3039, 97 L.Ed.2d 523 (1987). "This is not to say an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, but it is to say that in the light of pre-existing law the unlawfulness must be apparent." Id. The denial of a motion for summary judgment based on qualified immunity is immediately appealable under the collateral order doctrine. Reed v. Woodruff County, 7 F.3d 808, 810 (8th Cir.1993), citing Mitchell v. Forsyth,Try vLex for FREE for 3 days
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