No-Action Letter Regarding Definition of "Ready Market" with Regard to Foreign Equity Securities Pursuant to SEC Rule 15c3-1(c)(11)(i)
| Published date | 28 December 2012 |
| Law Firm | Katten Muchin Rosenman LLP |
| Subject Matter | Broker-Dealer,FINRA,Foreign Equity Securities,Foreign Exchanges,No-Action Letters,SEC |
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