Federal Circuits, D.C. Cir. (November 22, 1994)
Docket number: 92-3276
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U.S. Supreme Court - Personnel Administrator of Mass. v. Feeney, 442 U.S. 256 (1979)
U.S. Supreme Court - Washington v. Davis, 426 U.S. 229 (1976)
U.S. Supreme Court - Gomillion v. Lightfoot, 364 U.S. 339 (1960)
U.S. Supreme Court - Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535 (1942)
U.S. Court of Appeals for the 6th Cir. - USA v. Muse (6th Cir. 2007)
Jensen E. Barber, Washington, DC (appointed by the court), argued the cause and filed the brief, for appellant Michael D. Johnson. A.J. Kramer, Federal Public Defender, and Carmen D. Hernandez, Asst. Federal Public Defender, Washington, DC, filed the briefs, for appellant Kevin Lamont Thomas.
A.J. Kramer, Federal Public Defender, Washington, DC, argued the cause, for appellant Dwayne Antonio Thomas. With him on the briefs was Carmen D. Hernandez, Asst. Federal Public Defender, Washington, DC.Barbara A. Grewe, Asst. U.S. Atty., Washington, DC, argued the cause, for appellee. With her on the brief were Eric H. Holder, Jr., U.S. Atty., John R. Fisher, Roy W. McLeese, III, and William R. Cowden, Asst. U.S. Attys., Washington, DC.Before: EDWARDS, Chief Judge, SILBERMAN and GINSBURG, Circuit Judges.Opinion for the Court filed by Circuit Judge SILBERMAN.SILBERMAN, Circuit Judge:These cases involve a constitutional challenge to the Anti-Drug Abuse Act of 1986 ("1986 Act"), which punishes crimes involving "crack" cocaine more severely than those involving an equivalent amount of cocaine powder. Appellants were convicted of possession and distribution of crack cocaine, sentenced under the federal Sentencing Guidelines, and now appeal their sentences under the equal protection component of the Fifth Amendment's Due Process Clause. We affirm the convictions and sentences.I.This opinion responds to the common contentions of appellants Dwayne Antonio Thomas, Kevin Lamont Thomas, and Michael D. Johnson, raised in three separate appeals. Each appellant was convicted of an offense or offenses involving crack cocaine, and sentenced accordingly under the federal Sentencing Guidelines.Dwayne Antonio Thomas was apprehended within 1000 feet of a school in possession of 16.26 grams of cocaine base, 0.429 grams of marijuana, $190 in cash and a beeper. He was subsequently indicted for possession with intent to distribute five grams or more of cocaine base in violation of 21 U.S.C. Sec . 841(a), possession with intent to distribute a controlled substance within 1000 feet of a school in violation of 21 U.S.C. Sec . 860(a), and unlawful possession of marijuana in violation of 21 U.S.C. Sec . 844(a). He pleaded guilty to possession with intent to distribute cocaine base within 1000 feet of a school, and the other counts were dismissed. Applying the federal Sentencing Guidelines, the trial court arrived at a sentence of 87 months' imprisonment, the bottom of the applicable guideline range.Michael D. Johnson was apprehended on March 12, 1992, while the passenger in a car driven by appellant Kevin Lamont Thomas. Officers observed Johnson placing something under his seat during the traffic stop; that something was ultimately determined to be a plastic bag containing 52.98 grams of crack cocaine. Both appellants were charged with possession with intent to distribute 50 grams or more of cocaine base and possession with intent to distribute 50 grams or more of cocaine base within 1000 feet of a school. Thomas pleaded guilty to the latter charge and was sentenced to 121 months' imprisonment followed by 10 years' supervised release.Johnson proceeded to trial on both counts. Evidence was introduced at trial relevant to Johnson's possession with intent to distribute that on March 10, 1992, two days prior to Johnson's ultimate arrest, police apprehended Johnson while he was showing an object to two females, an object which he discarded upon arrival of the police and which turned out to be a 3.5 gram "rock" of crack cocaine. Johnson was convicted of possession with intent to distribute cocaine base, though he was acquitted of intent to distribute within 1000 feet of a school. He was sentenced to 121 months' imprisonment to be followed by five years' supervised release.All three appellants, African-Americans, raise identical constitutional challenges to the 1986 Act and the federal Sentencing Guidelines, alleging that the sentencing scheme violates the equal protection component of the Fifth Amendment by disproportionately and invidiously impacting blacks through meting out of harsher penalties for offenses involving crack cocaine--as opposed to sentences received by offenders possessing identical amounts of powder cocaine. "Crack" cocaine is also known as cocaine base, and is trafficked and sold in a hard, rock-like form. Cocaine powder or cocaine hydrochloride is sold in a loose granular form. Cocaine powder may be reduced to cocaine base through a baking or distillation process. In fiscal year 1992, 91.5% of defendants convicted nationwide in federal crack cocaine prosecutions were black, 5.3% were hispanic, and 3% were white. In the same time period, slightly more than 25% of defendants convicted of federal cocaine powder offenses were black, while over 30% were white.Under the penalty structure of the 1986 Act, 21 U.S.C. Sec . 841(b), one gram of crack cocaine is equivalent to 100 grams of cocaine powder. This ratio translates into disparate penalties. For example, an offense involving five grams or more of crack cocaine triggers a mandatory minimum five-year prison term, while an offense involving a similar amount of powder cocaine does not. 21 U.S.C. Sec . 841(b)(1)(B)(iii). Appellants argue that Congress (and the Sentencing Commission) acted with a discriminatory motive in choosing to punish crack offenders more severely than criminals trafficking in cocaine powder.II.We have only recently rebuffed a challenge to the same statute challenged by appellant here on Fifth Amendment due process and equal protection grounds. United States v. Thompson, 27 F.3d 671 (D.C.Cir.1994). But in Thompson the appellant had asserted only that the statutory scheme failed the rational basis test--the lowest level of judicial review of government action challenged on equal protection grounds. In the present cases the appellants alternatively argue that the appropriate scope of judicial inquiry is greater than the deferential rational basis review; it is claimed that we must exercise "strict scrutiny." If that standard governed, we would be obliged to ask, in accordance with reigning constitutional doctrine, whether the statute is narrowly tailored to serve a compelling state interest.In order to trigger strict scrutiny, however, appellants must show more than that the sentencing scheme has a disproportionate impact on those African-Americans who are convicted of cocaine-related offenses.1 The Supreme Court has required that a "decisionmaker ... selected or reaffirmed a course of action at least in part 'because of,' not merely 'in spite of,' its adverse effect upon an identifiable group." Personnel Adm'r of Massachusetts v. Feeney, 442 U.S. 256, 279, 99 S.Ct. 2282, 2296, 60 L.Ed.2d 870 (1979), aff'd,Try vLex for FREE for 3 days
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