Regulation Round Up - November 2017

Published date06 December 2017
Law FirmProskauer Rose LLP
AuthorJohn Verwey,Andrew Wingfield,Claudia Mercer
Subject MatterCompetition,ICO,Investment Adviser,Due Diligence,EU,Broker-Dealer,Legal Entity Identifiers,UK,Financial Institutions,Best Practices,MiFID II,UK Competition and Markets Authority (CMA),EuVECA,Financial Conduct Authority (FCA),Packaged Retail And Insurance-Based Investment Products (PRIIPS),European Supervisory Authorities (ESAs),European Securities and Markets Authority (ESMA),Key Information Document (KIDs)

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