Federal Circuits, 8th Cir. (April 10, 1998)
Docket number: 97-3441
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U.S. Court of Appeals for the 8th Cir. - Kenneth S. Rotskoff; Judith a Rotskoff, Plaintiffs-Appellees, Elise Bernier; Emanuel Escher; Neil Berson; Michelle Berson, Plaintiffs, Peter Crump; Stan Dveris; Donald Gordon, Plaintiffs-Appellees, Gerald Grewe; Barry Goldenberg; Susan Goldenberg, Plaintiffs, James Hirshfield, Plaintiff-Appellee, Thomas Matthes; Edwardo Phillips, Plaintiffs, James Robbins; Linda Rotskoff; Morris Rotskoff; Sylvia Rotskoff, Plaintiffs-Appellees, Gary S. Traub; Phyllis Traub, Plaintiffs, Michael Pruett, Plaintiff-Appellee, Albert Finkelstein, Plaintiff, v. Wester S. Cooley, Defendant, George Tannous, Defendant-Appellant, Bidbay.Com, Also Known as Auctioneer.Com, Inc., Inc.; Bidbayeurope.Com, Inc.; George Tannous & Affilliates, Inc.; Askgt.Com, Inc.; Deelroy Beeler, Jr., Defendants., 438 F.3d 852 (8th Cir. 2006) Plaintiffs-Appellees, Elise Bernier; Emanuel Escher; Neil Berson; Michelle Berson, Plaintiffs, Peter Crump; Stan Dveris; Donald Gordon, Plaintiffs-Appellees, Gerald Grewe; Barry Goldenberg; Susan Goldenberg, Plaintiffs, James Hirshfield, Plaintiff-Appellee, Thomas Matthes; Edwardo Phillips, Plaintiffs, James Robbins; Linda Rotskoff; Morris Rotskoff; Sylvia Rotskoff, Plaintiffs-Appellees, Gary S. Traub; Phyllis Traub, Plaintiffs, Michael Pruett, Plaintiff-Appellee, Albert Finkelstein, Plaintiff, v. Wester S. Cooley, Defendant, George Tannous, Defendant-Appellant, Bidbay.Com, Also Known as Auctioneer.Com, Inc., Inc.; Bidbayeurope.Com, Inc.; George Tannous & Affilliates, Inc.; Askgt.Com, Inc.; Deelroy Beeler, Jr., Defendants.
Dale H. Close, Kansas City, MO, argued (Lisa S. Morris, Kansas City, MO, on the brief), for Defendants-Appellants.
James Mitchell Crabtree, Lenexa, KS, for Plaintiff-Appellee.Before McMILLIAN and FAGG, Circuit Judges, and BENNETT,* District Judge.BENNETT, District Judge.TABLE OF CONTENTS I. BACKGROUND ......................................................... 1063 A. Factual Background ........................................... 1063 B. Procedural Background ........................................ 1064 II. ANALYSIS ........................................................... 1065 A. Applicable Standards ......................................... 1065 1. Judgment as a matter of law .............................. 1065 2. Improper jury instructions ............................... 1067 B. Preservation Of Errors ....................................... 1069 1. The objection to the liability standard .................. 1069 2. The objection to the combined instruction ................ 1070 C. Employer Liability For Retaliation ........................... 1070 1. Retaliation under Title VII .............................. 1071 2. Standards for employer liability for harassment .......... 1072 3. The nature of retaliatory action and the standard for employer liability ..................................... 1073 D. Combined Retaliation Instruction ............................. 1074 1. Retaliation under Missouri law ........................... 1075 2. Cross's state-law retaliation claim ...................... 1076III. CONCLUSION ......................................................... 1077 In this appeal, we are asked to consider the standard for employer liability for retaliation in violation of Title VII, 42 U.S.C. § 2000e et seq., a question this court has never directly addressed. Members of a city police board of commissioners appeal the denial of their post-trial motion for judgment as a matter of law on a female police officer's claim of retaliation by the chief of police and other members of the police department after the police officer filed a charge of sexual harassment. The board members assert that the trial judge1 erred in denying their post-trial motion, which asserted that the jury's verdict was against the weight of the evidence, because there was no evidence adduced at trial that the board either took part in retaliatory actions or that the board "knew or should have known" of any retaliatory actions by members of the police department. The board members argue that this "knew or should have known" standard applies by drawing an analogy to the standard for employer liability in hostile environment cases. The police officer counters that the board members failed to preserve this error by timely objection, but that, even if they did, the correct standard for employer liability on a Title VII retaliation claim is imputed liability, as in quid pro quo harassment cases. Case law demonstrates the currency of both standards among the federal courts.Additionally, the board members contend that the trial judge erred by submitting the police officer's separate retaliation claims under Title VII and the Missouri Human Rights Act (MHRA) to the jury in the same instruction. They argue that because of this error, once the trial judge ruled that sovereign immunity barred the retaliation claim under the MHRA, the court could not determine under which law--state or federal--the jury had made its award of damages for retaliation. The police officer counters that the board members also failed to preserve this error, but that, in any event, the verdict in her favor should stand, because in this case, the elements of her state and federal retaliation claims are identical.We affirm.I. BACKGROUNDA. Factual BackgroundThe facts pertinent to this appeal are the following. Plaintiff-appellee Vicki Cross has been a police officer with the Kansas City, Missouri, Police Department (KCMPD or the Department) since April of 1990. The KCMPD does not exist as an entity that can be sued, and the parties agree that Cross's employer was and is in fact the Board of Police Commissioners, the governing body of the KCMPD and the entity that has the exclusive management and control of the Department. Individual past and present members of the Board are the defendant-appellants here. Although the Board is the governing body and Cross's employer, the Chief of Police of the KCMPD is responsible for the actions of the Department, attends Board meetings, and is required to provide a disciplinary report to the Board. At the times pertinent to Cross's lawsuit, the Chief of Police was Steven Bishop. Although Bishop was originally a defendant below, in his official capacity, the current Chief of Police, Floyd O. Bartch, was substituted as a defendant just prior to trial.While working for the Department, Cross was assigned, at various times, to three out of five of its patrol divisions and to the Vice Unit. At the time of the events giving rise to her claims, she was assigned to the North Patrol Division. In 1991 or 1992, she met and began dating another police officer, Dan Garrett. Eventually, the relationship deteriorated to the point that, in February of 1994, Cross asked a mutual friend, a police sergeant, to tell Garrett to leave Cross alone. However, the sergeant told Cross that he believed that Garrett's conduct, as alleged by Cross, constituted sexual harassment in violation of departmental policy. The sergeant therefore told Cross to file a written complaint with the Department and the sergeant also prepared a companion memorandum. Cross's complaint was filed on February 24, 1994.As a result of Cross's complaint and the memorandum from the sergeant, the Department began a "miscellaneous" investigation, which included taking statements from Cross, Garrett, and others. On March 23, 1994, a Deputy Chief of the Department sent Garrett a letter instructing him to stay away from Cross until the conclusion of the investigation. Two days later, Garrett retired from the Department.Garrett was a friend and long-time co-worker of then Chief of Police Steven Bishop. Bishop testified that he learned of Cross's complaint against Garrett on February 25, 1994, the day after the complaint was filed. Garrett and Bishop discussed the complaint on February 28, 1994, at which time Garrett testified that Bishop said he would "get the bitch," referring to Cross. Bishop denies making that statement, but does not deny that he discussed the sexual harassment complaint with Garrett on February 28, 1994.Cross offered sufficient evidence from which a jury could find that retaliation against her began almost immediately after her complaint of sexual harassment was filed. That retaliation consisted of investigations, suspensions, and transfers of Cross. More specifically, Cross presented evidence that in February of 1994, Bishop encouraged the Gladstone Police Department--another municipal police department with jurisdiction adjacent to the North Patrol Division of the KCMPD--to start an investigation of alleged sexual misconduct by Cross and a Gladstone Police Officer, Kenny Buck, whom Cross had started dating. The Gladstone Police Department's investigation was eventually dismissed, because investigators found no merit to the charges of sexual misconduct by Cross and Buck. Cross also presented evidence that in April of 1994 she was transferred from the North Patrol Division, an assignment that was personally beneficial to her, to the East Patrol Division, a less convenient assignment. Also in April of 1994, apparently for the first time, complaints by Cross's ex-husband about divorce-related matters were "written up," instead of disregarded as involving only personal matters, not police work. All but three of Cross's ex-husband's complaints were deemed inappropriate for any investigation, and Cross's ex-husband recanted one of those three.However, investigations of Cross were instigated concerning allegations that she had "participated in a plan or scheme to have a traffic ticket fixed" and that she had seen cocaine in a house, but had done nothing about it. Although Cross was suspended for twelve days as the result of the ticket-fixing charge, the Grievance Committee found that Cross had not participated in a scheme to "fix" the ticket, but had exhibited poor judgment in passing along money and the ticket without definitely knowing their purpose. Although the committee recommended that other allegations be stricken from her record as unsubstantiated, Chief Bishop refused to correct Cross's records. At about the same time, Cross was disciplined for missing a court appearance, even though, according to Cross, the desk sergeant admitted he should have filed a continuance.The most substantial of the allegedly retaliatory actions, however, was Cross's suspension without pay for four months during 1995 pending investigation of charges by her ex-husband that she had committed a "burglary" when Cross and the ex-husband's former girlfriend entered his residence and removed a tape player. The Department instituted a criminal investigation, but when the city and county prosecutors both declined to prosecute the incident as either a "burglary" or a "trespass," the investigation concluded. Despite the fact that the internal criminal investigation apparently lasted only days, Cross was not returned to work for some months more. Instead, she remained on indefinite suspension pending investigation of other charges, including an allegation that she was working as a stripper, a charge dropped as unfounded and untrue after investigation.Cross took many more days of sick leave during 1994 and 1995 than she had at any other time during her career with the KCMPD. She attributed the additional leave to stress. In early 1995, Cross expressed doubt that she was mentally or physically fit to do her job. A Department psychologist eventually reviewed her records and certified her fit for duty.Cross was reinstated with pay and allowances on July 18, 1995. Prior to her reinstatement, however, Cross filed the present lawsuit on June 14, 1995. After this suit was filed, no disciplinary actions were taken against Cross and, about a month-and-a-half prior to trial, Cross was transferred back to the North Patrol Division.B. Procedural BackgroundAs mentioned just above, Cross filed the present lawsuit on June 14, 1995. She named as defendants the Department, Chief Bishop, in his official capacity, and persons who were or had been members of the Board, also in their official capacities. Some of the members of the Board were dismissed from the action, because they were not members of the Board at the time suit was filed, and the Department was dismissed on the basis that it was not an entity that could sue or be sued. Cross's complaint, as later amended on November 7, 1995, alleged sexual harassment in violation of Title VII in Count I; retaliation in violation of Title VII and the MHRA in Count II; and violation of civil rights pursuant to 42 U.S.C. 1983 in Count III. Cross dismissed Count I prior to trial. Also prior to trial, the court substituted certain parties, among them Floyd O. Bartch, as Chief of Police, in his official capacity, for former Chief Bishop.Jury trial began on November 4, 1996, and concluded on November 7, 1996. At the close of Cross's case, the Board Members moved for judgment as a matter of law on Cross's retaliation claims in Count II on the ground, inter alia, that Cross had failed to show a submissible case on the element "[t]hat these Defendants knew or should have known of the harassment and failed to take immediate and appropriate corrective action." Defendant's Motion for Judgment As A Matter Of Law At The Close Of Plaintiff's Evidence, pp. 2-3. The defendants' brief in support of that motion directed the court to their trial brief for arguments in support of judgment on the retaliation claim. Defendants' Suggestions In Support Of Motion For Judgment As A Matter Of Law, p. 2. The trial brief, however, offers no argument on the standard for employer liability in a retaliation case. See Trial Brief of Defendants, pp. 5-7. Furthermore, the extent of oral argument in support of this standard was an assertion that "there's been no evidence to establish the third element [of Count II], that these defendants knew, or should have known, of the harassment and failed to take immediate and appropriate corrective action." Transcript, p. 479-80. This first motion for judgment as a matter of law was denied.At the close of all evidence on November 7, 1996, the defendants again moved for judgment as a matter of law. As one ground for judgment on Cross's retaliation claim, the defendants once again asserted that no evidence had been submitted that the defendants knew or should have known of the harassment. However, the proffered no oral argument whatsoever in support of that contention. See Transcript, pp. 608-30. The court denied the second motion for judgment as a matter of law, just as it had denied the first. However, the court did dismiss Count III as to the Board Members, leaving only Bartch, in his official capacity, as a defendant on that claim.The jury found in favor of Cross on her retaliation claim under state and federal law in Count II and awarded $70,000 in compensatory damages and $20,000 in punitive damages against the Board Members. On Count III, the civil rights claim, the jury awarded compensatory damages of $30,000 against Bartch.On November 15, 1996, the defendants renewed their motion for judgment as a matter of law, or, in the alternative, moved for a new trial. This time, in pertinent part, the defendants asserted that the verdict on the retaliation claim was "against the weight of the evidence";2 that it was improper to submit the state and federal retaliation claims in a single instruction; that the Board Members were entitled to sovereign immunity on the state-law retaliation claim; and that punitive damages were permitted on the retaliation claim only under the MHRA, not Title VII, and hence the punitive damages award on the retaliation claim was also barred by sovereign immunity. The defendants did not specifically reiterate their assertion that there was no evidence that they knew or should have known of the retaliation, but failed to take immediate and appropriate corrective action. Nor did the defendants argue any basis in their supporting brief for the "knew or should have known" standard for employer liability on a Title VII retaliation claim. Similarly, they did not explain in their brief in what respect the elements of a Title VII retaliation claim differed from a retaliation claim under the MHRA. Instead, the Board Members' brief in support of their post-trial motion for judgment as a matter of law concentrated on the sovereign immunity issues. Cross also filed a post-trial motion seeking equitable relief, attorneys' fees and costs, and further relief.On July 31, 1997, the trial judge ruled on the parties' post-trial motions. The court found that submitting the retaliation claims under state and federal law in one instruction was proper. First, the court found that the Board Members did not object to the combined verdict director during trial as required by FED.R.CIV.P. 51. Second, the court found the post-trial objection groundless, because the requirements for finding a violation under state and federal law were identical. The court also found that the jury's verdict was supported by the evidence, although the court did not specifically address any contention that the verdict was rendered on the wrong standard of employer liability.The trial court did grant the Board Members some relief, however. The court found that sovereign immunity barred the retaliation claim under the MHRA. As a consequence, the court took away the jury's award of punitive damages on the retaliation claim, because that award was only pursuant to the MHRA. The court also took away the jury's award of damages on Count III, the civil rights claim, on the ground that relief on an "official capacity" suit pursuant to 42 U.S.C. 1983 is limited to an injunction and no injunctive relief was possible in this case, since Chief Bishop was no longer employed by the Department. Thus, the court dismissed the civil rights count in its entirety. The court also granted parts of Cross's post-trial motion, awarding her attorneys' fees and costs, but denying her requests for other equitable relief.The Board Members now appeal the portions of the July 31, 1997, ruling relating to the submission of the two retaliation claims in a single instruction and the trial judge's conclusion that there was evidence to support the jury's verdict on the retaliation claims, over the Board members' objections that there was no evidence that they participated in the retaliation or that they knew or should have known of the retaliation. Cross does not appeal any part of the trial court's ruling on either her own or the defendants' post-trial motion.II. ANALYSISA. Applicable Standards 1 Judgment as a matter of lawThis court reviews de novo the denial of a motion for judgment as a matter of law (JAML) pursuant to FED.R.CIV.P. 50, applying the same standard as the trial court. See Stockmen's Livestock Mkt., Inc. v. Norwest Bank of Sioux City, N.A., 135 F.3d 1236, 1240 (8th Cir.1998); Equal Employment Opportunity Comm'n v. HBE Corp., 135 F.3d 543, 554 (8th Cir.1998); Meisner v. United States, 133 F.3d 654, 656 (8th Cir.1998); Deneen v. Northwest Airlines, Inc., 132 F.3d 431, 435 (8th Cir.1998); Lamb Eng'g & Constr. Co. v. Nebraska Pub. Power Dist., 103 F.3d 1422, 1430 (8th Cir.1997). When the motion seeks judgment on the ground of insufficiency of the evidence, the question is a legal one. Hathaway v. Runyon, 132 F.3d 1214, 1220 (8th Cir.1997); Jarvis v. Sauer Sundstrand Co., 116 F.3d 321, 324 (8th Cir.1997). A jury verdict must be affirmed " 'unless, viewing the evidence in the light most favorable to the prevailing party, we conclude that a reasonable jury could have not found for that party.' " Stockmen's Livestock Mkt., Inc., 135 F.3d at 1240-41 (quoting Chicago Title Ins. Co. v. Resolution Trust Corp., 53 F.3d 899, 904 (8th Cir.1995)); HBE Corp., 135 F.3d at 554 ("Judgment as a matter of law is appropriate only if no reasonable jury could find for the non-moving party when viewing the evidence in its favor with the benefit of all reasonable inferences," citing FED.R.CIV.P. 50(a), and Ryther v. KARE 11, 108 F.3d 832, 844 (8th Cir.1997) (en banc ), cert. denied, --- U.S. ----, 117 S.Ct. 2510, 138 L.Ed.2d 1013 (1997)). Thus, the court must ask if sufficient evidence was produced to support a reasonable finding on each of the elements of the plaintiff's claim or claims. HBE Corp., 135 F.3d at 554; Deneen, 132 F.3d at 435. This means that the court must assume as proven all facts that the nonmoving party's evidence tended to show, give the nonmovant the benefit of all reasonable inferences, and assume that all conflicts in the evidence were resolved in the nonmovant's favor. Hathaway, 132 F.3d at 1220. To put it another way, JAML " 'is in order only where the evidence points all one way and is susceptible of no reasonable inferences sustaining the position of the nonmoving party.' " Meisner, 133 F.3d at 656 (quoting Giordano v. Lee, 434 F.2d 1227, 1231 (8th Cir.1970), cert. denied,Try vLex for FREE for 3 days
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