Federal Circuits, 8th Cir. (June 05, 2003)
Docket number: 02-3929
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U.S. Court of Appeals for the 8th Cir. - John Searcy v. J. Roberts (8th Cir. 2005)
U.S. Court of Appeals for the 8th Cir. - the Schatz Family, By and Through the Following Persons, Both Individually and on Behalf of the Schatz Family: David Schatz; Abigail Schatz, Timothy Schatz, Sarah Schatz; Rachel Schatz; Deborah Schatz, Minors and By Their Next of Friend, Andy Schatz; Rebekah Schatz; Charity Schatz; Angel Schatz; Jonathan Schatz; Andy Schatz; Joanne Schatz, Appellees, v. Lynne Gierer; Tamme Schroepfer, Formerly Known as Tamee Bruenderman; Catherine Prososki, Formerly Known as Catherine Boone; Jae Anne Carder; Meredith Thibault; Pam Menefee; Paige Martin-Watson, Formerly Known as Paige Rowbottom; Ladonna Zimmerman, Formerly Known as Ladonna Seegmiller; Julie Lindemann; Deborah Adair, Formerly Known as Deborah Crocker; Denise Reed, Formerly Known as Denise Hughes; Linda Russell; Connie Juengel; Tony Pogue; Edna Phillps; Cheryl O'Brien; Shelia Hedgecorth; Susan Elrod; Donna Volner; Gerald Poepsel; Kathy Carmody, Formerly Known as Kathy Anderson; Patricia Wideman, Formerly Known as Patricia Bruns, Appellants., 346 F.3d 1157 (8th Cir. 2003) By and Through the Following Persons, Both Individually and on Behalf of the Schatz Family: David Schatz; Abigail Schatz, Timothy Schatz, Sarah Schatz; Rachel Schatz; Deborah Schatz, Minors and By Their Next of Friend, Andy Schatz; Rebekah Schatz; Charity Schatz; Angel Schatz; Jonathan Schatz; Andy Schatz; Joanne Schatz, Appellees, v. Lynne Gierer; Tamme Schroepfer, Formerly Known as Tamee Bruenderman; Catherine Prososki, Formerly Known as Catherine Boone; Jae Anne Carder; Meredith Thibault; Pam Menefee; Paige Martin-Watson, Formerly Known as Paige Rowbottom; Ladonna Zimmerman, Formerly Known as Ladonna Seegmiller; Julie Lindemann; Deborah Adair, Formerly Known as Deborah Crocker; Denise Reed, Formerly Known as Denise Hughes; Linda Russell; Connie Juengel; Tony Pogue; Edna Phillps; Cheryl O'Brien; Shelia Hedgecorth; Susan Elrod; Donna Volner; Gerald Poepsel; Kathy Carmody, Formerly Known as Kathy Anderson; Patricia Wideman, Formerly Known as Patricia Bruns, Appellants.
Anthony W. Black, AAG, argued, Little Rock, AR (Timothy G. Gauger, AAG, Lori Freno, AAG, Milton Fine, Little Rock, AR, on the brief), for Appellants.
James G. Schulze, argued, Little Rock, AR, for Appellee.Before WOLLMAN and BEAM, Circuit Judges, and NANGLE,1 District Judge.BEAM, Circuit Judge.Mike Huckabee, Kelly Boyd, Brenda Turner, Doug Elkins, and Jim Harris (collectively "Appellants") appeal the district court's order denying, in part, their motion to dismiss based on qualified immunity. We find that the district court did not rule on the qualified immunity issue, and therefore we remand.I. BACKGROUNDRandall R. Bradford (Bradford) formerly worked for the State of Arkansas as the Executive Chief Information Officer. He alleges that he resigned from this position as a result of being "constructively discharged" on June 13, 2002. Upon receipt of his resignation, Governor Huckabee terminated his employment. Bradford filed a complaint under 42 U.S.C. 1983 for alleged violations of his First Amendment rights, as well as claims under the False Claims Act, 31 U.S.C. 3730(h)(FCA), the Arkansas Whistle-blower Act, Ark.Code Ann. § 21-1-602 et. seq., and pendent state law claims for wrongful discharge and civil conspiracy. Bradford named each appellant in both their individual and official capacities for each claim.Appellants filed a motion to dismiss on several grounds. Relevant to this appeal is their contention that they were all entitled to qualified immunity for the claims against them in their individual capacities. The district court granted the motion to dismiss against the Appellants in their individual capacities under the FCA, in their individual capacities under the Arkansas Whistle-blower Act, and in their individual capacities for wrongful discharge.2 He also ruled, correctly, that Bradford would only be entitled to injunctive and declaratory relief on his claims against Appellants in their official capacities, not to damages. These rulings leave Bradford with claims against Appellants in their official capacities for all of the claims, and against Appellants in their individual capacities for the First Amendment claim (through section 1983) and the civil conspiracy claim. The district court did not explicitly rule on whether Appellants were entitled to qualified immunity for these two remaining individual capacity claims, but it did conclude its order with, "In all other respects the motion to dismiss is denied." Appellants interpret this to mean that their qualified immunity defense was denied. Thus, they appeal this aspect of the district court's ruling.II. DISCUSSIONOur jurisdiction to review the qualified immunity issue on interlocutory appeal depends upon whether the district court actually ruled on the issue.3 Szwedo v. Arkansas, 284 F.3d 826, 827 (8th Cir. 2002) ("[B]ecause the district court did not address the qualified immunity defense, it did not enter a final appealable order with respect to qualified immunity [sufficient] to confer appellate jurisdiction."); Krein v. Norris, 250 F.3d 1184, 1188 (8th Cir.2001) ("Because there has been no decision, conclusive or otherwise, rendered below on the disputed question of qualified immunity, the defendants' appeal is premature."). We have examined every aspect of the district court's opinion and have determined that there is no explicit determination or analysis of Appellants' qualified immunity claim. The district court dealt with (and rejected) Appellants' sovereign immunity defense against the First Amendment claim against them in their official capacities, noting that the plaintiff "has stated a claim for civil conspiracy," and that in "all other respects the motion to dismiss is denied." While we understand the parties' contention that these statements imply a denial of qualified immunity, we do not think that such an inference is sufficient for an interlocutory appeal at this point in time.The district court needed to first determine whether the complaint alleged enough facts to demonstrate the violation of a clearly established statutory or constitutional right arising under the First Amendment and civil conspiracy statute.4 Hafley v. Lohman, 90 F.3d 264, 266 (8th Cir.1996). "Dismissal is inappropriate unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief." Id. (internal quotations omitted). Public officials are entitled to qualified immunity in suits against them in their individual capacity as long as their actions do not violate "clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). Qualified immunity is an affirmative defense, to be upheld in a motion to dismiss only when the immunity can be established on the face of the complaint. Hafley, 90 F.3d at 266.As part of this determination, the district court also needed to follow a two-step inquiry to determine whether Bradford's purported speech, as a public employee, was protected by the First Amendment. See Sparr v. Ward, 306 F.3d 589, 594 (8th Cir.2002). First, Bradford's speech must be on a matter of public concern. Id. Second, the district court must balance Bradford's right to speak against the interests of the public employer. Sexton v. Martin, 210 F.3d 905, 910 (8th Cir.2000). The district court failed to apply either step of the analysis as outlined by Sparr. Additionally, the district court should identify the actual "speech" that Bradford is alleging was infringed upon by Appellants' actions. It is difficult to tell from the allegations whether any specific statements made by Bradford, free or otherwise, were either inhibited by the Appellants or became the source of the adverse employment action claimed.The Supreme Court has emphasized that qualified immunity should be addressed as early as possible in litigation. Hunter v. Bryant,Try vLex for FREE for 3 days
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