Federal Circuits, 7th Cir. (August 10, 1992)
Docket number: 91-2954
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U.S. Supreme Court - Federated Department Stores, Inc. v. Moitie, 452 U.S. 394 (1981)
U.S. Supreme Court - Bankers Trust Co. v. Mallis, 435 U.S. 381 <I>(per curiam)</I> (1978)
Before EASTERBROOK and KANNE, Circuit Judges, and WOOD, Jr., Senior Circuit Judge.
ORDERJames Anderson was convicted by a jury of conspiring to possess heroin and cocaine with the intent to deliver. His first conviction was overturned by this court, and the case remanded for a new trial. United States v. Douglas, 818 F.2d 1317 (7th Cir.1987). Following the reversal of his conviction, federal marshals transported him from the federal prison in Terre Haute, Indiana, to the Peoria County Jail. Anderson was convicted of these narcotic offenses in the second trial.Anderson brought several post-trial motions challenging his conviction. In one motion, he contended that the Peoria County Jail officials, in concert with Federal Marshal Kelly Murphy, refused to allow him access to his legal materials, and instead, shipped a box of materials to his mother. The appellant claimed that these actions hampered his ability to prepare his own defense, violating due process and the First Amendment.The district court judge thoroughly investigated Anderson's claim, holding three hearings on the matter in which several witnesses testified. The judge presiding over the criminal trial denied Anderson's motion for a new trial, finding no violation. First, the judge noted that the defendant was represented by counsel during the second trial. There was also evidence that Anderson was told that he could keep his legal materials, but that he was instructed to pack a box with his excess personal belongings which could not be kept at the jail. Finally, witnesses testified that jail policy gave an inmate options concerning legal material. An inmate could take possession of all his legal materials if electing placement in intake segregation. If the inmate preferred, as did Anderson, to reside in the regular cell block, he could retain a limited amount of legal material which could be exchanged for other legal papers. Based on these facts, the trial court found no constitutional violation. Anderson appealed his conviction, but failed to raise his claims concerning access to his legal materials. We affirmed. United States v. Anderson, 896 F.2d 1076 (7th Cir.1990).Anderson filed this action under 42 U.S.C. 1983 again alleging constitutional violations stemming from the alleged denial of access to his legal materials before his second trial. The district court judge first dismissed the federal defendant, Marshal Murphy, finding that Murphy did not act under color of state law. Anderson brought a motion to alter or amend the judgment under Federal Rule of Civil Procedure 59, or in the alternative, a motion to amend his complaint so that he could correctly state a Bivens claim against this federal defendant. The district court later granted summary judgment to the state defendants finding that this suit is barred by collateral estoppel.1 Anderson argues that this suit is not precluded by the earlier proceedings which followed his criminal trial. He also claims error in the denial of his Rule 59 motion.Four conditions must be satisfied before collateral estoppel will bar the relitigation of an issue: (1) a final determination on the merits has been reached in a case, (2) the issues for which estoppel is sought were essential to that decision, (3) the party against whom estoppel is invoked had a full opportunity to address the issues in that case, and (4) the issues are identical to the issues in the case in which estoppel is sought.Crot v. Byrne, 957 F.2d 394, 396 (7th Cir.1992). "Collateral estoppel, or issue preclusion, may be applied in civil trials to issues previously determined in a criminal conviction." Appley v. West, 832 F.2d 1021, 1026 (7th Cir.1987).Anderson only challenges the finding that he had a full and fair opportunity to present his claim during the post-conviction hearings. He complains that the criminal trial court judge did not allow him to present certain witnesses who would support his claim. He also contends that the defendants lied when they testified at the post-conviction hearings. Anderson, however, failed to raise these issues on his direct criminal appeal. Even if the judge presiding over the criminal trial erred by not allowing these witnesses to testify and accepted the defendants' purportedly fraudulent testimony, Anderson's failure to appeal forecloses our consideration of these issues. "[H]aving failed to perfect an appeal, [he is] bound by this decision and [is] precluded from bringing a subsequent suit, asserting essentially the same claims." Shaw v. Merritt-Chapman & Scott Corp., 554 F.2d 786, 789 (6th Cir.) cert. denied,Try vLex for FREE for 3 days
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