Federal Circuits, 4th Cir. (December 11, 1995)
Docket number: 95-6111
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http://vlex.com/vid/mark-sargent-lloyd-waters-maryland-36114282
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U.S. Supreme Court - Marshall v. Lonberger, 459 U.S. 422 (1983)
U.S. Supreme Court - Blackledge v. Allison, 431 U.S. 63 (1977)
U.S. Supreme Court - Boykin v. Alabama, 395 U.S. 238 (1969)
U.S. Supreme Court - Townsend v. Sain, 372 U.S. 293 (1963)
ARGUED: James Christopher Savage, Rockville, Maryland, for Appellant. Gwynn X. Kinsey, Jr., Assistant Attorney General, Office of the Attorney General, Baltimore, Maryland, for Appellees. ON BRIEF: J. Joseph Curran, Jr., Attorney General of Maryland, David P. Kennedy, Assistant Attorney General, Office of the Attorney General, Baltimore, Maryland, for Appellees.
Before POWELL,* Associate Justice (Retired), United States Supreme Court, sitting by designation, and MURNAGHAN and WILLIAMS, Circuit Judges.Relief denied by published opinion. Judge Murnaghan wrote the opinion, in which Judge Williams joined.OPINIONMURNAGHAN, Circuit Judge:In September 1988, the Petitioner, Mark E. Sargent, was charged in the Maryland Circuit Court for Baltimore City with first-degree rape, attempted rape, kidnapping, assault and battery, and other offenses arising from five separate incidents. All of the cases were assigned for trial to Judge Joseph Pines. On April 20, 1989, in the first case brought to trial, the Petitioner was acquitted of first-degree rape. Seven days later, in the second case, he was convicted of attempted first-degree rape and other crimes. Moments after the jury's verdict was announced, Judge Pines, the prosecutor, Gregory Rothwell, and the Petitioner's trial counsel, Howard Cardin, met in the judge's chambers to discuss the commencement of the remaining cases. Cardin has testified that, in that meeting, the following occurred:Judge Pines was in his chambers by the time I got in there and Mr. Rothwell got in. And as I walked in, certainly before I was seated, Judge Pines said to me, "Howard, I'm going to give him life. You better work a deal with the State. If not, he's getting life in this one and consecutive sentences in the other cases, remaining cases." I was upset at that point, and I said to Judge Pines, "I don't know how you can make a statement like that. You haven't even seen a presentence investigation or a medical report." His response was, "He's dangerous. I'm telling you right now that unless you work a deal, he's getting life."Cardin stated that he relayed the judge's remarks, as he heard them, to the Petitioner and his father. Approximately three weeks later, the Petitioner pled guilty to the assertion of first-degree rape that was charged in the third case. In exchange, Maryland agreed to prosecute neither the remaining charges in the third case nor any of the charges in the fourth and fifth cases. In June 1989, in accordance with the plea arrangement, Judge Pines sentenced the Petitioner to forty years' imprisonment: forty years for the attempted rape, concurrent to forty years for the first-degree rape. The Maryland Court of Special Appeals subsequently reversed the conviction of attempted rape, and the State elected not to re-prosecute.The Petitioner then initiated state post-conviction proceedings, claiming that his plea of guilty to the first-degree rape charge was involuntary--he has alleged that he agreed to plead guilty only because he feared receiving the threatened life sentence--and that his conviction of that crime should therefore be vacated. In the course of the post-conviction proceedings, Judge Pines denied that he had threatened to impose a life sentence on the attempted rape conviction and on the rape conviction as to which the Petitioner had subsequently pled guilty. On November 13, 1990, Judge Kathleen O'Ferrall Friedman, of the Maryland Circuit Court for Baltimore City, held that the Petitioner had failed to meet his burden of proof. On remand by the Maryland Court of Special Appeals for application of the proper standard of proof, Judge Friedman again denied relief. Upon the Petitioner's second appeal, the Court of Special Appeals remanded again, this time to determine what effect, if any, Cardin's account of the conversation with Judge Pines--regardless of the truth of that account--had on the Petitioner's state of mind and on his decision to plead guilty. Judge Friedman again denied relief, concluding that "[w]hether petitioner believed what his attorney told him is not at issue" because there was a "strong likelihood" that the Petitioner's guilty plea was forthcoming regardless of Cardin's account: "the transcript of the proceedings, at which the guilty plea was tendered and accepted, reveals no complaint that Sargent was coerced," and a guilty plea was "the most logical decision" in light of the fact that this was Petitioner's third rape charge, that he already faced a possible life sentence for the conviction of attempted rape, and that he faced possible life sentences in the three remaining cases. The Court of Special Appeals affirmed.Having exhausted his state remedies, the Petitioner petitioned the United States district court for the habeas relief that is sought in the present appeal. Adopting the findings and recommendations of the magistrate judge, the district judge held that the Petitioner had been given a fair and adequate hearing on the voluntariness issue by the state courts, that he had not demonstrated entitlement to an evidentiary hearing in federal court, and that the guilty plea had been voluntarily entered. An appeal to the Fourth Circuit has followed.When a federal court is petitioned for habeas relief, the state court's factual findings must be presumed correct, so long as they were made after a hearing on the merits and are evidenced by a written opinion or "other reliable and adequate written indicia." 28 U.S.C. Sec . 2254(d) (1988). To disregard the state court's factual findings, the federal habeas court must conclude that those findings "lacked even 'fair support' in the record." Marshall v. Lonberger, 459 U.S. 422, 432, 103 S.Ct. 843, 850, 74 L.Ed.2d 646 (1983). The presumption of correctness vanishes, however, if it appears that, inter alia, the merits of the factual dispute were not resolved in the state court hearing, the state court's fact-finding procedures deprived the applicant of a full, fair, and adequate hearing, or the material facts were not adequately developed in the state court hearing. 28 U.S.C. Sec . 2254(d). If any of those circumstances appears to apply, the district court must hold a hearing to resolve the factual dispute. Townsend v. Sain, 372 U.S. 293, 316, 83 S.Ct. 745, 758-59, 9 L.Ed.2d 770 (1963); Thornhill v. Peyton, 420 F.2d 477, 478 (4th Cir.1969).The Supreme Court has further held that, while "the governing standard as to whether a plea of guilty is voluntary for purposes of the Federal Constitution is a question of federal law, and not a question of fact subject to the requirements of 28 U.S.C. Sec . 2254(d)," the historical facts underlying such pleas are entitled to deference under the statute. Marshall, 459 U.S. at 431-32, 103 S.Ct. at 849.I. Necessity of an Evidentiary HearingThe Petitioner has contended that the district court erred by "failing to make an independent determination of [Petitioner's] voluntariness claim." He has made the argument that he was entitled to an evidentiary hearing before the district court because (1) the issue of a plea's voluntariness is a mixed question of law and fact about which state courts' findings are not to be presumed correct under Sec. 2254(d) and (2) by refusing to address the issue of the effect of Cardin's account on the Petitioner's state of mind--an issue, though related to, still distinct from the question of whether Judge Pines actually made the remarks Cardin attributed to him--Judge Friedman had denied the Petitioner a full and fair hearing within the meaning of Sec. 2254(d).In support of the proposition that the voluntariness of a guilty plea is a mixed question of law and fact about which state courts' findings are not entitled to a presumption of correctness under Sec. 2254(d), the Petitioner has cited Marshall v. Lonberger,Try vLex for FREE for 3 days
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