Federal Circuits, Sixth Circuit (October 10, 2000)
Docket number: 98-1472
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Appeal from the United States District Court for the Eastern District of Michigan at Detroit. No. 96-74635--Denise Page Hood, District Judge.[Copyrighted Material Omitted]
Ronald W. Chapman, CHAPMAN & ASSOCIATES, Bloomfield Hills, Michigan, for Appellants.John Fitzgerald Szczubelek, Gary P. Gordon, Assistant Attorney General, Katherine C. Galvin, OFFICE OF THE ATTORNEY GENERAL, PUBLIC EMPLOYMENT AND ELECTIONS DIVISION, Lansing, Michigan, for Appellees.Before: KRUPANSKY, RYAN, and SUHRHEINRICH, Circuit Judges.OPINIONSUHRHEINRICH, Circuit Judge.Plaintiff Merrianne Weberg appeals the district court's entry of summary judgment in favor of defendant prison officials in this "reverse" racial discrimination action pursuant to 42 U.S.C. 1983.1 For the reasons stated below, we REVERSE.I. BACKGROUNDPlaintiff, a Caucasian corrections sergeant, was employed by the Michigan Department of Corrections ("MDOC") and stationed at the Western Wayne Correctional Facility ("WWCF"). WWCF houses primarily African-American inmates. The staff is also predominately African-American. Defendant Kenny Robinson, the Warden, Defendant Randy Franks, the Personnel Director, Defendant Willis Chapman, an inspector, and Defendant Sharon Lauderdale, also a corrections sergeant, are all African-Americans.The instant controversy evolved from a series of grievances Plaintiff filed asserting that Defendant Lauderdale was intentionally pursuing a racially-motivated confrontational course of conduct calculated to demean and humiliate her in the presence of both black and white corrections personnel and prisoners. The first asserted incident occurred during roll call on February 7, 1996. Plaintiff alleged that while she was giving a speech seeking donations to benefit families of crime victims, Lauderdale ordered her staff to leave the meeting, thus creating an impression that the meeting had concluded. Plaintiff filed a grievance, but no hearing was held.On February 17, 1996, Plaintiff and another Caucasian coworker, upon encountering a bloody prisoner in housing unit 45, requested officer assistance by activating her "body alarm." Upon responding to the emergency, Lauderdale, contrary to standard operating emergency practices at the facility, rudely ordered Plaintiff to leave the area. Plaintiff filed another grievance against Lauderdale, which was also allegedly ignored.On April 9, 1996, during a bi-racial board meeting arranged by Lauderdale's superior to "clear the air" between the two women, Lauderdale, after exhibiting open hostility toward Plaintiff and characterizing the gathering as "some kind of Klan meeting," aborted the conference and abruptly left the room. Plaintiff filed another grievance against Lauderdale, which was disregarded.Ten days after the aborted "clear the air meeting," Plaintiff and two Caucasian corrections officers, Kevin Wayne Hammermeister and Bryan Tyitye, were conducting a routine security check within housing unit 43. As they exited the unit's day room, someone from inside shouted a female-specific, obscene insult. Upon turning, the officers observed Ricardo Darnell Massenburg peering at them through a glass window. The officers reentered the day room. Hammermeister asked Massenburg for his prison identification card. Massenburg refused and began swearing at Hammermeister. Plaintiff instructed Hammermeister and Tyitye to handcuff the prisoner. Massenburg swung at Hammermeister and grabbed him around the waist. At this time, Plaintiff called for assistance. Massenburg was ultimately restrained by Hammermeister and Tyitye. After Hammermeister and Tyitye subdued Massenburg, Officer Wensko, who had come to assist, escorted Massenburg to temporary segregation. Massenburg was later escorted to health services for medical attention for small scratches to his forehead and right wrist.Of the various prisoners and security personnel who had been attracted to the commotion, including Lauderdale, no one reported observing Plaintiff, Hammermeister, or Tyitye kicking the prisoner in the head or any other body part.Within a half hour of the incident, a routine investigation was conducted by Sgt. Hackworth, who filed the following Critical Incident Report:At approximately 2145 hrs., prisoner Massenburg #160591-3-A-19L refused to present his I.D. card to officer Hammermeister by becoming very aggressive by making statements like: "fuck you", "I ain't giving you shit", and other profanities. Prisoner was ordered to put his hands behind his back so he could be handcuffed, prisoner resisted by pulling his arm away and swinging his fist at Officer Hammermeister. At this time Sgt. Weberg called "Officer Needs Assistance" in housing Unit #43. Officer Hammermeister was assaulted when prisoner Massenburg grabbed him around the waist during his resistance to being cuffed. Prisoner was then restrained by Officers Tyitye and Hammermeister with appropriate force. Prisoner was escorted to T/SEG [temporary segregation] at approximately 2150 hrs. by RUO Wensko, where he was placed in T/SEG 01 without further incident. Prisoner Massenburg was escorted to Health Services by C/S Gehoski and Reimann for medical attention for small scratches to forehead and rt. wrist. At 2155 hrs., Sgt. Huggins of MSP was notified of aforementioned incident. Officer Hammermeister declined to press assault charges. Universal precaution was used by all staff involved.Three days later, on April 22, 1996, Massenburg filed a "Complaint Against Employee." The complaint is signed by "Acting ADW Chapman." In that document Defendant Chapman reported that "prisoner Massenburg alleges that Officer's [sic] Hammermeister, and Tyitye, and Sgt. Weberg were verbally and physically abusiveduring the [April 19, 1996] incident." Significantly, Chapman did not report any allegation by Massenburg that Plaintiff kicked him in the head.Also on April 22, Officer Ignatius Ozor, an African-American, reported his observations of the Massenburg incident of April 19, 1996:At approximately 2100 hrs, they [sic] yard crew, headed by Sgt. Weberg came to the Unit (43) for their normal routine shakedown. About 2140 hrs, the sergent [sic] requested for officer's assistance via radio transmission in the unit day room. I looked around and saw prisoners looking at the unit library room. As I rushed in, I observed Mastenburg [sic] on the floor resisting to be handcuffed - by Officers Hammermeister and Tyite [sic]. He was finally handcuffed and dragged up from the ground. I noticed some blood on his forehead before he was finally taken to segregation unit.On April 25, 1996, Plaintiff filed a formal administrative complaint against Lauderdale, citing to the racially-motivated confrontations and harassment that occurred on February 7 and 17, and April 19, 1996, all of which she asserted was intended to humiliate, disparage, and discredit her in the presence of prisoners and security employees.That night, Lauderdale faxed a four-page letter directly to Chapman from a Kinko's Reproduction Center. In her deposition, Lauderdale identified Deposition Exhibit 28 as the document she faxed. Exhibit 28 is an Incident Report dated April 25, 1996, in which Lauderdale recounts her version of the April 19, 1996 incident. In the report, Lauderdale stated that she heard a radio transmission calling for officer assistance in Unit # 43. As she entered the area where the altercation was taking place, Lauderdale claimed that she observed Massenburg on the floor. According to Lauderdale, Massenburg was laying flat on his stomach with his arms pinned underneath him. She stated that Hammermeister was restraining Massenburg on the left side of his body, while Tyitye was restraining Massenburg on the right side. Lauderdale alleged that Plaintiff was standing and had her right foot pressed down on Massenburg's left foot. Lauderdale further stated that once Massenburg was handcuffed and brought to his feet, she observed that he was bleeding from his forehead. According to Lauderdale, as soon as Massenburg stood on his feet, he looked at Plaintiff and shouted, "You red head [sic] bitch, why did you wait until they cuffed me to kick me." Lauderdale alleged that Massenburg and Plaintiff began to exchange profanities at that point. Lauderdale also stated that Wensko, Hammermeister, and Tyitye escorted Massenburg to temporary segregation.On April 26, 1996, with little to no preliminary investigation of his own, Chapman requested an immediate criminal investigation of the Massenburg incident by the State Highway Patrol.On May 14, 1996, Chapman sent Deputy Warden Meader a memorandum recommending that a disciplinary conference be scheduled to address the allegations against Plaintiff. In his memorandum, Chapman reported that, based on his investigation, Plaintiff violated four MDOC Departmental Work Rules during the altercation involving Massenburg. First, Chapman found that Plaintiff used excessive force in restraining Massenburg, in violation of MDOC Departmental Work Rule IV, #11. He cited statements made by Lauderdale and Officer Tippins that Plaintiff stood on Massenburg's leg and foot and a statement of Officer Ozor that Plaintiff kicked Massenburg in the head. Chapman reported that during an interview of Ozor, Ozor stated that "while prisoner (Massenburg) was on the floor still resisting to being cuffed, he was kicked around repeatedly by Sgt. Weberg, including one on his head." (Emphasis in original.) Ozor's April 22 written statement did not include any allegation of kicking. Chapman also noted that Plaintiff failed toreport a full description of all the methods of restraint she used and all the statements she directed toward Massenburg, including any profanities.Second, Chapman found that Plaintiff directed offensive, abusive, and profane language toward Massenburg during the altercation, in violation of MDOC Departmental Work Rule IV, #9B. Third, Chapman found that Plaintiff failed to take proper security precautions during the incident, in violation of MDOC Departmental Work Rule IV, #16. He noted that Plaintiff ignored departmental policy of prohibiting an officer to be present or participate in restraining a prisoner if he had just been assaulted by the prisoner. He stated that Plaintiff, by permitting Hammermeister to bring Massenburg to administrative segregation, "created the appearance of reprisal."Finally, Chapman found that Plaintiff failed to make required reports, in violation of MDOC Departmental Work Rule IV, #17. Specifically, Chapman indicated that in her critical incident report for the April 19, 1996 incident, Plaintiff failed to report that Massenburg surrendered his prisoner I.D. card to Tyitye. Chapman also stated that Plaintiff appeared to alter her story because in a statement given on April 30, 1996, Plaintiff stated for the first time that the prisoner "jumped from his chair," and asserted a "defensive posture." Chapman opined that "[t]here is definite reason to believe that Sgt. Weberg's initial report was incomplete or the change is an attempt to portray Prisoner Massenburg as agitated, angry, and threatening toward staff." Plaintiff was given notice of the charges against her on May 23, 1996, and a disciplinary conference was scheduled for June 4, 1996.2Although the Personnel Director was not normally involved in the grievance process, Defendant Franks called Assistant Deputy Warden Benedict, the person assigned to conduct Plaintiff's disciplinary hearing, prior to the proceeding. Franks recommended to Benedict that Plaintiff be terminated. Franks stated that he made the recommendation because he knew that Benedict and Plaintiff were good friends, "and I also knew concerns expressed by employees that action might be taken that might not be in line with departmental procedures in conducting or making recommendations for disciplinary action." Franks could not identify any of these employees, however.Franks also stated that prior to calling Benedict, he discussed the matter with Labor Relations in Lansing. In his deposition testimony Franks testified that:A. [ ] I initially discussed it with Labor Relations in Lansing and they gave me parameters on which they made decisions in other cases involving the use of force, and I relayed that to Mr. Benedict.Q. What did you relay to Mr. Benedict?A. That in prior occasions involving the use of force the individual was dismissed.In a tape-recorded telephonic message to Benedict before Plaintiff's hearing, Franks stated:This is Randy. I spoke with Labor Relations and they indicated that we are to recommend dismissal on the charges against Ms. Weberg as the reasoning for not bringing her back to work. If you have any questions, give me a call.In direct contradiction to Franks' testimony, Janice Jennings of the Labor Relations Board testified in her deposition that she never told Franks that Plaintiff should be terminated. Jennings also stated that it would be irregular and against departmental policy to discuss the Massenburg incident with Franks.On May 29, 1996, the Michigan State Police closed its investigation. Detective Gary Gray, who was assigned the case, concluded that there was insufficient evidenceto support a prosecution because "[t]here was no indication from any of the witnesses that excessive force exhibited to such an extent to inflict physical injury to the prisoner was ever used." Gray stated that Ozor informed him that Plaintiff stood on Massenburg's legs and "then started to kick him while he was resisting." He noted, however, that Ozor was unsure if the kick to the head was in fact intentional or accidental. Ozor told Gray that he did not think that Plaintiff intended to harm Massenburg, and that Plaintiff probably kicked Massenburg because he was struggling so violently.On June 5, 1996, Benedict conducted a disciplinary hearing. He sent Robinson a memorandum on that same day recommending that Plaintiff only be reprimanded for swearing at Massenburg. He found that the allegations of Plaintiff kicking Massenburg were unsubstantiated. He was suspicious of Ozor's statement that he observed the whole incident but never assisted. Benedict noted that at least seven other corrections officers on the scene did not see Ozor in the area when the incident took place and that no other corrections officer saw Plaintiff kick Massenburg on the head. He further noted that a "kite" received from a prisoner named Bailey stated that he had heard several inmates talking about false statements they had made about Plaintiff regarding the incident. Additionally, Benedict stated that the small abrasion on Massenburg's right wrist and the small superficial scratch on his forehead were inconsistent with the use of excessive force.Benedict also found that the charge of failing to take proper security precautions was unsubstantiated. He stated that Plaintiff did not have time to defuse the situation, wait for the prisoner to cool down, or use de-escalation techniques.On June 7, 1996, Robinson modified the discipline recommended by Benedict. Reinstating the charges against Plaintiff, Robinson demoted and suspended Plaintiff3. In the disciplinary report, Robinson stated:It appears that at the disciplinary [sic] the individual holding the conference took it upon himself to investigate the investigation of the Inspector. I find this totally unacceptable. When conducting a disciplinary conference the charge is to review the evidence presented and determine if they [sic] support the charges brought. If the investigation was not complete it should have been returned prior to holding the disciplinary conference. Here was a situation that should have, and could have been avoided by the supervisor present at the scene. I find it unacceptable for the ADW to undermine the investigation of the Inspector, question the credibility of staff and take the word of an [sic] prisoner (Bailey) who is not housed in the unit [where] the incident took place. The incident was totally mishandled by the supervisor at the scene. Procedures were not followed. This could have led to a serious outburst by the prisoners in the unit. And for us to try to cover up the mistakes is not proper. In reviewing the investigation there is no evidence the officers specifically saw prisoner Massenburg make the alledged [sic] comment. All three had their back to the Day room and were on their way out of the unit. Here we have three white employees and one black inmate. The wrong message is thus sent to other inmates in the unit who are watching the incident. I think other steps should have been taken to avoid this incident. As such I am reinstating the original charges and recommending Ms. Weberg be demoted and suspended for three days. (Emphasis added.)Plaintiff was allowed to return to work in early August of 1996, but remained on medical leave. In her brief, Plaintiff states that the MDOC reduced the discipline imposed by Robinson to a fifteen-daysuspension, but without a demotion. Plaintiff also states that she appealed the suspension to the Michigan Department of Civil Service, which, after a sixteen-month investigation, reduced the discipline to a written reprimand. According to Plaintiff, the Michigan Department of Civil Service concluded that she was not guilty of any wrongdoing other than directing profanity toward a prisoner. Plaintiff also states that after the investigation, she was given a "waived leave of rights"4 by the MDOC, which she claims constructively discharged her and prevented her from going back to work as a Corrections Sergeant.Plaintiff sued MDOC ,5 Robinson, Franks, Chapman, and Lauderdale, alleging reverse race discrimination under 42 U.S.C. 1983 and Michigan's Elliott-Larsen Civil Rights Act. Plaintiff alleged that the described actions were part of a custom[,] policy[,] or practice of the Western Wayne Correctional Facility and were either condoned by, authorized by, or acquiesced to by Defendants "jointly and severally." Defendants moved for summary judgment, which the district court granted on March 31, 1998. The court noted that a section 1983 claim could not be based on a disparate impact analysis and, therefore, refused to consider Plaintiff's claim under this theory. The district court then applied the four-part McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973) test, noting that to prove an equal protection claim under section 1983 a plaintiff must establish the same elements required to establish a disparate treatment claim under Title VII6. The court determined that Plaintiff failed to establish a prima facie case of racial discrimination because she failed to demonstrate that she was replaced while on suspension or that she was treated less favorably than similarly-situated African-American officers.The district court also ruled that, even assuming arguendo that Plaintiff had established a prima facie case, Defendants had proffered a legitimate, nondiscriminatory reason for her suspension -- a belief that Plaintiff kicked an inmate and concern about race relations in the prison -- and Plaintiff failed to demonstrate that Defendants' reasons were pretextual. The court also ruled that Plaintiff did not present direct evidence of racial discrimination.II. STANDARD OF REVIEWWe review a district court's grant of summary judgment de novo. See Hartsel v. Keys, 87 F.3d 795, 799 (6th Cir. 1996). Summary judgment is appropriate "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c). We are required to view the facts and all inferences drawn therefrom in the light most favorable to the nonmoving party. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986). However, the nonmoving party must set forth specific facts demonstrating that there is a genuine issue for trial. A genuine issue for trial exists "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242,248 (1986).III. DISCUSSIONTo state a claim under § 1983, a plaintiff must plead and prove that she has been deprived of a right secured by the Constitution or federal laws, by one acting under color of state law. See 42 U.S.C. 1983; Day v. Wayne County Bd. of Auditors, 749 F.2d 1199, 1202 (6th Cir. 1984). To establish an equal protection claim against a public employer under § 1983, the "plaintiff must show that the employer made an adverse employment decision 'with discriminatory intent and purpose.'" Boger v. Wayne County, 950 F.2d 316, 324-25 (6th Cir. 1991) (quoting Charles v. Baesler, 910 F.2d 1349, 1356-57 (6th Cir. 1990)); Gutzwiller v. Fenik, 860 F.2d 1317, 1325 (6th Cir. 1988) (the plaintiff must prove by a preponderance of the evidence that she was the victim of "intentional and purposeful discrimination"); see also Washington v. Davis, 426 U.S. 229, 239-42 (1976) (holding that in order to prove an equal protection violation, the plaintiff must demonstrate that the defendant acted with discriminatory intent); see generally Annis v. County of Westchester, 36 F.3d 251, 254-55 (2d Cir. 1994) (observing that every circuit to have addressed the issue, including the Sixth Circuit, has held that Title VII is not the exclusive remedy for discrimination against state employers when those claims derive from violation of constitutional rights). The plaintiff may not simply introduce evidence of discriminatory intent and suggest that "'such intent could have played a role in an adverse employment decision. Rather, a plaintiff is required to demonstrate that the adverse employment decision would not have been made "but for" her [race].'" Boger, 950 F.2d at 325 (quoting Gutzwiller, 860 F.2d at 1325).Plaintiff claims race discrimination in violation of § 1983 under both disparate treatment and disparate impact theories. Plaintiff also alleges that Defendants conspired to violate her constitutional rights.A. Disparate TreatmentBecause both Title VII and § 1983 prohibit discriminatory employment practices by public employers7, this court looks to Title VII disparate treatment cases for assistance in analyzing race discrimination in the public employment context under § 1983. See, e.g., Gutzwiller, 860 F.2d at 1325; Kitchen v. Chippewa Valley Schs, 825 F.2d 1004, 1011 (6th Cir. 1987); Daniels v. Board of Educ., 805 F.2d 203, 206-07 (6th Cir. 1986); Grano v. Department of Dev., 637 F.2d 1073, 1081-82 (6th Cir. 1980).The plaintiff can make the required showing by demonstrating that race was a direct factor in the employment decision. See Abeita v. Transamerica Mailings, Inc.,Try vLex for FREE for 3 days
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