Proof of Equivalence After Festo

United States Law Articles in English (2008)

Mr Benjamin Hsing - Kaye Scholer LLP

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Citations:

US Code - Title 35: Patents - 35 USC 112 - Sec. 112. Specification

US Code - Title 35: Patents - 35 USC 102 - Sec. 102. Conditions for patentability; novelty and loss of right to patent

U.S. Supreme Court - Warner-Jenkinson Co. v. Hilton Davis Chemical Co., 520 U.S. 17 (1997)

U.S. Supreme Court - Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894)

U.S. Court of Appeals for the Fed. Cir. - Dolly, Inc., Plaintiff-Appellee, v. Spalding & Evenflo Companies, Inc., Defendant-Appellant., 16 F.3d 394 (Fed. Cir. 1994)


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Headnotes:

Extract:

Proof of Equivalence After Festo

I. INTRODUCTION

An accused product or process that does not literally infringe a claim may still infringe under the doctrine of equivalents if each limitation of the claim is met by the accused product or process either literally or equivalently. Cybor Corp. v. Fas Technologies, Inc., 138 F.3d 1448, 1459 (Fed. Cir. 1998) (en banc). In Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., 122 S. Ct. 1831 (2002), the Supreme Court reaffirmed the vitality of the doctrine of equivalents, stating that "equivalents remain a firmly entrenched part of the settled rights protected by the patent." Id. at 1838. The Court explained that "[t]he doctrine of equivalents is premised on language's inability to capture the essence of innovation":

The language in the patent claims may not capture every nuance of the invention or describe with complete precision the range of its novelty. If patents were always interpreted by their literal terms, their value would be greatly diminished. Unimportant and insubstantial substitutes for certain elements could defeat the patent, and its value to inventors could be destroyed by simple acts of copying. For this reason, the clearest rule of patent interpretation, literalism, may conserve judicial resource but is not necessarily the most efficient rule. The scope of a patent is not limited to its literal terms but instead embraces all equivalents to the claims described.

Id. at 1837, 1839. The Court recognized that "the doctrine of equivalents renders the scope of patents less certain," but rationalized that this "uncertainty [is] the price of ensuring the appropriate incentives for innovation." Id. at 1837-38.

The doctrine of equivalents is thus the antithesis of literalism. Yet, one must first construe the l...



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