Federal Circuits, 4th Cir. (April 24, 1997)
Docket number: 96-4638
Permanent Link:
http://vlex.com/vid/patrick-elie-marie-18190664
Id. vLex: VLEX-18190664
Click here to download this article in graphic format (Acrobat Reader)

U.S. Supreme Court - U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U.S. 18 (1994)
U.S. Supreme Court - Colorado v. Connelly, 479 U.S. 157 (1986)
U.S. Supreme Court - Oregon v. Elstad, 470 U.S. 298 (1985)
U.S. Court of Appeals for the 4th Cir. - US v. Mimms (4th Cir. 2001)
U.S. Court of Appeals for the 4th Cir. - US v. Hart (4th Cir. 2000)
U.S. Court of Appeals for the 4th Cir. - US v. Larry McKnight (4th Cir. 2000)
U.S. Court of Appeals for the 4th Cir. - US v. J. Padilla-Hernandez (4th Cir. 1999)
U.S. Court of Appeals for the 4th Cir. - US v. Mobley (4th Cir. 1999)
U.S. Court of Appeals for the 4th Cir. - US v. Smith (4th Cir. 1998)
U.S. Court of Appeals for the 4th Cir. - US v. Adams (4th Cir. 2003)
U.S. Court of Appeals for the 4th Cir. - US v. Smith (4th Cir. 2001)
U.S. Court of Appeals for the 4th Cir. - US v. Taylor (4th Cir. 1999)
U.S. Court of Appeals for the 4th Cir. - US v. Wilkins (4th Cir. 2000)
ARGUED: Marcus John Davis, Assistant United States Attorney, Alexandria, VA, for Appellant. Blair Gerard Brown, Zuckerman, Spaeder, Goldstein, Taylor & Kolker, L.L.P., Washington, D.C., for Appellee. ON BRIEF: Helen F. Fahey, United States Attorney, Vincent L. Gambale, Assistant United States Attorney, Alexandria, VA, for Appellant. Jonathan H. Levy, Zuckerman, Spaeder, Goldstein, Taylor & Kolker, L.L.P., Washington, D.C., for Appellee.
Before HALL, LUTTIG, and WILLIAMS, Circuit Judges.Reversed by published opinion. Judge WILLIAMS wrote the majority opinion, in which Judge LUTTIG joined. Judge HALL wrote a dissenting opinion.OPINIONWILLIAMS, Circuit Judge.Patrick Elie was indicted by a federal grand jury on two counts of making a false statement to a firearms dealer, see 18 U.S.C.A. §§ 922(a)(6), 924(a)(2) (West Supp.1997), and on one count of impersonating an accredited diplomat, see 18 U.S.C.A. § 915 (West Supp.1997). Shortly thereafter, Elie moved to suppress, among other things, the firearms and firearms receipts found in his hotel rooms, the firearms transaction records obtained from Gilbert Small Arms (the firearms dealer), and the testimony of the individual at Gilbert Small Arms who sold Elie the firearms. The district court, in a series of orders, suppressed the evidence as the "tainted fruit" of a Miranda violation. The district court also ruled that the warned and voluntary statements Elie made at the Arlington County Detention Center, in which he identified the firearms seized from his hotel rooms and the firearms dealer that sold him the weapons, did not constitute an "independent source" for admitting any of the challenged evidence. Finding that the "fruit of the poisonous tree" analysis is inapplicable in cases involving mere departures from Miranda, we reverse.I.Based on a complaint that Patrick Elie, a former cabinet member in the United States-supported Haitian government led by Jean-Baptist Aristide, had assaulted Ms. Raymonde Preval-Belot, First Secretary of the Haitian Embassy in Washington, D.C. and sister of the current Haitian President, a warrant was issued for his arrest. The affidavit in support of the arrest warrant stated that Elie possessed firearms and that he also had threatened to harm, among other people, the Haitian Ambassador to the United States.On April 23, 1996, several Fairfax County police officers and two State Department Diplomatic Security Service agents (the officers) went to the Hunter Hotel in Springfield, Virginia to arrest Elie, who was "considered armed and dangerous." Two officers, with guns drawn, confronted Elie in the hotel restaurant. Elie was ordered to the ground, handcuffed, and searched for weapons.1 After being helped to his feet, and prior to any police questioning, Elie stated that he was a diplomat.Elie was then escorted out of the dining area and into the hotel lobby, where he was asked, prior to receiving any Miranda warnings, whether he had any weapons in his hotel rooms. After responding in the affirmative, Elie was told that he had the option of having the weapons and his other possessions secured by either hotel management or the police. Elie elected to have the officers secure and inventory his property.Elie accompanied the officers to his rooms. In addition to observing the inventory search from just outside the rooms, Elie reportedly "spoke non-stop" during the encounter. Among other things, he (1) told the officers where they could find certain items, including weapons; (2) revoked his consent to search a container that contained a number of documents; and (3) asked the officers why he had not been given his Miranda warnings.2As a result of the search, the officers secured a Colt .223 semiautomatic assault rifle with a round in the chamber and six magazines loaded with armor piercing ammunition; a Remington .22 caliber bolt action rifle equipped with a telescopic sight; a loaded Steyr 9mm semi-automatic pistol and 264 9mm rounds, including 180 rounds of hollow-point ammunition; night vision equipment; two knives; approximately $4,800 in cash; purchase receipts for three additional firearms; and documents relating to, among other things, the activities of the Haitian Ambassador.After Elie's property was secured, he was taken to the Arlington Detention Center for processing on the assault charges. Arlington Detective Lee Ann Petta gave Elie a routine personal history form to complete. Elie wrote his name on the front of the form and, unsolicited, provided an account of his arrest on the back of the form. With a tape recorder running, Elie was given his Miranda warnings, signed an advice-of-rights form, and was asked if he would like to answer questions about the assault charges.In response to Detective Petta's questions, Elie stated that he wished to ask some questions of his own. Elie, completely unsolicited, then proceeded to tell Detective Petta that he was in the United States conducting an undercover investigation of the Haitian Ambassador. In particular, he was investigating allegations that the Haitian Ambassador had embezzled millions in state funds, provided Haitian passports to terrorists and drug dealers, and plotted to assassinate both ex-president Aristide and President Preval.Elie also told Detective Petta, without any prompting, about "the guns." After Detective Petta asked him to what he was referring, Elie identified the two rifles and the handgun seized from his hotel rooms. Later in the interview, again without any prompting by Detective Petta, Elie volunteered that he had purchased the firearms at Gilbert Small Arms.While Elie was detained at the Arlington County Detention Center on the assault charges, State Department Diplomatic Security Service agents (DSS agents) interviewed the employees of Gilbert Small Arms and reviewed the firearms transaction records related to the sale of the aforementioned firearms. As a result of their investigation, the DSS agents believed that Elie knowingly made a false statement, both to the firearms dealer and on the firearms transaction records, with respect to facts material to the lawfulness of the sale of the weapons. Specifically, Elie stated that he resided at 2500 Clarendon Boulevard, Arlington, Virginia; a claim the DSS agents believed to be false.3 Thereafter, based on a DSS agent's affidavit that Elie made a false statement to a firearms dealer, a federal warrant was issued for his arrest.On April 29, 1996, two DSS agents arrived at the Arlington County Detention Center to execute the federal arrest warrant. However, before Elie was released into their custody, an official at the Arlington County Detention Center asked him several routine discharge questions. Of particular importance in this case, Elie stated, both orally and in writing, that he was a resident of "Port Au Prince."Although DSS agents read him his Miranda warnings as they placed him under arrest, Elie refused to sign the form acknowledging or waiving his rights. Notwithstanding his refusal, Elie engaged the DSS agents in conversation while they were en route to the location where Elie would be processed on the firearms charges. Elie told the DSS agents, among other things, that there was a "cancer" in both the Haitian police force and the Haitian Embassy in Washington, D.C., that he was conducting an undercover investigation of the Haitian Ambassador, and that he kept weapons in his hotel rooms to defend himself in case the people whom he was investigating tried to assassinate him.Elie was subsequently indicted by a federal grand jury on two counts of making a false statement to a firearms dealer, see 18 U.S.C.A. §§ 922(a)(6), 924(a)(2), and on one count of impersonating an accredited diplomat, see 18 U.S.C.A. § 915. Thereafter, Elie moved to suppress (1) his statement that he was a diplomat; (2) his statement acknowledging that there were firearms in his hotel rooms; (3) all the tangible evidence, including the firearms and firearms receipts, found in his hotel rooms; (4) his written statements on the back of the personal history form; (5) the statements he made to Detective Petta; (6) his written statement concerning his residency; and (7) the statements he made to the DSS agents.After an evidentiary hearing on Elie's motion, the district court (1) denied suppression of Elie's statement that he was a diplomat, finding that the statement was not made in response to any police interrogation; (2) suppressed Elie's statement that he had weapons in his hotel rooms, finding that the statement was made while he was in police custody, in response to police interrogation, and without the necessary Miranda warnings; (3) suppressed all the tangible evidence found in Elie's hotel rooms, including the firearms and firearms receipts, finding that the evidence was the "tainted fruit" of the Miranda violation; (4) denied suppression of Elie's written statements regarding his arrest and his residency, finding that the statements were made in response to routine booking questions and, therefore, not given Fifth Amendment protection; and (5) denied suppression of Elie's warned statements to Detective Petta and the DSS agents, finding that he had waived his Miranda rights.In assessing whether Elie had voluntarily, knowingly, and intelligently waived his Miranda rights, the district court examined the totality of the surrounding circumstances, which included the defendant's age, education, intelligence, and familiarity with the criminal justice system. Specifically, the district court found that Elie was forty-six years old, was well educated with an advanced degree in chemistry, spoke fluent English, and was familiar with the criminal justice system and its consequences.Shortly thereafter, Elie filed a motion in limine to suppress the firearms transaction records related to the sale of the weapons found in his hotel rooms and the testimony of the individual at Gilbert Small Arms who sold him the weapons. Reasoning that the Government identified Gilbert Small Arms from the firearms receipts obtained during the unlawful search of Elie's hotel rooms, the district court held that any evidence obtained from Gilbert Small Arms must also be the "tainted fruit" of the Miranda violation.The Government, however, argued that Elie's warned and voluntary statements to Detective Petta, in which he identified the weapons seized from his hotel rooms and the firearms dealer that sold him the weapons, constituted an "independent source" for admitting the evidence obtained from Gilbert Small Arms--the firearms transaction records and the testimony of the individual who sold him the firearms. Although noting that Elie voluntarily waived his Miranda rights before Detective Petta, the district court reasoned that that was not sufficient "to break the causal connection between the illegality of the search and seizure and [Elie's] responses to Detective Petta's questions which unduly exploited the Fourth Amendment violation." (J.A. at 39.) As a result, the district court concluded that Elie's statements to Detective Petta did not constitute an "independent source" for admitting the evidence obtained from Gilbert Small Arms. Accordingly, the district court suppressed both the firearms transaction reports and the testimony of the individual who sold Elie the firearms. This appeal followed.II.On appeal, the Government does not contend that the district court erred in suppressing the statements Elie made prior to receiving his Miranda warnings.4 Rather, the Government argues that the district court erred in suppressing the firearms and firearms receipts found in Elie's hotel rooms, the firearms transaction records obtained from Gilbert Small Arms, and the testimony of the individual at Gilbert Small Arms who sold Elie the firearms. The Government contends, specifically, that the district court erred in applying the "fruit of the poisonous tree" doctrine to the challenged evidence in this case. For the reasons that follow, we agree.5In reviewing the district court's suppression rulings, the evidence must be construed in the light most favorable to Elie. See United States v. Han, 74 F.3d 537, 540 (4th Cir.1996) (noting that the evidence must be construed in the manner most favorable to the prevailing party below). We review the district court's legal conclusions de novo. See United States v. McDonald, 61 F.3d 248, 254 (4th Cir.1995). As a result, we review the district court's application of the "fruit of the poisonous tree" doctrine de novo.A.In suppression cases, the challenged evidence is usually "direct" in its "relationship to the prior arrest, search, [or] interrogation." Wayne R. LaFave & Jerald H. Israel, Criminal Procedure § 9.3(a), at 734 (1984). Examples of this type of evidence include statements made in response to police questioning, such as Elie's statement that he had weapons in his hotel rooms, and physical evidence found as a result of a search or arrest. If the arrest, search, or interrogation was unlawful, the direct evidence, absent an exception to the exclusionary rule, must be suppressed.In other cases, however, the challenged evidence is "derivative" in character. See id. Examples of this type of evidence include physical evidence discovered as a result of a statement made in response to police questioning, such as the firearms and firearms receipts found in Elie's hotel rooms, and a witness discovered as a result of physical evidence found during a search or arrest. If the arrest, search, or interrogation is later held to be unlawful and thus requires the suppression of the direct evidence, the derivative evidence must also be suppressed in certain circumstances. Specifically, derivative evidence must be suppressed when, as Justice Frankfurter explained, it is the "fruit of the poisonous tree." Nardone v. United States, 308 U.S. 338, 341, 60 S.Ct. 266, 268, 84 L.Ed. 307 (1939).With that background, our analysis begins with the seminal case of Wong Sun v. United States, 371 U.S. 471, 83 S.Ct. 407, 9 L.Ed.2d 441 (1963), in which the Supreme Court explicitly articulated the "fruit of the poisonous tree" doctrine.6 According to the Wong Sun majority, derivative evidence, such as physical evidence, a confession, or the testimony of a witness, is not " 'fruit of the poisonous tree' simply because it would not have come to light but for the illegal actions of the police." Id. at 488, 83 S.Ct. at 417. Rather, derivative evidence must be suppressed as "fruit of the poisonous tree" if it was discovered by exploiting an illegal search. See id.; see also Oregon v. Elstad, 470 U.S. 298, 305-06, 105 S.Ct. 1285, 1290-92, 84 L.Ed.2d 222 (1985) (noting that the "fruit of the poisonous tree" doctrine is drawn from Wong Sun, where "the Court held that evidence and witnesses discovered as a result of a search in violation of the Fourth Amendment must be excluded from evidence" (emphasis added)). Consequently, if the derivative evidence is discovered "by means sufficiently distinguishable [from the illegality] to be purged of the primary taint," Wong Sun 371 U.S. at 488, 83 S.Ct. at 417, then it is admissible.In Michigan v. Tucker, 417 U.S. 433, 94 S.Ct. 2357, 41 L.Ed.2d 182 (1974), the Supreme Court was asked to apply the "tainted fruits" doctrine to the testimony of a witness whose identity was discovered as the result of a statement obtained from the defendant in violation of Miranda. In declining to extend the "tainted fruits" doctrine to the facts in Tucker, the Supreme Court noted that the unwarned questioning did not abridge the defendant's Fifth Amendment privilege, "but departed only from the prophylactic standards later laid down by this court in Miranda to safeguard that privilege." Id. at 445-46, 94 S.Ct. at 2364-65. Because the defendant's constitutional rights were not infringed, the Court in Tucker determined that the "fruit of the poisonous tree" doctrine did not apply. Id. at 445 n. 19, 94 S.Ct. at 2364-65 n. 19. As a result, although the direct evidence (the defendant's unwarned statement) had to be suppressed, the derivative evidence (the testimony of the witness discovered as a result of the unwarned statement) was admissible. Id. at 445-46, 94 S.Ct. at 2364-65.When presented with another opportunity to extend the "tainted fruits" doctrine, the Supreme Court in Elstad once again declined the invitation to do so. In Elstad, two officers went to the defendant's home with a warrant for his arrest. 470 U.S. at 300, 105 S.Ct. at 1288. After executing the warrant, the officers questioned Elstad about his role in the burglary of a neighbor's house. As a result of the interrogation, Elstad confessed to his involvement in the crime. See id. at 301, 105 S.Ct. at 1288-89. The defendant was then escorted to the police station where the officers advised him for the first time of his Miranda rights. After waiving his rights, the defendant once again confessed to the burglary. See id. Later, the defendant sought to suppress his second confession as the "fruit of the poisonous tree," arguing that it was obtained only as the result of his first confession that was made in violation of Miranda. See id. at 302, 105 S.Ct. at 1289.The Elstad majority, however, held that the "tainted fruits" doctrine did not apply to the second confession for the same reasons the doctrine did not apply in Tucker. See id. at 308, 105 S.Ct. at 1292-93. Specifically, the Court held that "[s]ince there was no actual infringement of the suspect's constitutional rights, the case was not controlled by the doctrine expressed in Wong Sun that fruits of a constitutional violation must be suppressed." Id. (emphasis added). As a result, although the direct evidence (the defendant's first confession) had to be suppressed, the derivative evidence (the second confession that was obtained as a result of the first confession) was admissible. See id. at 309, 105 S.Ct. at 1293.Although the Supreme Court has not specifically rejected application of the "fruit of the poisonous tree" doctrine to physical evidence discovered as the result of a statement obtained in violation of Miranda,7 it is clear to us that the Court's reasoning in Tucker and Elstad compels that result.8 Accord United States v. Gonzalez-Sandoval, 894 F.2d 1043, 1048 (9th Cir.1990) (finding that the "tainted fruits" doctrine does not apply to physical evidence obtained as a result of a Miranda violation); see also Wayne R. LaFave & Jerald H. Israel, Criminal Procedure § 9.5(b), at 201 (Supp.1991) (noting that "Elstad only rejected application of the fruits doctrine as applied to a subsequent confession" and stating that "there is much in the Court's opinion that suggests that the fruits doctrine should also be inapplicable to physical evidence acquired through a Miranda-violative confession"). The holdings in Tucker and Elstad could not be any clearer: the "tainted fruits" analysis applies only when a defendant's constitutional rights have been infringed. See, e.g., Elstad, 470 U.S. at 305, 105 S.Ct. at 1290-91 (noting that the " 'fruit of the poisonous tree' [doctrine] assumes the existence of a constitutional violation"); id. at 308, 105 S.Ct. at 1292-93 (noting that "[s]ince there was no actual infringement of the suspect's constitutional rights, the case was not controlled by the doctrine expressed in Wong Sun"); id. (noting under the Wong Sun doctrine "that fruits of a constitutional violation must be suppressed"). It is well established that the failure to deliver Miranda warnings is not itself a constitutional violation.9 As a result, we hold that Wong Sun and its "fruit of the poisonous tree" analysis is inapplicable in cases involving mere departures from Miranda. Accordingly, derivative evidence obtained as a result of an unwarned statement that was voluntary under the Fifth Amendment is never "fruit of the poisonous tree." See id. at 309, 105 S.Ct. at 1293; see also Correll v. Thompson, 63 F.3d 1279, 1290 (4th Cir.1995) (noting that evidence obtained in violation of Miranda is not necessarily tainted), cert. denied,Try vLex for FREE for 3 days
Access legal information from United States including:
Try vLex without any commitment for 3 days and see why you need it.
3
days of Free Access