Federal Circuits, 10th Cir. (February 14, 1968)
Docket number: 9428
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US Code - Title 29: Labor - 29 USC 156 - Sec. 156. Rules and regulations
US Code - Title 29: Labor - 29 USC 161 - Sec. 161. Investigatory powers of Board
US Code - Title 29: Labor - 29 USC 160 - Sec. 160. Prevention of unfair labor practices
U.S. Supreme Court - Universal Camera Corp. v. NLRB, 340 U.S. 474 (1951)
U.S. Supreme Court - American Newspaper Publishers Assn. v. NLRB, 345 U.S. 100 (1953)
Sharp Whitmore and Stephen E. Tallent, Los Angeles, Cal. (Jan Vetter, Los Angeles, Cal., of counsel, was with them on the brief), for petitioner.
Arnold Ordman, Gen. Counsel, Dominick L. Manoli, Assoc. Gen. Counsel, Marcel Mallet-Prevost, Asst. Gen. Counsel, Nancy M. Sherman and Vivian Asplund, plund, Attys., National Labor Relations, Board, for respondent.Before HILL and SETH, Circuit Judges, and DOYLE, District Judge.WILLIAM E. DOYLE, District Judge.The case is before the Court on North American Aviation's petition for review of the decision and order of the National Labor Relations Board issued April 4, 1967. The Board has cross petitioned for enforcement of its order.This Court has jurisdiction under Section 10(e) of the National Labor Relations Act, 29 U.S.C. 160(e), the alleged violations having occurred in McAlester, Oklahoma.The Board's order rests on its finding that North American Aviation engaged in numerous violations of Sections 8(a)(1) and 8(a)(3) of the National Labor Relations Act. Specifically, the Board found that:The petitioner created the impression that it was conducting surveillance of union activities in violation of Section 8(a)(1) of the Act.Second, petitioner interrogated and threatened two employees, Virginia Ramsey and Glen Davis, with regard to their union activities in violation of Section 8(a)(1) of the Act.Third, petitioner temporarily enforced an unduly broad rule against distribution of union literature on company property in violation of Section 8(a)(1) of the Act.Fourth, petitioner discriminated against two employees, Carl White and Jerry Anderson, in an effort to discourage their union membership by restricting their telephone privileges and by restricting Anderson to his work station, all this in violation of Sections 8(a)(1) and 8(a)(3) of the Act.Fifth, petitioner discriminatorily discharged an employee, Mary Guazdausky, because of her union activities in violation of Sections 8(a)(1) and 8(a)(3) of the Act.Other errors urged by petitoner include a number of procedural matters. Petitoner urges that the trial examiner erred in denying its request for interrogatories and a bill of particulars, and in the revocation of a subpena and his refusal to compel the board to produce contradictory statements. It is also argued that the evidence is insufficient to support the foregoing findings.I. Questioning Sufficiency of the EvidenceAs usual, the testimony at the hearing was in conflict, and the petitioner attacks virtually all of the Board's findings as being unsupported by substantial evidence on the record as a whole.1 As to all but one of the findings, we see no merit in petitioner's arguments. Our scope of review is limited. The question on review is whether the Board's conclusions are supported and are reasonable. See 4 Davis, Administrative Law Treatise 143 (1958). As to all but one of the findings, the Board's conclusions must be upheld since they are supported by substantial evidence on the record as a whole, even though in some instances different inferences might have been drawn from the facts. See Section 10(e) of the National Labor Relations Act, and Universal Camera Corp. v. N.L.R.B., 340 U.S. 474, 71 S.Ct. 456, 95 L.Ed. 456 (1951).The finding which is open to question under the substantial evidence rule relates to the restriction of Carl White's telephone privileges. On February 2, 1966, the company was notified that White had been named an 'in-plant organizer' for the union. On March 18, a supervisor observed White making a personal phone call on a company phone, and the supervisor advised White that personal calls were not to be made unless they were an emergency. The company explained at the hearing that since the number of outside lines had been reduced from eight to five on March 15, 1966, customer representatives had complained of difficulty in reaching the plant. The rule against personal calls was meant to correct this.The only evidence of discrimination was White's testimony that other employees continued to make personal calls. However, he could name only one instance when such a call was observed by a supervisor, and in that instance the supervisor testified that the employee was not in his department, and that he notified the employee's supervisor of the incident. At least one non-union employee testified that she had been reprimanded for personal use of a company phone. It was uncontradicted that the plant nurse (a non-management employee) was instructed to allow employees on sick call to make phone calls only in emergencies.2 The lack of evidence of discrimination, the relative remoteness of the telephone incident from White's appointment as an organizer, the trivial nature of the discrimination alleged, and the reasonable explanation offered by the company, leads to the conclusion that there was a lack of substantial evidence for the Board's findings.3Procedural QuestionsThe petitoner claims that even though there may be substantial evidence to support the Board's findings, enforcement should be denied because the hearing was tainted by serious procedural errors.II. Validity of the AmendmentThe first of these pertains to the amendment of the charge which was first filed on November 15, 1965. In addition to alleging specific unfair labor practices, it was generally alleged that:'By the acts set forth in the paragraph above and by other acts and conduct, it, by its officers, agents and representatives, interfered with, restrained and coerced its employees in the exercise of rights guaranteed in Section 7 of the Act.'On March 25, 1966, a complaint was filed containing the same specific and general allegations as those contained in the charge. However, on June 16 or 17, 1966, the General Counsel notified petitioner of his intent to amend the charge and original complaint by alleging that on November 12, 1965, the petitioner had created the impression of surveillance of its employee activities in violation of Section 8(a)(1) of the Act. At the opening of the hearing on June 21, 1966, the amendment was allowed over petitioner's objection that it was barred by the six months' statute of limitations provided in Section 10(b) of the Act.4Actions before the Board are not subject to measurement by the standards applicable to complaints in a private lawsuit. The charge is after all merely the administrative step which sets in motion the investigation to determine whether a complaint will issue. It need not be technically precise so long as it generally informs the party charged of the nature of the alleged violations. N.L.R.B. v. Reliance Steel Products Co., 322 F.2d 49 (5th Cir. 1963). And general allegations in the charge or original complaint may later be supplemented or amplified by more specific allegations. These 'relate back' to the date the charge was filed. N.L.R.B. v. Louisiana Mfg. Co., 374 F.2d 696 (8th Cir. 1967); N.L.R.B. v. Reliance Steel Products Co.,322 F.2d 49 (5th Cir. 1963); and N.L.R.B. v. Local 169, Indus. Division Intern. Broth. of Teamsters, 228 F.2d 425 (3rd Cir. 1955).The charge in the case at bar notified the petitioner that it was faced not only with the specific violations alleged, but with 'other acts and conduct' which 'interfered with, restrained and coerced its employees in the exercise of rights guaranteed in Section 7 of the Act.' This language is, to be sure, general, but it formed a sufficient basis for later specific allegations. See e.g., N.L.R.B. v. Raymond Person, Inc., 243 F.2d 456, 458-459 (5th Cir. 1957), and N.L.R.B. v. Kingston Cake Co., 191 F.2d 563, 567 (3rd Cir. 1951). It was noted in Indiana Metal Products Corp. v. N.L.R.B.,202 F.2d 613, 619 (7th Cir. 1953), that 'basing the complaint upon broad allegations in the charge may well, at times, be unfair to an employer, but such interpretation is required by the broad language of Section 10(b).' The relevant portion of this mentioned subsection of the National Labor Relations Act reads as follows:'No complaint shall issue based upon any unfair labor practice occurring more than six months prior to the filing of the charge with the Board and the service of a copy thereof upon the person against whom such charge is made * * *. Any such complaint may be amended by the member, agent, or agency conducting the hearing or the Board in its discretion at any time prior to the issuance of an order based thereon.'The Act thus contemplates that there will, on occasion, be amendments to the original allegations. The limitation is that the violations alleged in the complaint shall have occurred within the six months' period of limitation fixed by the filing and service of the charge. N.L.R.B. v. Martin, 207 F.2d 655, 657 (9th Cir. 1953), cert. den.Try vLex for FREE for 3 days
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