Federal Circuits, 10th Cir. (May 21, 1981)
Docket number: 80-2317
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U.S. Supreme Court - Vance v. Universal Amusement Co., 445 U.S. 308 <I>(per curiam)</I> (1980)
U.S. Supreme Court - Smith v. United States, 431 U.S. 291 (1977)
U.S. Supreme Court - Erznoznik v. Jacksonville, 422 U.S. 205 (1975)
U.S. Supreme Court - United States v. Powell, 423 U.S. 87 (1975)
U.S. Court of Appeals for the 7th Cir. - Susan Wakeen Doll Co v. Ashton-Drak (7th Cir. 2001)
Jerome H. Mooney, Salt Lake City, Utah, for appellant.
Paul G. Maughan, Salt Lake City, Utah (Stanley H. Olsen, Salt Lake City, Utah, with him, on brief), for appellees.Before SETH, Chief Judge, and DOYLE and McKAY, Circuit Judges.WILLIAM E. DOYLE, Circuit Judge.The defendant Piepenburg was convicted in the District Court in the State of Utah for three violations of the state statute § 76-10-1204, Utah Code Annotated (1953). This particular provision prohibits the exhibition of pornographic films. The defendant appealed his conviction to the Utah Supreme Court; that Court unanimously confirmed his conviction. State v. Piepenburg, 602 P.2d 702 (Utah 1979). Mr. Piepenburg did not pursue the matter to the Supreme Court of the United States. Having exhausted his state remedies, he was at liberty to pursue the cause pursuant to 28 U.S.C. § 2254. He filed a petition for writ of habeas corpus. This was denied in the United States District Court, 507 F.Supp. 1105, and defendant has appealed that judgment. He contends, of course, that his custody is in violation of the Constitution of the United States. This court granted the certificate of probable cause.On May 27, 1977, a Utah magistrate issued a warrant to seize films which were then being shown at the Gallery Theater in Salt Lake City, Utah. The warrant had an appended affidavit of a police officer who had reviewed the films after buying a ticket at the theater. A preliminary hearing was held June 21, 1977, before the state magistrate.On November 15, 1977, the Utah District Court ordered the case remanded to the magistrate for a proper preliminary hearing and determination that a crime had been committed. The transcript of that hearing which was held February 1, 1978, suggests some confusion as to the purpose of the remand and what the magistrate was to do. In any event, the films were viewed and the magistrate bound the defendant over for trial. The magistrate had not viewed the films at the first preliminary hearing.The trial started on May 16, 1978. After the voir dire there were challenges for cause, and the defense counsel in the case requested that the challenges should be made out of the presence of the jury in order to avoid animosity between the jurors and the defendant or his counsel. This request was denied. The judge ruled that the procedure in Utah called for the challenge of jurors in open court and in the presence of the jurors. The defense counsel then elected not to challenge for cause, and he contends that two of the potential jurors gave equivocating answers as to whether they could fairly consider the case.Each side presented its case and closing arguments were heard. There were several objections and interruptions by opposing counsel during each side's argument. Petitioner excepted one interruption in particular; in that one the trial judge admonished defense counsel for misstating the law relative to proof of community standards.The jury convicted the petitioner on all counts. He was sentenced to pay a fine of $1,000 and to serve six months on each count. The sentences were to run concurrently.The contentions on review are these:1. Whether the affirmative defense provision contained in the Utah obscenity statute is unconstitutionally vague.2. Whether the affirmative defense statute creates impermissible classes and thereby denies equal protection of the law.3. Whether the magistrate properly refused a request for a prompt adversary hearing on the issue of obscenity of the films.4. Whether defense counsel was improperly denied the opportunity to challenge the jurors for cause outside their presence.5. Whether the trial judge's interruption of counsel during closing arguments misstated the law to the jury and reversed the burden of proof from the prosecution to the defendant.A question which is present in each of the foregoing contentions is whether any violations of defendant's rights are also constitutional violations.The relevant statute provides that expert testimony is not necessary in order to establish whether the material is harmful to adults or minors or to establish any element of the definition of pornographic, including contemporary community standards. Section 76-10-1208, entitled "Affirmative Defenses" provides that it is an affirmative defense to the prosecution that the distribution of pornographic material was restricted to institutions or persons having scientific, educational, governmental, or other similar justification for possessing pornographic material.Subsection (3) of § 76-10-1212 deals with search and seizure, hearings upon a claim that material seized is not pornographic, and sets up procedures for such a claim. This is included in one of the subjects of this appeal. That subject is the request for a hearing by the accused on the issue of whether the films are pornographic, and a demand for the return of the films. This all assumes a judicial ruling that the items were not pornographic.1The accused has argued that the provisions in the affirmative defense section referred to above render the statute unconstitutionally vague, and furthermore, that it would not help to sever this section because this would broaden the class of violators after the action alleged to be criminal had taken place. It would make conviction of Piepenburg unconstitutional.Another complaint against the statute is that it establishes unreasonable classes of people who may distribute the film legally; thereby denying the defendant's class equal protection of the law. In support of the vagueness argument the defendant cites several Sunday closing statute cases which found language similar to that complained of to be unconstitutionally vague. For example, Skaggs Drug Centers, Inc. v. Ashley, 26 Utah 2d 38, 484 P.2d 723 (Utah 1971); State v. Hill, 189 Kans. 403, 369 P.2d 365, 91 A.L.R.2d 750 (1962).Two states besides Utah have dealt with challenges to obscenity statutes containing the same provisions as appears in Utah's statutes: People v. Illardo, 48 N.Y.2d 408, 423 N.Y.S.2d 470; 399 N.E.2d 59 (1979); State v. Next Door Cinema Corp., 225 Kans. 112, 587 P.2d 326 (1978). Illardo held that the statute in question was constitutional, and Next Door Cinema held that it was invalid. The Next Door Cinema case severed the offending language and held that it neither added to nor detracted from the three classes mentioned. As a consequence of this holding it was possible for the Kansas court to determine that there was no change in the class of people the statute included. Illardo held the language merely grayed the edges allowing the borderline case to assert the defense, a situation upon which the New York court chose to wait for lower application rather than to try to determine the due process issue in a hypothetical situation. Utah in the instant case adopted the reasoning of the New York Court of Appeals. See State v. Piepenburg, 602 P.2d 702 (Utah 1979); State v. Haig, 578 P.2d 837 (Utah 1978). The Utah Court said:It cannot be logically argued that these words are vague when such words as "literary", "artistic" and political" all pass constitutional muster. (Citing Miller v. California, 413 U.S. 15 (93 S.Ct. 2607, 37 L.Ed.2d 419) (1973)). The word "similar" is limited to and modified by the three specific terms immediately preceding it (scientific, educational and governmental), and should not be significantly expanded beyond these three basic legitimate reasons for possessing pornographic material.602 P.2d at 704.The United States Supreme Court has recognized the importance of state courts being able to authoritatively construe state obscenity statutes. This was in Hamling v. United States, 418 U.S. 87, 94 S.Ct. 2887, 41 L.Ed.2d 590 (1974). The Court there said:We made it clear in Miller (cites omitted) that our decision was not intended to hold all state statutes inadequate, and we clearly recognize that the existing statutes, as construed heretofore or hereafter, may well be adequate. That recognition is emphasized in our opinion in United States v. 12-200 Ft. Reels of Film (413 U.S. 123, 93 S.Ct. 2665, 37 L.Ed.2d 500).418 U.S. 112-13, 94 S.Ct. 2905.The Supreme Court in Erznoznik v. City of Jacksonville, 422 U.S. 205, 95 S.Ct. 2268, 45 L.Ed.2d 125 (1975) said: (A) state statute should not be deemed facially invalid unless it is not readily subject to a narrowing construction by the state courts (cites omitted), and its deterrent effect on legitimate expression is both real and substantial.422 U.S. at 216, 95 S.Ct. at 2276.I. The vagueness argument.Can it be said that the construction given by the Utah Supreme Court in respect to the Utah statute will have a deterrent effect on legitimate expression?We conclude that it will not. The statute makes what would otherwise be unprotected speech legitimate because of its use and not its content. The statute under attack provides affirmative defenses and allows uses of unprotected speech for legitimate reasons. The speech in its entirety does not as a result become protected by the first amendment. The protection is due to the state's thinking that the selected uses were sufficiently important to outweigh other enforcement considerations. Because obscene material is of the unprotected class, this court is not in a position to examine the statute except under normal standards of vagueness for criminal statutes. United States v. Powell, 423 U.S. 87, 96 S.Ct. 316, 46 L.Ed.2d 228 (1975). As we review it, the Utah Supreme Court and the U.S. District Court for the District of Utah have applied the standard properly, and accordingly, as against the attack of alleged vagueness the statute is to be upheld.II. The equal protection argument.The defendant concedes that the state has the power to regulate obscene matter, Paris Adult Theatre v. Slaton, 413 U.S. 49, 93 S.Ct. 2628, 37 L.Ed.2d 446 (1973), and that the statute may make exceptions to a prohibition of such material, United States v. 12-200 Ft. Reels of Film, 413 U.S. 123, 93 S.Ct. 2665, 37 L.Ed.2d 500 (1973). It is defendant's position, however, that the classifications which were made by Utah in the statute are not reasonably and substantially related to the purpose of the legislation, but he cites no cases to support his argument. When there are no fundamental right or suspect criteria involved, legislative classifications will be overturned only if no grounds can be conceived which will justify the classification. Schilb v. Kuebel, 404 U.S. 357, 92 S.Ct. 479, 30 L.Ed.2d 502 (1971). The classifications of the Utah statute are not to be condemned based upon this test. We conclude that the statute should be upheld.III. Did the failure of the magistrate to hold a prompt adversary hearing on the issue of obscenity, which hearing was demanded by the defendant, constitute error of a constitutional dimension?We hold that it did not. The films were seized May 26, 1977. Following an initial appearance some three weeks later a preliminary hearing was held before a magistrate. One of the purposes of this was to determine the issue of "probable obscenity" of the films as required by the statute. Despite alleged requests the magistrate refused to view the films. The defendant contends that the magistrate's refusal violated the principles of Heller v. New York, 413 U.S. 483, 93 S.Ct. 2789, 37 L.Ed.2d 745 (1973), and that the error requires reversal of the conviction. We disagree. The magistrate relied upon descriptions of the films given by the police officer who viewed the films May 25, 1977. The officer's account at the hearing was an oral presentation of the same information provided in the affidavit used to secure the warrant. The defendant points to sections of the June 21, 1977, transcript of the preliminary hearing in order to support the assertion that requests were made that the magistrate view the films.2At the completion of the hearing the defendant was bound over for trial. He filed a motion to quash on July 1, 1977. In that motion he asserted that the films were not viewed by the magistrate, and that in order to find probable cause for the belief that they were pornographic they had to be viewed. The defendant prayed in this motion that the matter be remanded to the Salt Lake City Court for preliminary hearing. On August 28, 1977, the defendant filed a motion to suppress in support of which it was argued that "to pass constitutional muster a neutral magistrate must view the film 'as a whole' to decide if it meets the test of obscenity." These motions, including a motion to dismiss, were heard November 11, 1977. On November 15, 1977, the trial judge issued his order denying the motions to suppress and dismiss and ordered that the matter be remitted back to the Salt Lake City Court for a preliminary hearing to determine that a crime was committed.A second preliminary hearing as ordered by the remand was held thereafter on February 1, 1978. That transcript reflects some confusion as to the purpose of the remand, and also as to whether the magistrate had jurisdiction to hear it. Defense counsel was under the impression that the hearing was the adversary hearing on obscenity vel non, and objected to it because it had been delayed so long. On the other hand, the prosecution thought it was simply a normal preliminary hearing and, therefore, was uncertain as to what was to be done differently than what had already been done. He argued that there was a distinction between a preliminary hearing and a hearing on obscenity, and that the prosecution was unaware of any request by the defendant for the Utah statutory adversary hearing on the matter of obscenity. Section 76-10-1212(3) U.S.C. (1953).Regardless of the confusion, the full films were reviewed by the magistrate, and once again, the evidence was ruled sufficient and the defendant was again bound over for trial. Thereafter, the defendant renewed his motions to dismiss and suppress, which were denied. At the trial the jury was instructed to determine the issue of obscenity, with no reference being made to the determination made at the second preliminary hearing.The defendant here argues that both the Utah statute and the principles set forth in Heller v. New York, supra, require a prompt adversary hearing on the issue of obscenity. His further contention is that failure to provide the hearing, as a consequence of failing to comply with the provisions of the statute, was itself unconstitutional. The defendant is a little vague as to what part of the constitution applies, but we can assume that it is a due process contention; that it supports an exclusionary principle applicable to failure to give a prompt review of the obscenity matter.The prosecution's argument is that under the statute, § 76-10-1212(1) and (2), U.C.A. (1953), the warrant issuance is the point at which the magistrate is required to make a searching examination of whether probable cause exists to believe that the material is obscene and that an affidavit is a proper basis for such a determination. The argument continues that there is a distinction between a preliminary hearing and the statutory requestable hearing to determine the issue of obscenity. The former occurs automatically and focuses on the individual in order to determine that a crime has been committed and that the defendant has committed it. The latter is special and is given only upon request and focuses on the material to determine its probable obscenity. The distinction assumes the adversary hearing is only for the protection of first amendment rights.The prosecution states that the defendant did not make a written request for the adversary hearing within ten days of the seizure as required by the statute, and that any delay in the hearing was acquiesced in without objection or request by the defendant. In sum, the issues are whether the defendant was denied any constitutional right by the failure to view the films promptly after seizure; whether such failure can be remedied by a later hearing at which the films are viewed; and what the consequences are of a failure to meet the guidelines set out in Heller v. New York, supra.In dealing with these obscenity cases it is important to distinguish between the prior restraint cases where there is injunction against distribution, and the cases in which there is criminal prosecution after distribution. The burden in the prior restraint case is much heavier, due to the fact that expression is presumed protected by the first amendment and prevention is perhaps a more preferred position. Vance v. Universal Amusement Company, Inc., 445 U.S. 308, 100 S.Ct. 1156, 63 L.Ed.2d 413 (1980) (J. White dissenting); Heller v. New York, supra; Bantum Books, Inc. v. Sullivan, 372 U.S. 58, 83 S.Ct. 631, 9 L.Ed.2d 584 (1963). There is also a distinction to be drawn between seizing films for the purpose of destroying them and seizing films to preserve them as evidence for criminal prosecution. Heller v. New York, supra. In Heller the court was concerned with testing the validity of a warrant and an alleged unconstitutional seizure of a film because of failure to hold a prior adversary hearing on the issue of obscenity. The court rejected the necessity for a prior hearing and outlined procedures for seizures to be constitutionally permissible.3When applying the Heller principle, promptness and the circumstances of preliminary hearings are to be looked to. As the portions of transcript and pleadings show, the defendant did request that the magistrate view the films at the first hearing. Not, however, until the motion to suppress was filed on the 29th of August was Heller mentioned as authority for requiring that the films be viewed. Reference to § 76-10-1212. U.C.A. did not appear until the preliminary hearing of February 1, 1978. Thus, while it is clear that the request was made, it was unsupported. Authority supporting the request or reason for the request was left out. So, the purpose is vague at best until the second preliminary hearing. Hence, a question exists as to whether the magistrate and trial judge were on notice as to the nature of the demand of the defendant. The court must be made sufficiently aware of the specific demand being made; that it should not be made just as a matter of course in order to have a legal point to argue when the time comes. But once the demand is clear it is not appropriate to test prior proceedings to see if the demand was met. In the case at bar the defendant did not present authority or reasons for the demand that the films be viewed until at least the 29th of August, and promptness was not made an issue by the defendant until the February 1, 1977, hearing. Until that hearing all of the defendant's argument was directed to the question of showing that a crime was committed. The prosecution was the party to first properly frame the issue of promptness in its answer and memorandum to defendant's motion to suppress evidence on November 1, 1977. At that late date the defendant still made no proper presentation of his demand for promptness. Heller requires only that a prompt hearing be given on request of any interested party. In other words, request is important and it cannot here be said that the timing of the hearing was not within the demands of the Heller decision.The defendant is in a poor position to argue, in view of the vagueness of his demands, that a second hearing did not remedy the failure to view the films at the first hearing. The preliminary hearing is not held primarily for protection of first amendment rights, but rather to determine probable cause to believe a crime has been committed and that the defendant was the one who committed it. The protection of the first amendment rights is not intended to be covered by the hearing, but it does become a by-product of it. The obscenity is the crux of the crime of distributing the material, and the issue of obscenity must be tested by the standards of Miller v. California, supra. Those standards require that the material be regarded as a whole. The judicial officer cannot rely on a police officer's judgment or description of the material in making a determination as to its obscenity. Heller v. New York, supra; Marcus v. Search Warrants of Property,Try vLex for FREE for 3 days
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