Federal Circuits, D.C. Cir. (February 20, 1964)
Docket number: 17106
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U.S. Supreme Court - Lopez v. United States, 373 U.S. 427 (1963)
U.S. Supreme Court - Sherman v. United States, 356 U.S. 369 (1958)
U.S. Supreme Court - Masciale v. United States, 356 U.S. 386 (1958)
U.S. Supreme Court - Pollard v. United States, 352 U.S. 354 (1957)
U.S. Supreme Court - Sorrells v. United States, 287 U.S. 435 (1932)
U.S. Supreme Court - United States v. Russell, 411 U.S. 423 (1973)
U.S. Court of Appeals for the D.C. Cir. - Robert F. Bell, Appellant, v. Sam Anderson, Superintendent, District of Columbia Jail, and United States of America, Appellees., 345 F.2d 99 (D.C. Cir. 1965) Appellant, v. Sam Anderson, Superintendent, District of Columbia Jail, and United States of America, Appellees.
U.S. Supreme Court - Barker v. Wingo, 407 U.S. 514 (1972)
Mr. Mac Asbill, Jr., Washington, D. C. (appointed by this court) with whom Mr. Charles L. Saunders, Jr., Washington, D. C., was on the brief for appellant.
Mr. William H. Willcox, Asst. U. S. Atty., for appellee. Messrs. David C. Acheson, U. S. Atty., Frank Q. Nebeker, Frederick G. Smithson, Asst. U. S. Attys., and Mr. Robert A. Levetown, Asst. U. S. Atty., at the time the brief was filed, were on the brief, for appellee. Mr. William C. Weitzel, Jr., Asst. U. S. Atty., also entered an appearance for appellee.Mr. Lester M. Bridgeman, Washington, D. C., filed a memorandum on behalf of National Capital Area Civil Liberties Union, as amicus curiae.Before BAZELON, Chief Judge, and WILBUR K. MILLER, FAHY, WASHINGTON, DANAHER, BASTIAN, BURGER, WRIGHT and McGOWAN, Circuit Judges.DANAHER, Circuit Judge, with whom WILBUR K. MILLER, WASHINGTON, BASTIAN, BURGER and McGOWAN, Circuit Judges, join:By indictment filed in open court November 13, 1961, this appellant was charged with two narcotics violations,1 both counts essentially involving possession of the same 41 capsules which contained heroin. On November 17, 1961 he entered a plea of not guilty. Counsel was appointed to represent him. Trial commenced on April 16, 1962,2 and the following day, a jury returned a verdict of guilty as indicted. On this appeal it has been argued that: (a) the trial judge erroneously instructed the jury as to the element of "possession"; (b) the appellant's right to a speedy trial had been denied since the interval between indictment and trial aggregated 102 days; and (c) the trial judge erroneously refused to instruct the jury on the defense of entrapment.After argument May 27, 1963,3 a division of this court, the writer dissenting, decided that the judgment of conviction must be vacated and the indictment dismissed on the ground that the appellant's right to a speedy trial had been denied. Accordingly, the majority did not reach appellant's other contentions. On the Government's motion, a rehearing en banc was ordered,4 and the opinion and order of the original division were vacated.On October 23, 1961, Officers Hood and Hutcherson of the Narcotics Squad knocked on the door of Raymond Smith's apartment, announced their identity and that they were present to execute a search warrant.5 In the front room with the appellant were his brother and two other men. Officer Hood after testifying that the appellant was on the telephone as the officers entered and announced their identity and purpose, was asked by the prosecutor:"Q And what did he say or do when you made that announcement to him?"A Smith then went into his shirt pocket and pulled out a package containing about 41 capsules containing powder and handed them to me."Officer Hutcherson testified that when asked if he had any narcotics, the appellant stated that he did. "He took them out of his pocket and handed them over to Officer Hood, I saw them then and they were in a cellophene [sic] bag." The evidence disclosed that Officer Bonaparte, who shortly joined Officers Hood and Hutcherson, had kept the appellant on the telephone to prevent him "from running."The appellant testified that the officers caused the men to roll up their sleeves that the police might examine their arms, and he added:"I told them to leave those fellows alone, for whatever they were in there for these fellows don't know nothing about it, and he asked me where is the dope, and I said, what do you mean? What dope? * * * And I asked the Officer, I will tell you where the drugs are if you promise not to bother these fellows and then I surrendered the drugs. * * *"Q You had the drugs on you? Is that right?"A I had them in my pocket."Q Which pocket?"A In the pocket over here on this side [indicating a shirt pocket].* * * * * *"Q Where had you gotten these drugs?"A Paris had given them to me before he ever went to the barber shop."No other narcotics were found in the premises.* It has been argued that the instruction on the element of "possession" might have proved confusing to the jury, but there had been no compliance with Rule 30.6 No written requests had been filed "at the close of the evidence." There had been no objection to the charge as given.There was no question whatever that this appellant possessed 41 capsules containing heroin. He admitted the possession but claimed that he did not own the drugs. He testified that one Paris had asked him to hold the drugs while Paris went to a barber shop. Appellant explained that Paris was an addict like himself and that Paris said he feared possible arrest if found on the street with drugs in his possession. In the context of the case as a whole, as tried and argued, we are satisfied the jury could not have been misled by the charge as given on this point. This is not a case calling for application of the "plain error" doctrine.IIAppellant has claimed he was denied his right to a speedy trial and has argued as a result that his conviction must be vacated and the indictment dismissed. The Sixth Amendment provides: "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial * * *."It is clear that the rights of a defendant are not to "preclude the rights of public justice," as appears from Beavers v. Haubert.7 The Supreme Court there said that the right is "necessarily relative" and "is consistent with delays and depends upon circumstances."8 Delay and its effect, in short, will be tested by circumstances.9Here it is urged that the lapse of 102 days between indictment and trial entitled this appellant to his release. No case has been cited which requires that result, and our extensive research has disclosed none. Contrary to appellant's claim, the authorities demonstrate that the balance between the rights of public justice and those of the accused has been upset against the Government only where the delay has been arbitrary, purposeful, oppressive or vexatious.10Of course an accused may waive his right,11 and he will be deemed to have done so unless the right be promptly asserted.12Having in mind the principles enunciated in the cases cited, we turn to consideration of the "circumstances." After this appellant was arraigned November 17, 1961 and trial counsel had been appointed, his case was set down for January 3, 1962, to follow the December calendar with its intervening Christmas recess. A narcotics officer was on leave January 3rd, and the case was reassigned for a January 18th trial. On January 17, 1962, defense counsel appeared in court and addressed the Chief Judge in charge of assignments:"Mr. Canfield: May it please the Court, this is in regard to United States versus Raymond Smith, Criminal 974-61. This is a matter scheduled for trial tomorrow in which I am appointed counsel by the Court."About two weeks ago or a little more than that, this case was set for trial on January 3rd. A few days prior thereto, I received a call from Mr. Smithson who advised me that one of the government's witnesses could not be present on that day. Then I received a call from a lawyer named `Thomas' who advised me he was entering his appearance in this case, as requested by Raymond Smith's family. I requested that he advise me that he had entered his appearance in behalf of Raymond Smith and he stated he would so advise me."I had some investigation to complete in the matter prior to the trial on January 3rd but, in view of the fact, he said he was going to take over, I did not undertake the investigation. Upon not hearing from him, as of yesterday, I contacted Mr. Smith's family and they indicated they had not reached an agreement with him. This was in the afternoon."At six o'clock, or thereafter, last night they reached me at my home and advised me to this effect: Mr. Smith indicated that he had expected to hear from Mr. Thomas; he had not heard from him and expected me to go ahead in this case. I reached Mr. Thomas and he confirmed the fact that he is evidently not going ahead in this matter."I would like to ask the Court to continue this matter for about ten days in order to enable me to complete the necessary investigation."I have spoken to Mr. Smithson and he indicated to me that he would be in trial on another case tomorrow anyhow.* * * * * *"The Court: Trial date is February 8th."Instead of preparing to go forward with a February 8th trial, defense counsel waited until February 7th at which time he filed a motion to suppress. Obviously, the Government was entitled to respond, and its timely opposition was filed on February 15th. Thereupon a hearing was promptly set and the appellant's motion was heard and denied on February 16th.On March 10, 1962, the appellant filed a pro se motion for his discharge, prepared without knowledge of his counsel. That motion was considered and denied on March 15, 1962. Alerted by the appellant's claim of denial of speedy trial thus for the first time asserted, the judge then put the case upon a day to day basis. It was to be tried accordingly as promptly as an opening developed with a court and counsel available, for on the 15th the few criminal courts were engaged in trial, and besides, the case was not reached.The case was called again on the morning of March 16, 1962. Defense counsel answered ready, but it developed that a newly assigned prosecutor was engaged in a motion hearing in another case. The record before us does not show how long on March 16th, Government counsel was to be so engaged. If the trial were to have been commenced later that day, it is reasonable to assume that it would have gone over into the following week, for March 16th was a Friday. A 2-day trial was involved, as the record clearly shows.Defense counsel in any event on March 16, 1962 announced he would not again be available for the next 30 days. Details as to his reasons are not before us. Perhaps because he was a court-appointed counsel who already had been in court several times at various hearings, the judge then gave him a day certain for the trial, April 16th. Trial commenced that day and ran into the 17th.Meanwhile the appellant had filed another pro se motion.13 He sought to vacate the order of March 15, 1962 denying his motion for discharge for want of a speedy trial. He alleged, inter alia, complete dissatisfaction with assigned trial counsel. The motion to vacate came on for hearing on April 13, 1962. The appellant personally presented reasons for not wanting Attorney Canfield to represent him. The judge informed him that Mr. Canfield was a "capable and skilled lawyer" and continued:"Now if you want him to represent you, your case will go to trial on Monday [April 16th.] If you do not want him to represent you and you want to represent yourself, he will sit there to help you. Now what do you want to do?"Defendant Smith: In other words, what you are saying if I go to trial it has got to be with Mr. Canfield?"The Court: You have got to go to trial with Mr. Canfield."Defendant Smith: Well, I don't want Mr. Canfield."* * * * * *Appellant Smith asserted there were two or three lawyers in jail."The Court: That is where you are getting your information. Oh, yes, well unfortunately we cannot name an attorney in jail to represent you so you go to trial Monday."Defendant Smith: Wait a minute, Your Honor."The Court: No, there is no more waiting. You are going to trial on Monday."Defendant Smith: This is forced upon me?"The Court: * * * You are going to trial Monday. That is all."Monday, April 16, 1962, before Judge Walsh, appellant again pressed his objections to Attorney Canfield. He presented a motion and was allowed to read it. He explained that his witnesses were in court but he asked for a continuance. He wanted another lawyer. The judge pointed out that there would, in that event, be further delay and that appellant himself had moved for a speedy trial. The judge directed that the trial proceed.There can be no doubt that the Government in part had been responsible for the delay. But the tactics of the appellant himself and the hearings necessitated by his motions as well as the motion to suppress filed by his counsel, had certainly contributed substantially to the impasse. We do not assess the resolution of the issue simply in terms of "fault."14 Rather, weighing all of the "circumstances" as we are bound to do, there is not on this record a showing15 of such oppression or of purposeful, vexatious or arbitrary action as amounts to a deprivation of the appellant's constitutional right. He is not entitled to a judgment reversing his conviction and dismissing the indictment on the "speedy trial" ground.IIIA majority of the court is of the opinion that the trial judge erred in denying the appellant's request for an instruction on what his counsel called "entrapment." The Government's argument to the contrary, based upon the familiar entrapment pattern, is not convincing. To be sure, the defense had not here alleged resort by the officers to the usual Government stratagem16 of sending some prospective purchaser to buy narcotics from a known or suspected seller. In such cases some form of Government activity beyond simply tendering Government-supplied money must be shown before the accused becomes entitled to an entrapment instruction. Chief Justice Hughes in Sorrells spoke of an accused who had been "lured * * * by repeated and persistent solicitation."17 In Sherman18 Chief Justice Warren denounced situations where "the Government plays on the weaknesses of an innocent party and beguiles him into committing crimes which he otherwise would not have attempted." (Emphasis added.) In Masciale v. United States19 he noted that the accused had been "induced" to commit the crime. Ours is not a case where the accused lacked predisposition,20 nor is it one where a sale had been induced by false pleas of urgent need by an informant buyer who thus ensnared a person otherwise "innocent."21We have mentioned such cases22 for purposes of contrast with the situation here presented. Our unusual factual setting is not unrelated to the principle underlying the defense of entrapment in this respect: it is not the duty of officers "to incite to and create crime for the sole purpose of prosecuting and punishing it."23 What we are talking about is whether or not a jury, guided by a charge adapted to the issues as developed at trial, could have found that the offense as here charged was "the product of the creative activity"24 of the police. Put differently in Lopez v. United States,25"The conduct with which the defense of entrapment is concerned is the manufacturing of crime by law enforcement officials and their agents. Such conduct, of course, is far different from the permissible stratagems involved in the detection and prevention of crime."It is apparent that when defense counsel asked for an instruction on "entrapment," his use of that term was a complete misnomer as applied to the issue which was developed from the evidence and argued by counsel. Undoubtedly on that account the judge was misled. Yet it seems clear that the defense sufficiently saved its point that the jury should have received guidance adapted to the issue as framed. In light of the peculiar factual situation here presented, the jury should have been told it must decide whether a person or persons acting at police request "set up" the appellant, to employ the vernacular, or "planted" the capsules so that police officers could then apprehend him with contraband narcotics in his possession. In short, under an appropriate instruction, the judge should have submitted to the jury the question of whether or not this appellant was the victim of a "frame-up" in light of the background now to be developed.The Government in its opening statement informed the jury it would seek conviction on the basis of the appellant's undisputed possession of narcotics which was prima facie evidence as to the first count and created a presumption of unlawful importation as to the second count. The opening statement for the defense contended that appellant had committed no crime. Conceding possession, counsel argued: "But we have a question, where did the narcotics come from immediately before the police arrived and how they got into his possession? There is a question of entrapment."26Appellant on the stand admitted he had been an addict since 1951. He had entered a plea of guilty to possession of narcotics in 1956. He would not say that Paris then "set" him up, but Paris, his friend for many years, was with him when he was arrested on the 1956 charge. He entered a like plea for possession in 1958, "and on the second occasion" he testified, it was his sister-in-law who was the "confidential informer."27 The appellant had "heard," he testified, that Paris had become an informer for the police, but by the Fall of 1961, Paris was giving him twelve "caps a day." He testified that the name of Paris was on the "indictment papers" of one Reginald Adams who had been convicted of narcotics violations and sentenced to serve twelve years. The appellant had been with Paris when the latter acquired the 41 capsules. Paris on October 23 gave the appellant the 41 capsules to hold "until he came back from the barber shop," for "he would be right back" and "he didn't want to take them with him." Within some forty-five minutes after Paris left, the arresting officers approached the appellant's apartment. Officer Bonaparte stopped a half block away, called the appellant on the telephone and engaged him in conversation about a September violation. He kept the appellant on the phone up to the time the appellant informed him he saw Officers Hood and Hutcherson approaching the apartment. Officer Bonaparte then came up and joined the others.Through Bonaparte as a witness, both on cross examination and in rebuttal, further background was developed to which we but briefly refer. The transcript shows that Bonaparte in September, 1961 had arrested the appellant on a narcotics charge.28 Thereafter the officer "had been in contact with him on different occasions." He developed a "working agreement" with the appellant so that the latter would help him in "other narcotics cases." The appellant undertook to supply information to Bonaparte. At some point, appellant told Bonaparte that people on the street ? drug peddlers ? began to think the appellant was "wrong." "They" thought Bonaparte had released him after the September arrest because he had turned informer, Paris reported to the appellant. Bonaparte, on the other hand, heard from some informant that the appellant was violating the narcotics laws. He testified that prior to the October 23rd arrest, he went to the appellant's home to advise him "that since he was giving us information, that it didn't give him a license or a right to sell drugs." Although when questioned on the point he asserted his belief in the reliability of his informant,29 the officer did not then arrest the appellant, he explained, because "I didn't have any sale or anything else on Smith at that time." The officer had no narcotics as evidence, answers to the prosecutor's questions established.30 Steps were next taken leading to the action by the officers on October 23, 1961 when the appellant handed over to the officers the 41 capsules which forty-five minutes earlier, as he testified, had been entrusted to him by Paris.Whether the episode was "the product of the creative activity of the police" or this was a case of the "manufacturing of crime by law enforcement officials and their agents,"31 such was the background for the defense request for an instruction on "entrapment." Had there been an instruction properly adapted to the issues as framed, the jury might still have rejected the defense. It might have been concluded that this appellant was totally unworthy of credence, but in our view the evidence presented a jury question. In denying the request, the trial court erred.Reversed.Depending upon the circumstances in a particular case, a statement of the claims of a defendant may be of special importance under this rule where mere "possession" is of the essence of the violation charged. See note 1, supra. 7 198 U.S. 77, 87, 25 S.Ct. 573, 576, 49 L.Ed. 950 (1905); and see as to a balance of "public justice" considerations, Williams v. United States, 102 U.S.App. D.C. 51, 53, 250 F.2d 19, 21 (1957), where the appellant had been confined for seven years 8 198 U.S. at 87, 25 S.Ct. at 576, 49 L.Ed. 950; the principles announced in the Beavers case were held to govern and did not amount to a denial of the right where a trial was held sixteen months after indictment in Stevenson v. United States, 197 U.S.App.D.C. 398, 278 F.2d 278 (1960) 9 Pollard v. United States, 352 U.S. 354, 361, 77 S.Ct. 481, 1 L.Ed.2d 393 (1957); King v. United States,en banc, 105 U.S. App.D.C. 193, 196, 265 F.2d 567, 570, cert. denied,Try vLex for FREE for 3 days
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