Federal Circuits, 5th Cir. (August 28, 1969)
Docket number: 25654
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U.S. Supreme Court - Bruton v. United States, 391 U.S. 123 (1968)
U.S. Supreme Court - Miranda v. Arizona, 384 U.S. 436 (1966)
U.S. Supreme Court - Johnson v. New Jersey, 384 U.S. 719 (1966)
U.S. Court of Appeals for the 5th Cir. - Sims v. ANR Freight System, Inc. (5th Cir. 1996)
Laurel G. Weir, Herman Alfrod, W. Montgomery Mars, Clayton Lewis, Philadelphia, Miss., Dennis Goldman, H. C. Watkins, Billy R. Covington, Meridian, Miss., Travis Buckley, Bay Springs, Miss., for appellants.
Robert E. Hauberg, U.S. Atty., Jackson, Miss., D. Robert Owen, Atty., Dept. of Justice, Washington, D.C., Jerris Leonard, Asst. Atty. Gen., Merle W. Loper, Atty., Dep. of Justice, Washington, D.C., for appellee.Before BELL and SIMPSON, Circuit Judges, and MEHRTENS, District Judge.MEHRTENS, District Judge:After a trial on an indictment charging eighteen persons with violating 18 U.S.C. 241 by conspiring to injure, threaten, oppress and intimidate Michael Schwerner, James Earl Chaney and Andrew Goodman in the free exercise of their Constitutional rights not to be deprived of life or liberty without due process of law, the jury found seven of the defendants guilty and eight not guilty. There was a mistrial as to the other three. Motions for a new trial were denied and the convicted defendants appealed. We affirm.Appellants assert that numerous errors were committed in the trial. These contentions will be treated seriatim, but it will first be necessary to set forth some of the facts giving rise to this prosecution in order to place appellants' objections in their proper context. Additional facts will be added where necessary in treating the various points.The evidence adduced at trial reveals that civil rights activity in the Meridian, Mississippi area began early in 1964. About the same time the White Knights of the Ku Klux Klan, a militant white organization supporting racial segregation and advocating destruction of its enemies, formed a Klavern in Meridian. Appellant Bowers, as 'Imperial Wizard,' was head of the state Klan organization. Among those who joined the Meridian Klavern were appellants Roberts, Snowden, Arledge and Barnette. Appellants Price and Posey were members of a Philadelphia Klavern.Because of his civil rights activity Schwerner was well known to and hated by the Klan and his 'elimination' had been discussed at several meetings. At one meeting the members were advised that his elimination had been approved by Bowers, the Imperial Wizard.Schwerner, a native of New York, had been active in civil rights in Meridian, Mississippi for about two months prior to the incident which gave rise to the prosecution in question. Chaney had also participated in civil rights work in the same locale. Goodman had arrived in Mississippi only a day or two earlier.The three had driven to the Mt. Zion Church area, ten miles east of Philadelphia, to investigate the burning of a Negro church. They were riding in a station wagon owned by the Congress of Racial Equality.After investigating the church-burning the three then began driving toward Philadelphia. As they were fixing a flat tire on the way, Deputy Sheriff Cecil Price arrested Chaney for speeding and held the others 'for investigation.' The three were taken to the county jail at about 4:00 P.M. and were released by Price at 10:30 that night.While the civil rights workers were in jail Klan members, including James Jordan (a government witness), Roberts, Barnette, Snowden and Arledge, were assembled to drive to Philadelphia and wait for the three civil rights workers' release from jail. Upon arrival they met Price and Posey and began following Price at a high speed, looking for the three civil rights workers. Eventually Price overtook the station wagon and stopped it. He put the three civil rights workers in his car.With Schwerner, Goodman and Chaney in Price's car, the caravan proceeded south for a few miles. Jordan was let out of one of the cars to act as lookout. He thereafter heard several pistol shots fired and saw the three civil rights workers lying on the ground. Present at the time were Price, Barnette, Posey, Arledge, Roberts and Snowden.The bodies were placed in one of the cars and taken to a dam site where, with the aid of a bulldozer, they were buried. Subsequently the Klan members reassembled in Philadelphia and then dispersed. Two days later the station wagon in which the three civil rights workers had been traveling was found completely burned out. Their bodies were found six weeks later. Each had died of gunshot wounds.* THE MIRANDA PROBLEMAppellant Barnette asserts that his written confession was involuntary and made without the warning required by Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), that he had a right to remain silent. We disagree.Under Johnson v. New Jersey, 384 U.S. 719, 86 S.Ct. 1772, 16 L.Ed.2d 882 (1966), the Miranda test must be applied to this statement taken in 1964 because the case was tried after June 13, 1966, the date Miranda was decided.After a full scale Miranda hearing, in camera, it was clearly established without contradiction that Barnette, who lived and worked in Cullen, Louisiana, met with two FBI agents in the motel room where they were staying. At the first meeting he was warned that he did not have to make a statement; that any statement made by him could be used against him in court and that if he was brought before a court and needed an attorney but could not afford one, an attorney would be provided for him.1 Only general Klan activities in Meridian were discussed. No mention was made of the slaying and no statement was made. After two hours Barnette left, stating that he had to drive that night for the trucking company he worked for. He agreed that he would meet the agents the next day. The following day, after first communicating with the agents, he drove his car to the motel to see them. He was again advised that he did not have to talk to the agents; that he had the right to consult an attorney before he talked to them and that any statement made by him could be used in court against him. He thereafter gave the statement relating his part in and the events surrounding the slaying of the three civil rights workers. Barnette at all times during the interview was free to leave any time he wanted to do so. He was never in custody. No force, coercion or restraint of any nature was used and no threats or promises made. He voluntarily waited, of his own accord, until the statement was completed, then he read it, made corrections, wrote a paragraph on the back and then signed it. There was a total absence of restraint, and Barnette had the liberty to leave whenever he wished to go. Thereafter he actually did leave. The statement states that he was again given these warnings. He terminated the first meeting and left freely; he freely returned the next day, drove home after giving the statement, and freely and voluntarily returned the next day to look at pictures and to bring the rifle mentioned in his statement.The trial judge, upon these facts, found that Barnette knowingly, understandingly and intelligently told the agents 'exactly what he knew and intended to tell them and that the statement was free and voluntary.' The court thereafter instructed the jury that they should not consider the confession unless convinced beyond all reasonable doubt that it was made voluntarily and understandingly.Miranda warnings apply to 'custodial interrogation' defined as 'questioning initiated by law enforcement officers after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way,' 384 U.S. at 444, 86 S.Ct. at 1612.In common with many other circuits, we have held that non-custodial interrogation and statements stemming therefrom do not require Miranda warnings.2Nothing in this record indicates that Barnette was in custody or otherwise deprived of his freedom of action in any significant way. There is no evidence whatsoever of the use of force, coercion or intimidation, physical or psychological, actual or implied. The evidence clearly shows that the only reason for his confession was that 'it had been bothering him, and he wanted to get it off his mind.' The Constitutional rights of Barnette did not require the agents to seal his lips or gag him in order to prevent him from making the statement.We conclude that Barnette was not in custody nor was he deprived of his freedom of action in any significant way, that he gave the confession freely and voluntarily and that therefore the application of Miranda was not required. The district court did not err in overruling his objections.II-IIITHE BRUTON PROBLEMAll appellants, except Barnette, contend that admitting Barnette's confession violated their right of confrontation secured by the Sixth Amendment. They rely primarily upon Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968), wherein a witness testified that one defendant had confessed that he and Bruton, the other defendant, committed an armed robbery. Bruton's co-defendant, protected by the Fifth Amendment, did not take the stand and could not be cross-examined respecting his extrajudicial statement implicating Bruton. The Court held that statements made without opportunity for cross-examination are admissible only against the person who made them and that instructions to the jury not to use the statements of one defendant against another are not an adequate substitute for a defendant's right of cross-examination.After ruling that the confession was admissible against Barnette, the district court directed counsel for the government and the defendants to eliminate all references to the co-defendants. Counsel for all parties then joined in deleting the names of all co-defendants except Jordan's whose name remained in the statement at the insistence of defense counsel. All items which might tend to identify any other co-defendant were deleted, including locations that might tend to identify any co-defendant and descriptions of automobiles. Single words, phrases, lines and whole sentences were deleted when necessary to protect the co-defendants. There were over 100 deletions, including at least thirteen complete sentences. No objections were made to the court's failure to require deletion of any specific additional words and no claim was made that any specific portion of the statement, as admitted, tended to identify any co-defendant. The statement was read to the jury after four days of testimony by the government, after both the court and counsel stated that it was to be considered only against Barnette. Four days later the statement was again read to the jury, during argument, and the court again instructed the jury that it was to be considered only against Barnette. The jury never saw the statement and were not permitted to take it into the jury room. Without showing a single example of how any part of the statement implicated them and without suggesting how any juror could determine which name, if any, of the seventeen co-defendants could be substituted for any of the eighty-two times the word 'blank' was read, the codefendants claim that Jordan's testimony (a former Klan member who testified for the government) placed their names back into the 'blanks.'In the context of the trial the deletions effectively protected the co-defendants. After nearly two days of deliberation the jury found seven defendants (appellants here) guilty and eight defendants not guilty; and on three it could not agree. Both reason and the selective verdict compel the conclusion that the jurors did not consider Barnette's statements against any of the co-defendants, either the six they convicted, the eight they acquitted, or the three they were unable to agree upon. The evidence supplied through the statement did not give substantial or critical support to the government's case as to the co-defendants in a form not subject to cross-examination, nor were appellants the victims of 'powerfully incriminating extrajudicial statements of a co-defendant' as was Bruton.This court, as well as others, has held that there is no error in the admission of a co-defendant's confession, if all references to the other defendants are deleted and there is no 'substantial threat' to the right of confrontation and cross-examination. Menendez v. United States, 393 F.2d 312 (5 Cir. 1968); Barton v. United States, 263 F.2d 894 (5 Cir. 1959); Calloway v. United States, 399 F.2d 1006 (2 Cir. 1968); Oliver v. United States, 118 U.S.App.D.C. 302, 335 F.2d 724 (1964); Kramer v. United States, 115 U.S.App.D.C. 50, 317 F.2d 114 (1963). This case is clearly distinguishable from those relied upon by appellants. Jordan's testimony did not make it inferable that the blanks pertained to any of his co-defendants. The fact that the jury convicted only seven out of the eighteen defendants makes it most unlikely that the jury could or did infer that the anonymous references were to any specific defendant.Even had we held that the admission of the confession was error as to the co-defendants, the evidence supplied by the confession was merely cumulative and, apart from it, the case against the co-defendants was so overwhelming that we conclude that any possible violation of Bruton was harmless beyond a reasonable doubt. See Harrington v. California, 395 U.S. 250, 89 S.Ct. 1726, 23 L.Ed.2d 284, decided June 2, 1969.Failing to bring themselves within the ambit of the Bruton decision, the appellants' Constitutional rights were not infringed by either the admission of Barnette's confession or their joint trial.Appellants' motion for a severance is based largely upon the admission of Barnette's statement and the likelihood of substantial prejudice to them from being tried with Barnette. The granting or denying of such a motion is a matter within the sound discretion of the trial judge. Opper v. United States, 348 U.S. 84, 75 S.Ct. 158, 99 L.Ed. 101 (1954); Rule 14, Federal Rules of Criminal Procedure. We have consistently adhered to such rule. Barnes v. United States, 374 F.2d 126 (5 Cir. 1967), cert. den.389 U.S. 917, 88 S.Ct. 246, 19 L.Ed.2d 273. The court's ruling will not be disturbed unless there is a positive showing of abuse of discretion resulting in prejudice to the movant. Blachly v. United States, 380 F.2d 665, 674 (5 Cir. 1967). Having held that the admission of the confession was not error, we likewise hold that there was no abuse of discretion in denying the motions to sever.IVTHE 'ALLEN' CHARGENext we consider the criticism by all appellants, except Barnette, of the use by the trial court of a charge after nine hours and forty minutes of deliberation, patterned after the charge in Allen v. United States, 164 U.S. 492, 17 S.Ct. 154, 41 L.Ed. 528 (1896). Unlike other 'Allen' charges, even those which have received approval, each juror was further instructed that he was not to surrender his conscientious convictions for the mere purpose of returning a verdict; that no juror was expected to yield a conscientious conviction he or she may have as to the weight or effect of the evidence; that it was the jury's duty to agree upon a verdict only if each juror could do so without violating his individual judgment and conscience; and that the parties were entitled to a mistrial if the jury could not agree on a verdict but that the jury had no duty absolute to agree on any verdict.This type of charge was first approved by the Supreme Court in Allen v. United States, supra. This court, although sometimes reluctantly3 has approved the use of the 'Allen' charge after assuring itself that no partial or one-sided comments were engrafted upon it.4The charge given here by the trial court contained none of the objectionable language appearing in Powell v. United States, 297 F.2d 318 (5 Cir. 1961); in Huffman v. United States, supra; or in Green v. United States, 309 F.2d 852 (5 Cir. 1962). Nor was it one-sided as in United States v. Rogers, 289 F.2d 433 (4 Cir. 1961). The decision to give the charge lies largely within the discretion of the trial judge. Silverman v. Travelers Insurance Company, 277 F.2d 257 (5 Cir. 1960). The 'Allen' charge is permissible in this circuit, under proper circumstances as long as it makes clear to the jury that each member has a duty conscientiously to adhere to his own honest opinion and it avoids creating the impression that there is anything improper, questionable, or contrary to good conscience for a juror to create a mistrial.In this case there was no abuse of discretion in giving the charge and the language does not go beyond the bounds of the permissible scope of such a charge. It did not invade the province of the jury, nor did it deprive the defendants of any right to a fair and just trial.VMISSTATEMENT IN GOVERNMENT'S SUMMATIONDuring closing argument government's counsel misstated the name of 'Price' in place of 'Jordan' during a hurried reading of Barnette's statement. The statement read: 'Jordan asked him who was going to stop them and (blank) said that he would.' Government counsel erroneously read: 'Price asked him who was going to stop them and (blank) said that he would.' Defense counsel objected: 'Your Honor, please, just a minute. He's quoting names in this statement and we object to it. It's not there.' By Mr. Weir: 'Move the Court for a mistrial.' By the Court: Overruled, gentlemen, go along.' Appellants Price, Posey and Bowers claim their rights to a fair trial were prejudiced. The naming of Price could not, of course, prejudice anyone but Price.No specific objection was made or any specified assistance requested from the Court as required by Rule 51, Federal Rules of Criminal Procedure. It would have been proper for government counsel to have called the name of Jordan instead of Price and counsel merely objected that government counsel was 'quoting names.' Defense counsel did not request the court to make any correction in the misstatement, or to have counsel re-read the sentence correctly; nor did he request the court to make any kind of correcting statement to the jury about the incident.No more mention was made of the incident until Motions for a New Trial were filed. In denying the motions the district court found that the naming of Price under such circumstances was an innocuous incident, that the misreading was unintentional, that the incident added nothing to the government's proof of Price's guilt and that his guilt was abundantly proved by eye witnesses' testimony.Great weight must be given to the findings of the trial judge who saw and heard the actual events and found no prejudice. United States v. Socony-Vacuum Oil Co., 310 U.S. 150, 60 S.Ct. 811, 84 L.Ed. 1129 (1940); Harrison v. United States, 191 F.2d 874 (5 Cir. 1951); Orebo v. United States, 293 F.2d 747 (9 Cir. 1961); United States v. Holt,Try vLex for FREE for 3 days
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