Federal Circuits, 9th Cir. (December 09, 1983)
Docket number: 82-3681
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U.S. Supreme Court - Frontiero v. Richardson, 411 U.S. 677 (1973)
U.S. Supreme Court - Eisenstadt v. Baird, 405 U.S. 438 (1972)
U.S. Supreme Court - Griswold v. Connecticut, 381 U.S. 479 (1965)
U.S. Supreme Court - Harmon v. Brucker, 355 U.S. 579 <I>(per curiam)</I> (1958)
U.S. Supreme Court - Orloff v. Willoughby, 345 U.S. 83 (1953)
U.S. Court of Appeals for the 9th Cir. - KYOCERA CORP. V PRUDENTIAL-BACHE (9th Cir. 2002)
U.S. Court of Appeals for the 9th Cir. - KYOCERA CORP. V PRUDENTIAL-BACHE (9th Cir. 2002)
U.S. Court of Appeals for the 9th Cir. - Kyocera Corporation, Plaintiff-Counter-Defendant-Appellant, v. Prudential-Bache Trade Services, Inc., Dba Prudential-Bache Trade Corporation; Prudential Capital & Investment Services, Inc.; Lapine Technology Corporation; Lapine Holding Co., Defendants-Counter-Claimants-Appellees. Lapine Technology Corporation, Plaintiff-Appellee, v. Kyocera Corporation, Defendant-Appellant. Lapine Technology Corporation, Plaintiff-Counter-Claim-Defendant-Appellee. v. Kyocera Corporation, Defendant-Counter-Claimant-Plaintiff-Appellant, v. Prudential-Bache Trade Services, Inc., Dba Prudential-Bache Trade Corporation; Prudential Capital & Investment Services, Inc., Defendants-Counter-Claimants-Appellees., 341 F.3d 987 (9th Cir. 2003) Plaintiff-Counter-Defendant-Appellant, v. Prudential-Bache Trade Services, Inc., Dba Prudential-Bache Trade Corporation; Prudential Capital & Investment Services, Inc.; Lapine Technology Corporation; Lapine Holding Co., Defendants-Counter-Claimants-Appellees. Lapine Technology Corporation, Plaintiff-Appellee, v. Kyocera Corporation, Defendant-Appellant. Lapine Technology Corporation, Plaintiff-Counter-Claim-Defendant-Appellee. v. Kyocera Corporation, Defendant-Counter-Claimant-Plaintiff-Appellant, v. Prudential-Bache Trade Services, Inc., Dba Prudential-Bache Trade Corporation; Prudential Capital & Investment Services, Inc., Defendants-Counter-Claimants-Appellees.
Alfred R. Mollin, Washington, D.C., for defendants-appellants.
James E. Lobsenz, Seattle, Wash., for plaintiff-appellee.Appeal from the United States District Court for the Western District of Washington.Before CHOY and NORRIS, Circuit Judges, and CURTIS,* District Judge.CHOY, Circuit Judge:In this action for declaratory and injunctive relief, a serviceman with an exemplary performance record was not allowed to reenlist solely because he is an admitted homosexual. It is clear that the Army knew of Watkins' sexual preference very early in his fourteen years with the service. However, in 1981 the Army promulgated new regulations requiring the discharge of any homosexual soldier notwithstanding the soldier's performance record or character of service. The district court held that the Army was estopped from using those regulations as a bar to Watkins' reenlistment, and enjoined the Army from refusing to reenlist Watkins on that ground. The Army has appealed under 28 U.S.C. Sec . 1292(a)(1).It is not our function to question the wisdom of those who changed Army regulations from those merely authorizing separation for homosexuality to regulations that mandate discharge. Absent a determination that the regulations cannot be given legal effect, however, the district court has no power to force Watkins' superiors to disobey them. We therefore reverse and remand.I. STATEMENT OF FACTSAs the facts of this case are more fully set forth in the reported opinion of the district court, 551 F.Supp. 212 (W.D.Wash.1982), and in the district court's opinion in a previous stage of this case, 541 F.Supp. 249 (W.D.Wash.1982), they will only be summarized here.Since Watkins' induction in August 1967, he has admitted to the Army that he is a homosexual. When he underwent his preinduction physical examination in 1967, he checked a box on his medical history report indicating that he then had homosexual tendencies or had previously experienced such tendencies. A staff psychiatrist evaluated him and found him qualified for admission. In November 1968, the Criminal Investigation Division (CID) investigated Watkins for committing sodomy, but dropped the charges for lack of sufficient evidence. Watkins received an honorable discharge on May 8, 1970 at the conclusion of his tour of duty.One year later, Watkins reenlisted. He was denied a security clearance in 1972 because of his homosexuality, and he was investigated again by CID. Later that year, he performed a female impersonation act before the troops with the express permission of his unit commander.In 1974, Watkins reenlisted for six years. In October 1975 his commander convened a board of consideration against him to determine if he was unsuitable for duty due to homosexuality. The board concluded that Watkins was homosexual but recommended his retention because of his excellent service record. In 1977, Watkins was granted a security clearance by his commander and applied for a position in a program that required applicants to have security clearance and to pass a background check. Watkins was initially declared ineligible because of his homosexual tendencies, but was subsequently accepted into the program at the insistence of his commanding officer.Watkins reenlisted for a three year term in 1979. After an investigation by military intelligence, the Army's Personnel Clearance Facility revoked Watkins' clearance because he had stated in 1979 that he had been a homosexual for the past 15 to 20 years. The Army then initiated proceedings to discharge Watkins on the ground of homosexuality. Watkins filed suit in 1981 seeking an injunction against his discharge and reinstatement of his security clearance. After litigation involving his discharge, Watkins' tour of duty expired. Watkins then successfully applied to the district court for an injunction forbidding the Army to deny his reenlistment on the ground of homosexuality. The Army reenlisted Watkins for a six year term on November 1, 1982, with the proviso that the reenlistment would be voided if the district court's injunction were not upheld.II. HISTORY OF THE ARMY'S REGULATIONS ON HOMOSEXUALITYUnder 10 U.S.C. Sec . 1169, no enlisted person may be discharged prior to the expiration of his or her term except pursuant to law or the sentence of a court-martial, or as prescribed by the Secretary of the Army. Pursuant to that authority, the Army has promulgated regulations regarding separation of enlisted personnel. Army Reg. 635-200.Prior to 1981, it was clear that homosexuality was regarded as a possible disqualification for military service. For example, under 1977 regulations homosexuality was regarded as "misconduct," Army Reg. 635-200, p 14-33(a)(3) (Nov. 21, 1977), but the board convened to determine whether the enlisted individual should be discharged had the discretion to recommend retention. Id. p 1-24(a)(3); see also id. p 13-23(b)(2) (July 15, 1966).On March 10, 1981, however, the Headquarters, Department of the Army (HQDA) issued a document known as Interim Change No. IO5. That document promulgated a new Chapter 15 to Army Reg. 635-200 which exclusively addressed separation for homosexuality. In addition, it rescinded the provisions on homosexuality in Chapters 13 and 14 (separations for unsuitability or misconduct) and inserted a provision saying that retention of an enlisted homosexual would be decided using standards in the new Chapter 15, which, as it turned out, were not discretionary.The language of Chapter 15 is stark. Retention of an admitted homosexual is not permitted absent an express finding that the soldier in question is in fact not homosexual. Army Reg. 635-200, p 15-3(b) (Oct. 1, 1982). Moreover, retention of a soldier who attempted, solicited, or committed a homosexual act is not allowed unless there are specific findings to the effect that the act was an isolated incident which is unlikely to recur, that the enlisted person does not desire or intend to engage in homosexual acts, and that the soldier's continued presence in the Army is consistent with the interest of the military. Id. p 15-3(a).Despite its direct language, the new Chapter 15 generated some confusion. Boards of officers were recommending the retention of enlisted personnel who, but for their homosexuality, were exemplary soldiers. HQDA, concluding that this practice was at variance with the new policy, issued a release saying that the intent of the new policy was to permit retention only of nonhomosexual soldiers. See Message No. 161400Z, paragraphs 4-5 (HQDA June 1982). HQDA thus made clear that the Army's new policy immediately disqualifies any homosexual from continued military service irrespective of the character of the soldier's past service.III. DISCUSSIONThe Army urges that the decision of the Army not to retain Watkins is unreviewable in a civilian court. Watkins counters by saying that this court has established standards relating to judicial review of military personnel action in Wallace v. Chappell, 661 F.2d 729 (9th Cir.1981), rev'd, --- U.S. ----, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983), and that those standards were met here.At the outset, we note that the courts of appeals have long held that review is available where military officials have violated their own regulations. Denton v. Secretary of the Air Force, 483 F.2d 21, 24-25 (9th Cir.1973), cert. denied,Try vLex for FREE for 3 days
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