Federal Circuits, 11th Cir. (March 25, 1985)
Docket number: 84-8077
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U.S. Supreme Court - Patsy v. Board of Regents of Fla., 457 U.S. 496 (1982)
U.S. Supreme Court - Barrentine v. Arkansas-Best Freight System, Inc., 450 U.S. 728 (1981)
U.S. Supreme Court - Parratt v. Taylor, 451 U.S. 527 (1981)
U.S. Supreme Court - Mt. Healthy City Bd. of Ed. v. Doyle, 429 U.S. 274 (1977)
U.S. Supreme Court - Goss v. Lopez, 419 U.S. 565 (1975)
U.S. Court of Appeals for the 11th Cir. - John C. Martin, Plaintiff-Appellant, v. Robert M. Guillot, Individually and in His Official Capacity as President of the University of North Alabama; Billy Don Anderson, C. L. Beard, John T. Bulls, Jr., L. Lonnie Flippo, H. Grady Jacobs, E. A. Nelson, Jr., Mary Ella Potts, Jesse Rush, Gene Sanderson, Wayne Teague and George C. Wallace, in Their Official Capacities as Trustees of the University of North Alabama, Defendants-Appellees. John C. Martin, Plaintiff-Appellant, v. Robert M. Guillot, Billy Don Anderson, C. Leonard Beard, John T. Bulls, Lonnie Flippo, Alex Nelson, Jr., Mary Ella Potts, Jesse L. Rush and Gene Sanderson, Individually and in Their Official Capacities as Officers and Trustees of the University of North Alabama, Defendants-Appellees. John C. Martin, Plaintiff-Appellee, v. Robert M. Guillot, Individually and in His Official Capacity as President of the University of North Alabama, Et Al., Defendants-Appellants. John C. Martin, Plaintiff-Appellee, v. Robert M. Guillot, Et Al., Defendants-..., 875 F.2d 839 (11th Cir. 1989) Plaintiff-Appellant, v. Robert M. Guillot, Individually and in His Official Capacity as President of the University of North Alabama; Billy Don Anderson, C. L. Beard, John T. Bulls, Jr., L. Lonnie Flippo, H. Grady Jacobs, E. A. Nelson, Jr., Mary Ella Potts, Jesse Rush, Gene Sanderson, Wayne Teague and George C. Wallace, in Their Official Capacities as Trustees of the University of North Alabama, Defendants-Appellees. John C. Martin, Plaintiff-Appellant, v. Robert M. Guillot, Billy Don Anderson, C. Leonard Beard, John T. Bulls, Lonnie Flippo, Alex Nelson, Jr., Mary Ella Potts, Jesse L. Rush and Gene Sanderson, Individually and in Their Official Capacities as Officers and Trustees of the University of North Alabama, Defendants-Appellees. John C. Martin, Plaintiff-Appellee, v. Robert M. Guillot, Individually and in His Official Capacity as President of the University of North Alabama, Et Al., Defendants-Appellants. John C. Martin, Plaintiff-Appellee, v. Robert M. Guillot, Et Al., Defendants-...
Eugene C. Black, Jr., Albany, Ga., for plaintiff-appellant.
William U. Norwood, Thomasville, Ga., Sam S. Harben, Jr., Phillip L. Hartley, Gainesville, Ga., for defendants-appellees.Appeal from the United States District Court for the Middle District of Georgia.Before KRAVITCH and ANDERSON, Circuit Judges, and ATKINS*, District Judge.R. LANIER ANDERSON, III, Circuit Judge:In this action under 42 U.S.C.A. Sec. 1983, appellant Marcus Holley ("Holley") appeals the district court's grant of summary judgment in favor of appellees, Seminole County School District, et al. Holley claims that the nonrenewal of his teaching contract after a hearing held by the Seminole County Board of Education ("Board") violated his constitutional rights. Holley maintains that (1) the hearing conducted by the Board failed to comport in many respects with due process guarantees, and (2) the nonrenewal of his contract was motivated by Seminole's disdain for Holley's First Amendment protected political activity. We hold that the Board's hearing to ascertain "cause" for Holley's dismissal did not violate due process. However, because we find that the First Amendment claim raised disputed issues of material fact which were not proper for disposition on summary judgment, we reverse and remand for a trial on the merits of that claim.I. FACTS AND PROCEDURAL BACKGROUNDAt the end of the 1981-82 school year, Holley had been for 17 years a teacher and high school football coach in the Seminole County School District. In 1979, Holley ran for the elected position of school superintendent in a three-person race. Holley was defeated by John McLeod ("McLeod"), the current superintendent of Seminole County School District. After his defeat, Holley continued his duties as head football coach and teacher. The year after the school election, upon McLeod's recommendation, Holley was promoted to the position of athletic director. He retained his position as head football coach. During and after the time he was promoted to the position of athletic director, Holley remained involved politically, actively seeking to have local legislation enacted which would change the method of selection of local school board members from appointment by the grand jury to popular election.On April 6, 1982, McLeod mailed Holley a written notice pursuant to Ga.Code Ann. Sec. 20-2-941, advising Holley that his teaching contract would not be renewed for the 1982-83 school year. Thereafter, Holley, through his attorney, requested a statement of reasons for nonrenewal. On May 13, 1982, McLeod responded with a list of ten reasons for Holley's nonrenewal and a short summary of "evidence" to support each reason. In brief, Holley was charged with leaving school grounds without permission, failing to meet his responsibilities in the lunchroom, using humiliating, vulgar and profane language in the presence of male and female students during the school day, directing vulgar and profane language towards his football players, displaying a violent temper and fits of anger during football games and towards parents, students, and members of the general public, threatening students with failure in the courses he taught if they did not play football or otherwise participate in athletic programs, other general allegations of ineffectiveness as a teacher, and insubordination. Holley requested and received a hearing in front of the Board pursuant to Ga.Code Ann. Secs. 20-2-940(e); 20-2-942(b)(2) (teacher who has served more than three consecutive years has right to request a hearing at which "good cause" for demotion or termination will be adjudicated). After a two-day adversary hearing at which evidence was presented and numerous witnesses were examined and cross-examined, the Board issued a written opinion finding Holley "guilty" of four of the ten charges proffered by McLeod, namely that Holley (1) left school grounds without permission during the school year; (2) failed to attend classes and assume lunchroom duties to which he was assigned; (3) used vulgar and profane language in the presence of and directed at football players, and in the presence of students during the school day; and (4) threatened students with academic failure if they did not play football. The Board specifically found no evidence or insufficient evidence of the six other charges. For instance, the Board held that the testimony of one witness that Holley yelled "God damn" during a football game was insufficient to support the charge that Holley displayed a violent temper and fits of anger directed toward referees and his coaching staff during football games. Likewise, the Board found that there was no evidence that Holley had expressed an indifference toward the health and well-being of his football players by requiring them to play or practice while injured as McLeod had charged. The Board rejected Holley's contention that the nonrenewal of his contract was the result of retaliation for Holley's political activities.Holley appealed the decision to the Georgia State Board of Education pursuant to Ga.Code Ann. Secs. 20-2-940(f); 20-2-1160(b). The State Board submitted the case to a hearing officer who, in a written opinion, found that Holley's local board hearing had comported with due process and there had been evidence before the Board which supported the Board's decision. The hearing officer's opinion sustaining the Board's decision was adopted in all respects by the State Board of Education. In June 1983, Holley sued the Seminole County School District and individual defendants in federal district court under 42 U.S.C.A. Sec. 1983 alleging constitutional violations. In January 1984, summary judgment was entered in favor of all defendants. This appeal ensued.II. DUE PROCESSThis circuit has established a two-part due process test with respect to teacher terminations which contains both a procedural and substantive component. Viverette v. Lurleen B. Wallace State Junior College, 587 F.2d 191 (5th Cir.1979).1 This court must inquire "whether the procedures followed by the school authorities comported with due process requirements, and, if so, whether the action taken is supported by substantial evidence." Id. at 193. We will address Holley's procedural due process arguments first and, then, decide whether there was substantial evidence in front of the Board to support legitimate reasons for the nonrenewal of Holley's contract.A. Statutory Due ProcessHolley argues that the statute pursuant to which his hearing was conducted, the Fair Dismissal Act of Georgia, Ga.Code Ann. Sec. 20-2-940 et seq., does not comport with federal due process.2 In Ferguson v. Thomas, 430 F.2d 852, 856 (5th Cir.1970), the former Fifth Circuit established guidelines for minimum procedural due process in situations where "a teacher who is to be terminated for cause opposes his termination...." Ferguson requires that the teacher be given (1) notice of the reasons for dismissal; (2) notice of the names of adverse witnesses and the nature of their testimony; (3) a meaningful opportunity to be heard; and (4) the right to be heard by a tribunal which possesses some academic expertise and an apparent impartiality toward the charges leveled against the teacher. Id.3 The Fair Dismissal Act of Georgia not only meets, but exceeds, the due process standard set out in Ferguson. See Ga.Code Ann. Secs. 20-2-940(b)(1)-(4); 20-2-940(d); 20-2-940(e)(1)-(4); 20-2-940(f); 20-2-1160. Therefore, Holley's argument that the statute on its face does not comport with due process is without merit.4B. Identity of Hearing ExaminerThe Board employed its regular attorney, Kenneth Hornsby, to serve as hearing examiner at Holley's hearing. Hornsby made evidentiary rulings and generally ran the hearing. Holley argues that Hornsby was necessarily partial because of his regular employment with the Board of Education. In addition, there is some indication in the record that Hornsby assisted in the preparation of the "case" against Holley. Holley maintains that Hornsby's dual roles as employee/assistant of the Board and impartial hearing referee are so fundamentally inconsistent as to violate due process. However, the case law generally allows for an administrative tribunal on which sit actors who have played both an investigative and adjudicatory role. In Burney v. Polk Community College, 728 F.2d 1374, 1378 n. 11 (11th Cir.1984), this court permitted such an administrative tribunal in the absence of a showing of actual bias. See also Withrow v. Larkin, 421 U.S. 35, 95 S.Ct. 1456, 43 L.Ed.2d 712 (1975) (a procedure whereby a state examining board, with statutory power to warn and reprimand a physician and to temporarily suspend a physician's license, both investigated and adjudicated a physician's case did not violate due process of law); Richardson v. Perales, 402 U.S. 389, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971) (system in which a Social Security examiner has responsibility for developing the facts and making a decision as to disability claims does not violate due process). In light of the foregoing, and the fact that Holley has not shown any actual bias on the part of Hornsby, we hold that the fact that Hornsby sat as hearing examiner at Holley's hearing does not violate due process.C. Hearing by the Professional Practices CommissionUnder Ga.Code Ann. Sec. 20-2-940(e)(1), the Fair Dismissal Act of Georgia provides that the due process hearing may be conducted before the local board of education as was done in this case. In addition, the local board may refer the matter for a hearing by the Professional Practices Commission ("PPC"). The PPC is an independent commission consisting of elementary school teachers, secondary school teachers, an elementary school principal, a secondary school principal, local superintendents, and a representative of the Department of Education, all of whom are appointed by the state school superintendent. See Ga.Code Ann. Sec. 20-2-793. Holley argues that the Board's failure to refer his case to the PPC was a denial of due process. He contends that his case was suited for adjudication in front of the PPC because of the "political" atmosphere in which the nonrenewal of his contract took place. First, it is important to note that Holley's claim of political reprisal does not distinguish his case from many others in which a teacher claims that the dismissal, suspension, or demotion was retaliation for First Amendment protected activity. Moreover, Holley does not cite, nor can we find, any case law which suggests that the statutory provision for referral of cases to the PPC is anything but a matter of absolute discretion lodged in the local board. Adjudication in front of the PPC or an analogous independent adjudicatory body is certainly not required by federal due process. See Ferguson v. Thomas, 430 F.2d at 852; cf. Part II.B., supra. Thus, Holley's argument in this regard is without merit.D. Voir Dire of the BoardAt the hearing, Holley requested permission to voir dire the Board members so as to investigate for potential bias. The hearing examiner denied Holley's request. Holley maintains that this denial violated due process. Chamberlain v. Wichita Falls Ind. Sch. Dist., 539 F.2d 566 (5th Cir.1976), indicates that this contention is without merit. In Chamberlain, the court held that voir dire of individual board members in a teacher due process hearing was not constitutionally required. Id. at 571. "Even if possible bias was present, such does not always rise to the level of a constitutional issue." Id. At the hearing, Holley conclusorily alleged that the Board members were biased, but failed to proffer any specific evidence. If Holley had made an offer of proof concerning specific instances of bias, such as prehearing public statements indicating severe prejudgment of the case or similar evidence showing significant bias, a voir dire may have been necessary to substantiate such allegations. Since Holley's argument amounts to no more than a claim of right to voir dire each board member without cause, it is clear that Chamberlain, supra, forecloses relief under the due process clause.E. Hiring of "Replacement" by BoardPrior to Holley's hearing, the Seminole County School District hired Walter Landing to serve as head football coach at Seminole County High School. Holley argues that this indicates that the Board had prejudged him before the hearing took place or, at the least, it raises a question of fact as to the Board's impartiality. We disagree. As admitted by counsel for Holley at oral argument and as indicated by testimony in the record and by the findings of the State Board of Education, both Holley's contract and Landing's contract contain provisions whereby they could be reassigned to different teaching positions in the school system if the need arose. Thus, Holley's claim that the school district would have been facing a suit by Landing for breach of contract if the Board had ruled in Holley's favor is incorrect. For example, if Holley had won reinstatement at the hearing, he could have retained his position as athletic director and teacher of general business courses and, perhaps, expanded his activities in the classroom or in sports other than football, while Landing remained in his newly acquired position of head football coach. This would not amount to nonrenewal, termination, or suspension of Holley within the meaning of the Fair Dismissal Act of Georgia. See Ga.Code Ann. Secs. 20-2-940; 20-2-942; cf. County Bd. of Ed. of Richmond County v. Young, 187 Ga. 644, 1 S.E.2d 739 (1939) (under predecessor statute, school has right to transfer employee from one position to another; hearing to prove "good cause" is required when salary decrease accompanies transfer).The case of Bhargave v. Cloer, 355 F.Supp. 1143 (N.D.Ga.1972), cited by Holley, is readily distinguishable. In Bhargave, a teacher dismissal case, the court found a denial of due process, not because the Board had exhibited partiality, but because the teacher had actually been cut from the payroll and a new teacher had begun teaching the plaintiff's classes prior to the hearing and administrative decision. Id. at 1145 & n. 3. The court's holding simply required that a pretermination hearing be conducted, i.e., that a teacher be given a hearing prior to the actual termination of her employment benefit. Compare Goldberg v. Kelly, 397 U.S. 254, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970) (pretermination hearing required before loss of welfare benefits). In the instant case, Holley was given notice, hearing, and the Board's decision in advance of his termination from the payroll and well prior to when Landing's responsibilities were to begin the next fall. See Ga.Code Ann. Sec. 20-2-941 (notice of non-renewal must be sent to teacher no later than April 15 of the current contract year). Of course, McLeod had made a provisional determination that Holley's contract would not be renewed, but that is only a logical prerequisite to the pretermination "good cause" hearing at which the teacher can defend against the charges. Thus, we hold that the mere fact that a replacement has been hired to assume the duties of a provisionally nonrenewed or terminated teacher prior to that teacher's hearing where the school district has retained by contract the right to rearrange the teaching duties of its teachers does not as a matter of law violate due process.F. Substantial EvidenceHaving found that Holley's hearing comported with procedural due process, we must decide, as did the district court, whether the Board's decision finding "good cause" not to renew Holley's teaching contract was supported by substantial evidence.5 Viverette v. Lurleen B. Wallace State Junior College, 587 F.2d at 194. We do not review the evidence de novo to see if in our judgment there was "cause" not to renew Holley's contract, id. at 191; rather, the purpose of this limited substantive review is to meet the requirement of due process, that there be a rational basis for the deprivation of an individual's property. Goldberg v. Kelly, supra, 397 U.S. at 271, 90 S.Ct. at 1022 ("decisionmaker's conclusion ... must rest solely on ... evidence adduced at the hearing"); Rozman v. Elliott, 335 F.Supp. 1086, 1088 (D.Neb.1971) (Due Process Clause prevents teacher firing at public university which was arbitrary or capricious), aff'd, 467 F.2d 1145 (8th Cir.1972). It serves as a bulwark to our procedural due process review, in that a decision without basis in fact would tend to indicate that the procedures, no matter how scrupulously followed, had been a mockery of their intended purpose--rational decisionmaking. See Goldberg v. Kelly, supra; cf. Sterling Davis Dairy v. Freeman, 253 F.Supp. 80, 82 (D.C.N.J.1965) ("It is to be noted that the 'substantial evidence' test [under the Administrative Procedure Act] itself is closely related to the [procedural] due process concept. An administrative ruling not reasonably supported by the proofs is, hence, violative of due process because of its inherently arbitrary character").After a review of the administrative record, we find that there is substantial evidence to support the Board's findings of "cause"6 not to renew Holley's contract.7 For instance, Lewis Bonner, Holley's superintendent, testified that, among other things, Holley repeatedly left school grounds without permission. Bonner's testimony is sufficient in itself to meet the substantial evidence test with regard to that charge. The testimony of Wilma Jones, a vocational supervisor at the high school, readily supports the charge that Holley failed to attend classes and assume lunchroom duties to which he was assigned. The testimony of Danny Coachman and Willie Conley, though drawn into question on cross-examination and rebuttal, is sufficient to support the charge that Holley threatened students, at least implicitly, with academic failure if they did not play football. Finally, the testimony of Darryll Brown and Reginald Donalson, among others, is sufficient to support the charge that Holley directed profanity at students, despite Holley's testimony to the contrary.III. FIRST AMENDMENT CLAIMHolley argues that his teaching contract was not renewed in retaliation for his First Amendment protected political activity. Holley may establish a claim to reinstatement and/or damages if the decision was made by reason of his exercise of constitutionally protected First Amendment freedoms. Perry v. Sindermann, 408 U.S. 593, 597-98, 92 S.Ct. 2694, 2697-98, 33 L.Ed.2d 570 (1972). The legal standard by which such First Amendment claims of public school teachers must be judged was enunciated by the Supreme Court in Mt. Healthy City Board of Education v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977). First, the court must determine whether the plaintiff's activity was indeed protected by the First Amendment. There is no question, nor do the appellees dispute, that Holley's candidacy for school superintendent and his efforts to alter the method for selecting school board members are protected by the First Amendment. Involvement in the political process is central to the meaning of the First Amendment, and Seminole County School District could not have prevented Holley from being so involved. See Pickering v. Board of Education, 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968). After establishing that the activity is protected, the plaintiff has the initial burden of proving that the conduct was a substantial or motivating factor in the state employer's decision to take adverse employment action against the plaintiff. Having done so, the burden shifts to the employer to show by a preponderance of the evidence that the same employment decision would have been rendered absent the protected conduct. Mt. Healthy, 429 U.S. at 287, 97 S.Ct. at 576; see also Paschal v. Florida Public Employment Relations Commission, 666 F.2d 1381, 1384 (11th Cir.), cert. denied,Try vLex for FREE for 3 days
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