Federal Circuits, 3rd Cir. (January 04, 2000)
Docket number: 99-3297
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On Appeal from the United States District Court for the Middle District of Pennsylvania, (D.C. Civ. No. 98-1507) District Judge: Honorable William W. Caldwell[Copyrighted Material Omitted]
Attorneys for Appellant: David M. Barasch United States Attorney Kate L. Mershimer Assistant United States Attorney United States Attorney's Office Middle District of Pennsylvania 228 Walnut Street P.O. Box 11754 Harrisburg, PA 17108-1754, Michael D. Tafelski (argued) Federal Bureau of Prisons 2nd & Chestnut Streets United States Customs House 7th Floor Philadelphia, PA 19106Attorneys for Appellee: Donald E. Cameron (argued) Judith E. Stein 150 Nassau Street Suite 1927 New York, NY 10038BEFORE: GREENBERG, SCIRICA, and RENDELL, Circuit JudgesOPINION FOR THE COURTGREENBERG, Circuit JudgeI. INTRODUCTIONThis matter comes before this court on an appeal from an order granting a petition for a writ of habeas corpus. Petitioner Francisco Rios filed his petition under 28 U.S.C. 2241 against respondent Ron Wiley, the warden of the Federal Prison Camp at Allenwood, Pennsylvania ("FPC Allenwood").1 The sole issue on appeal is whether the district court erroneously determined that Rios was entitled to credit on his federal sentence for a period of 22 months that he was in federal detention pursuant to a writ of habeas corpus ad prosequendum prior to the imposition of his federal sentence for narcotics violations. We will affirm the order of the district court granting Rios's habeas corpus petition and thus allowing him the relief he seeks, but we reach our result on different grounds than those on which the district court relied.II. FACTS and PROCEEDINGSState authorities arrested Rios on or about August 6, 1991, in New York and charged him with possession of cocaine. He was found guilty of the state charges and on November 7, 1991, the state court sentenced him to five to ten years imprisonment. On November 6, 1991, a federal grand jury in the Southern District of New York indicted him for narcotics offenses unrelated to the state charges.2 On November 21, 1991, federal authorities, pursuant to a writ of habeas corpus ad prosequendum, took custody of Rios for one day. On March 20, 1992, the federal authorities, pursuant to a second writ of habeas corpus ad prosequendum, took custody of Rios again for a period which proved to be extended and included the 22 months at issue.At a trial on the federal charges, the jury found Rios guilty on June 17, 1992, of conspiracy to distribute heroin and cocaine and distribution of and possession of heroin with intent to distribute. The court scheduled sentencing for September 15, 1992, but it was delayed until January 31, 1994. Prior to the sentencing hearing the government sent a letter dated January 31, 1994, to the court discussing the application of U.S.S.G. S 5G1.3(c), p.s.3 to Rios's case. We will refer to that provision simply as "section 5G1.3(c)." In its opening remarks at the sentencing hearing, the court acknowledged receipt of the letter and stated that its contents were "duly noted."In the colloquy between counsel and the court during the sentencing hearing, Rios's attorney asked the court to consider, among other things, the fact that Rios had been in federal custody pursuant to the second writ since March 1992. Specifically, he asked the court to "sentence Rios to the minimum guideline applicable which is 84 months, and to have that run concurrent with the time he is serving on the state case." When the assistant United States attorney stated that the "state conduct was not counted in calculating the offense level in this case," Rios's attorney interjected that he did not mean to imply that it had been. Immediately thereafter, the court asked the government attorney whether Rios, if given credit for time served, would receive credit back to March 1992, the time of the execution of the second writ by the federal authorities. The government attorney answered that crediting was a technical matter, and that he could not respond to the question at that time. The court replied that the answer was not material and it proceeded to sentence Rios.The sentencing court sentenced Rios "to a term of 90 months on both counts to run concurrently with each other and concurrently with the state sentence and that you receive credit for time served." The court, however, did not indicate what period of "time served" should be applied to the federal sentence. Moreover, the judgment entered merely recited: "Defendant to receive credit for time served." The government did not seek clarification or modification of the sentence, nor did it appeal from it.The federal authorities returned Rios to New York state custody on February 18, 1994. Thus, it is undisputed that Rios remained in the control of the federal authorities from the time of the execution of the second writ on March 20, 1992, until February 18, 1994. It is also undisputed that he previously had been sentenced in state court on November 7, 1991, and that he was serving his state sentence while in the federal custody pursuant to the second writ.Shortly after the federal authorities returned Rios to state custody, the Bureau of Prisons ("BOP") designated the New York State Department of Correctional Services for service of his federal sentence. It made this designation nunc pro tunc as of January 31, 1994, the date of the federal sentencing. By specifying the federal sentence to have commenced on January 31, 1994, the BOP did not credit Rios for the 22-month time period he spent under federal control pursuant to the second writ before January 31, 1994, despite the sentencing court's statement at the sentencing and its direction in the judgment of conviction and sentence that credit be awarded for "time served."New York released Rios on parole from his state sentence on August 2, 1996, and the BOP received Rios for service of the remainder of his federal sentence. Upon his transfer to federal custody, Rios learned that the BOP had not credited the time between March 20, 1992, the date he was detained by federal authorities by virtue of the second writ, and January 31, 1994, the date of his federal sentencing. Rios filed an administrative remedy request at his place of incarceration at the time, the Federal Corrections Institution at Ray Brook, New York ("FCI Ray Brook"), challenging the BOP's failure to credit that 22-month period against his federal sentence.Warden W.S. Keller of FCI Ray Brook denied Rios's request on November 25, 1996. Rios exhausted his administrative remedies and subsequently filed his habeas corpus petition. The petition reiterated Rios's challenge of the BOP's refusal to credit his federal sentence for time served while in federal detention pursuant to the second writ. At the time Rios filed his habeas corpus petition, applying the BOP's crediting calculations, his projected release date was August 12, 2000.4 Rios contended that his release date should have been September 30, 1998.The district court granted Rios's habeas corpus petition in a memorandum and order entered December 9, 1998. See Rios v. Wiley, 29 F. Supp.2d 232 (M.D. Pa. 1998) ("Rios I"). While the district court believed that the literal language of 18 U.S.C. 3585(b), which we will call simply "section 3585(b)," appeared to preclude granting the credit Rios sought, it nevertheless concluded that he was entitled to credit on his federal sentence for the 22-month period that he remained in federal control under the second writ to "effectuate[ ] the intent of the federal sentencing court." Rios I, 29 F. Supp.2d at 236. The district court relied on the reasoning of the Court of Appeals for the First Circuit in United States v. Benefield, 942 F.2d 60 (1st Cir. 1991), in support of its result. See Rios I, 29 F. Supp.2d at 234. Consequently, the court ordered the BOP to recalculate Rios's release date, and stated that if the new calculation entitled him to immediate release, he was to be released.The BOP subsequently filed a motion for reconsideration, which the district court denied by memorandum and order entered February 3, 1999. See Rios v. Wiley, 34 F. Supp.2d 265 (M.D. Pa. 1999) ("Rios II"). Upon reconsideration, the court retreated from its prior position that Benefield provided the applicable rule of law in this case. Instead, the district court granted the petition based on the reasoning of the Court of Appeals for the Tenth Circuit in Brown v. Perrill ("Brown II"), 28 F.3d 1073 (10th Cir. 1994), supplementing and clarifying Brown v. Perrill ("Brown I"), 21 F.3d 1008 (10th Cir. 1994). In Brown, a case that involved facts that the district court regarded as "materially identical" to those here, see Rios II, 34 F. Supp.2d at 270, the court held that the lengthy period the prisoner spent in custody on the writ transmuted the period into federal custody. See Brown II, 28 F.3d at 1075. Because it was undisputed that if the 22-month period was applied on the federal sentence, Rios was entitled to immediate release, the court ordered his release from federal custody.The BOP filed a timely notice of appeal. While the notice of appeal recites that it is from the February 3, 1999 order, effectively the appeal is from the order granting the habeas corpus petition as well and we are deciding the case on that basis.III. JURISDICTION and STANDARD OF REVIEWThe district court exercised jurisdiction over this matter pursuant to 28 U.S.C. 1331 and 2241. We have jurisdiction over this appeal pursuant to 28 U.S.C. 1291 and 2253(a), as the BOP filed a timely notice of appeal from the final judgment of the district court entered February 3, 1999.5In a federal habeas corpus proceeding, we exercise plenary review over the district court's legal conclusions and apply a clearly erroneous standard to the court's factual findings. See Lambert v. Blackwell, 134 F.3d 506, 512 (3d Cir. 1997) (citing Caswell v. Ryan, 953 F.2d 853, 857 (3d Cir. 1992) (citing Bond v. Fulcomer, 864 F.2d 306, 309 (3d Cir. 1989))); see also United States v. Dorsey, 166 F.3d 558, 560 (3d Cir. 1999) ("Our review of the district court's interpretation of S 3585(b) and the [sentencing] guidelines is plenary."); Barden v. Keohane, 921 F.2d 476, 479 (3d Cir. 1992) (stating that court of appeals exercises plenary review over district court's legal conclusions which formed the basis of the lower court's denial of the habeas corpus petition). In this case, however, the issues are essentially legal in nature and thus we exercise plenary review.IV. DISCUSSIONA.The BOP argues that the district court erred in granting Rios's habeas corpus petition, as it failed to recognize that the general principles governing the computation of a federal sentence prohibit an inmate from receiving credit on a federal sentence for pre-sentence detention where the same time was credited against a previously imposed state sentence. Br. at 13-17. In particular, the BOP points to section 3585(b) as the governing statute in this appeal, and contends that its plain language states that a defendant may receive credit for prior custody "that has not been credited against another sentence." Id. at 17.This appeal requires us to explore once again the interplay between the roles of the sentencing court in determining the length of a sentence of incarceration to be served and the BOP in calculating when the sentence imposed will have been satisfied. See, e.g. , Dorsey, 166 F.3d at 561-63 (interpreting sentencing court's power to award concurrent sentence pursuant to U.S.S.G. S 5G1.3(b) and Application Note 2 as not conflicting with BOP's authority under section 3585(b) to award prior custody credit). The Sentencing Reform Act of 1984 (the "Act"), 18 U.S.C. 3551 et seq., 28 U.S.C. 991-998, along with the Sentencing Guidelines ("U.S.S.G." or "guidelines") promulgated pursuant to the Act, contain several provisions relevant to our resolution of the issue presented by this appeal.We will begin our analysis by setting forth the relevant statutory provisions and guidelines governing the sentencing court's determination of the length of the sentence to be imposed where the defendant is subject to an undischarged term of imprisonment. 18 U.S.C. 3584 states in pertinent part:Multiple sentences of imprisonment. (a) Imposition of concurrent or consecutive terms.--If multiple terms of imprisonment are imposed on a defendant at the same time, or if a term of imprisonment is imposed on a defendant who is already subject to an undischarged term of imprisonment, the terms may run concurrently or consecutively, except that the terms may not run consecutively for an attempt and for another offense that was the sole objective of the attempt. Multiple terms of imprisonment imposed at the same time run concurrently unless the court orders or the statute mandates that the terms are to run consecutively. Multiple terms of imprisonment imposed at different times run consecutively unless the court orders that the terms are to run concurrently. (b) Factors to be considered in imposing concurrent or consecutive terms.--The court, in determining whether the terms imposed are to be ordered to run concurrently or consecutively, shall consider, as to each offense for which a term of imprisonment is being imposed, the factors set forth in [18 U.S.C. S ] 3553(a).Id. While section 3584 enables the sentencing court to award a concurrent sentence, that discretion is subject to the applicable guidelines section, namely U.S.S.G. S 5G1.3. See Dorsey, 166 F.3d at 561-62; United States v. Holifield, 53 F.3d 11, 13 (3d Cir. 1995); see also 28 U.S.C. 994(a)(1)(D) (imposing statutory duty upon Sentencing Commission to include in guidelines "a determination whether multiple sentences to terms of imprisonment should be ordered to run concurrently or consecutively").The version of U.S.S.G. S 5G1.3 in effect at the time of Rios's sentencing on January 31, 1994, contains three subsections. See U.S.S.G. S 5G1.3 (Nov. 1993).6 Subsection (a) of the guideline describes circumstances in which imposition of a consecutive sentence is mandatory:If the instant offense was committed while the defendant was serving a term of imprisonment (including work release, furlough, or escape status) or after sentencing for, but before commencing service of, such term of imprisonment, the sentence for the instant offense shall be imposed to run consecutively to the undischarged term of imprisonment.U.S.S.G. S 5G1.3(a). Subsection (b) provides the circumstances in which a concurrent sentence is mandatory:If subsection (a) does not apply, and the undischarged term of imprisonment resulted from offense(s) that have been fully taken into account in the determination of the offense level for the instant offense, the sentence for the instant offense shall be imposed to run concurrently to the undischarged term of imprisonment.U.S.S.G. S 5G1.3(b). For cases in which neither (a) nor (b) applies, the Sentencing Commission has issued section 5G1.3(c), which is a policy statement to guide the courts:(Policy Statement) In any other case, the sentence for the instant offense shall be imposed to run consecutively to the prior undischarged term of imprisonment to the extent necessary to achieve a reasonable incremental punishment for the instant offense.See also United States v. Brannan, 74 F.3d 448, 454 n.7 (3d Cir. 1996).The Act also addressed the related but distinct issue of the award of credit on a federal sentence for pre-sentence incarceration. Pursuant to the Act, Congress rewrote 18 U.S.C. S 3568 ("section 3568"), the prior statute governing the award of credit for pre-federal sentence incarceration, and recodified it as section 3585(b). Section 3585(b) (emphasis added) provides in relevant part:Calculation of a term of imprisonment (b) Credit for prior custody.--A defendant shall be given credit toward the service of a term of imprisonment for any time he has spent in official detention prior to the date the sentence commences - (1) as a result of the offense for which the sentence was imposed; or (2) as a result of any other charge for which the defendant was arrested after the commission of the offense for which the sentence was imposed; that has not been credited against another sentence.As the district court and the parties have framed the legal issue presented in this case, the controversy concerns the correct interpretation of the last clause of section 3585(b) and its application to the 22-month period of Rios's detention by federal authorities pursuant to the second writ. We do not view the issue that narrowly. Rather, in exercising plenary review of the issues of law Rios's petition raised under 28 U.S.C. 2241, we find that the appropriate starting point is to ascertain the meaning that we should ascribe to the sentencing court's directives that the federal and state sentences be served concurrently and that Rios be given credit for time served. Indeed, it is apparent to us that the district court's disposition of the matter as though governed by section 3585(b) overlooked the possibility that the sentencing court's directives related to its power to impose a sentence in accordance with the applicable guidelines provision, section 5G1.3(c) that we quoted above.7We reiterate that section 5G1.3(c) provides that the federal sentence should "be imposed to run consecutively to the prior undischarged term of imprisonment to the extent necessary to achieve a reasonable incremental punishment for the crime." Application Note 3 sets forth a methodology for the court to follow in determining what amounts to a "reasonable incremental punishment" for the crime. It provides that:To the extent practicable, the court should consider a reasonable incremental penalty to be a sentence for the instant offense that results in a combined sentence of imprisonment that approximates the total punishment that would have been imposed under S 5G1.2 (Sentencing on Multiple Counts of Conviction) had all of the offenses been federal offenses for which sentences were being imposed at the same time.Section 5G1.3(c) comment. (n.3). This methodology "is meant to assist the court in determining the appropriate sentence (e.g., the appropriate point within the applicable guideline range, whether to order the sentence to run concurrently or consecutively to the undischarged term of imprisonment, or whether a departure is warranted)." Id. comment. (n.3). Once the court applies the methodology set forth in Application Note 3 and approaches the sentencing as if sentences on both offenses were being imposed at once, the court must determine what incremental punishment is appropriate in view of the sentence that would have resulted under U.S.S.G. S 5G1.2. See Brannan, 74 F.3d at 454-55.8Upon inspection of the sentencing transcript as well as the judgment the sentencing court entered on January 31, 1994, we are convinced that the sentencing court applied section 5G1.3(c) in its form as of the date of Rios's sentencing to impose a reduced federal sentence that, in its view, achieved "a reasonable incremental punishment" for the federal narcotics offenses, given the circumstance that Rios already had served 22 months on an unrelated state conviction at a time that he was in federal custody. See section 5G1.3(c). In other words, we understand the sentencing court to have exercised its discretion to impose a federal sentence under section 5G1.3(c) which took into consideration the 22 months that Rios had spent in federal custody as of the date of the federal sentencing proceeding, January 31, 1994, so that the actual sentence imposed was 90 months, less 22 months, or 68 months total. The sentencing court also indicated that the sentence imposed was to run concurrently with the state sentence, with the balance, if any, of the federal sentence to be served thereafter. From that initial conclusion, we hold that the BOP was required to effectuate the sentence imposed by the sentencing court, and consequently that Rios is entitled to relief under 28 U.S.C. 2241 so that his sentence reflects an adjustment for the 22-month period in issue.A review of the result produced in this case by the use of the methodology set forth in Application Note 3 supports our conclusion that the sentencing court applied section 5G1.3(c) in imposing the period of imprisonment on the federal conviction. First, the court would have considered the guideline range for the federal offenses and the guideline range that would have resulted if the sentences for the state and federal offenses were being imposed at the same time in the same federal sentencing proceeding. Here, as the government's January 31, 1994 letter to the sentencing court indicates, Rios's actual offense level was 18, and the combined offense level would have been 18 had the state conduct been considered part of the federal offense conduct. Thus, because of the small quantity of narcotics involved in the state offense, consideration of that quantity in the hypothetical federal sentencing under U.S.S.G. S 5G1.2 would not have changed the offense level. App. at 79; see also U.S.S.G. SS 5G1.2; 2D1.1(a)(3), (c)(13); 3D1.1; 3D1.2; 3D1.3; 3D1.4. Accordingly, the sentencing court was faced with a rather anomalous situation because if the hypothetical sentencing had been the real sentencing, the guideline range, 84 to 105 months, insofar as it was dependent on the quantity of narcotics involved, would have been the same as the actual range used by the sentencing court. See U.S.S.G. Sentencing Table, Level 22, Category VI; app. at 53.9Therefore, if the sentences on the federal and state offenses had been imposed at the same time and in the same proceeding, absent a departure Rios would have been subject to a combined sentence within the same guidelines range as was actually applicable at the sentencing. In that event, if punishment for the state and federal offenses had been imposed as one sentence in the same federal sentencing proceeding, Rios could have received the same period of incarceration, and obviously that single sentence would have commenced as of the date of sentencing (or at least as of the date that the BOP transported Rios to a federal institution to commence service of his sentence).In other words, if a single sentence for the two offenses had been imposed at the same time and in the same federal sentencing proceeding, there would have been no need to consider whether to award "credit," as the sentencing court used that term, because Rios would not have been serving an undischarged term of imprisonment as of the date of the federal sentencing proceeding. Inasmuch as Application Note 3 specifically states that the methodology is "meant to assist the court in determining the appropriate sentence," from a review of all the circumstances of the case we have reached the conclusion that the sentencing court viewed Rios's particular history as requiring an adjustment of the federal sentence to account for the disparity caused by the timing of the imposition of two separate sentences. See Witte v. United States, 515 U.S. 389, 405, 115 S.Ct. 2199, 2208-09 (1995) ("[Section] 5G1.3 operates to mitigate the possibility that the fortuity of two separate prosecutions will grossly increase a defendant's sentence."); Dorsey, 166 F.3d at 562 (" `In general, S 5G1.3 is intended to result in a federal sentence that most nearly approximates the sentence that would have been imposed had all the sentences been imposed at the same time.' ") (quoting United States v. Kiefer, 20 F.3d 874, 875-76 (8th Cir. 1994)) (quoting section 5G1.3, comment. (backg'd.)); Holifield, 50 F.3d at 15 ("It is important to note the methodology of S 5G1.3 vests discretion in the trial judge. .. . [A] downward departure may be desirable when the increase is simply because of a delay in the defendant's trial or sentencing.").We believe that the sentencing court intended to correct the disparity that resulted from the happenstance of the dates of the federal and state sentencing proceedings by sentencing Rios to 90 months, less 22 months, to reach an adjusted sentence of 68 months, which would then be served concurrently with the remainder of the state sentence. Indeed, it appears to us that the sentencing court expressed its intention to depart from the guideline range, 84 to 105 months, and award the 22-month reduction in the federal sentence by indicating that Rios was to receive "credit for time served."We note that the colloquy between the court and counsel at sentencing confirms our understanding of the sentencing court's intention in using the words "credit for time served" in conjunction with the statement of the term of imprisonment as "90 months." Specifically, Rios's attorney pointed out that he had "suffered to a tremendous degree" by virtue of the time he already had spent incarcerated and asked the court to "consider that in determining his sentence." App. at 44-45. Almost immediately after these statements, the court asked the government about the time that Rios spent in pre-sentence detention. The following exchange occurred:THE COURT: So that if Mr. Rios is given credit for time served he would get credit from March `92 to date?MR. CLEVELAND: That is a technical matter that I may not be able to offer guidance on, as to how the crediting is done. I can make an inquiry if it would be helpful.THE COURT: It won't be material. I just thought -App. at 47. At this point, the court pronounced its sentence of 90 months on both federal counts to run concurrently with each other and concurrently with the state sentence, and ordered that Rios receive "credit for time served." App. at 47-48.The juxtaposition of the actual words used in pronouncing the sentence and the discussion between the attorneys on the one hand and the court on the other demonstrates that the sentencing court was cognizant of the time Rios had spent in pre-sentence incarceration, and further that Rios sought consideration for that time from the court in its determination of the sentence to be imposed. Thus, the sentencing court had before it sufficient information upon which it could have concluded that section 5G1.3(c) applied and permitted it to impose the sentence that it did.Moreover, inasmuch as the sentencing court "duly noted" the contents of the government's January 31, 1994 letter during the sentencing hearing, app. at 43, it cannot be disputed that the court was aware of the applicability of section 5G1.3(c). Indeed, the government's letter contained its calculation of the combined offense level for the total amount of narcotics involved in the state and federal offenses, which is a significant aspect of the calculation required by the methodology prescribed in Application Note 3 to section 5G1.3(c). See section 5G1.3(c) comment. (n.3) (directing the court to calculate hypothetical sentence as if it were sentencing under U.S.S.G. S 5G1.2; section 5G1.2 then directs court to calculate combined sentence under Chapter 3, Part D and Part C of Chapter 5).We reach our conclusion concerning the meaning of the sentencing court's words used to describe the components of its sentence despite the fact that it did not cite expressly section 5G1.3(c) or Application Note 3 at the sentencing hearing. After all, the Court of Appeals for the Second Circuit has held that a district court need not refer explicitly to section 5G1.3(c) in sentencing a defendant, provided that the circumstances indicate that the court considered "the basic principle that a consecutive sentence should be imposed to the extent that it will result in a reasonable incremental penalty." See United States v. Margiotti, 85 F.3d 100, 105 (2d Cir. 1996) ("Section 5G1.3(c) simply does not require the use of any particular verbal formula or incantation.") (citing United States v. McCormick, 58 F.3d 874, 878 (2d Cir. 1995)); see also McCormick, 58 F.3d at 878 (affirming sentence where district court did not perform calculation under section 5G1.3(c) on the record, but computation was before the court in the parties' written submissions); United States v. Lagatta, 50 F.3d 125, 128 (2d Cir. 1995) ("[T]he commentary [does not] require that the district court expressly demonstrate that it engaged in the multi-count analysis."). Without addressing whether the sentencing court should have expressed its intentions differently, it is apparent that the sentencing court used the language it did, "concurrently" and "credit for time served," to indicate its exercise of discretion under section 5G1.3(c) and Application Note 3.10As the Court of Appeals for the First Circuit observed in similar circumstances, District judges normally deliver their decisions on sentencing from the bench, just after, and sometimes in the course of, the presentation of numerous arguments and even evidence as to the permissible range and proper sentence. These often spontaneous remarks are addressed primarily to the case at hand and are unlikely to be a perfect or complete statement of all of the surrounding law. What the district judge said here was entirely adequate as directed to the present case.United States v. Saldana, 109 F.3d 100, 104 (1st Cir. 1997). Neither precedent nor logic dictates that Rios serve an additional 22 months on his federal sentence simply because the court did not state explicitly its reliance on section 5G1.3(c) and Application Note 3, given the overall context in which the court imposed the sentence and the information before the court at that time.11In reaching our conclusion, we have considered but rejected the BOP's arguments on this point. It contends first that the sentencing court's reference to the award of "credit for time served" should be considered as nothing more than a direction or non-binding recommendation to the BOP to award pre-sentence credit that it deemed appropriate. Br. at 22-23; app. at 48, 51; see United States v. Pineyro, 112 F.3d 43, 46 (2d Cir. 1997) (order appealed from was only a non-binding recommendation that BOP not credit prisoner with time he spent in state custody, but recommendation was not contained in district court's judgment of conviction and sentence). Alternatively, the BOP asserts that the portion of the judgment directing that Rios receive credit for time served should be considered "surplusage and ineffective" because it usurps the authority granted to the BOP to determine pre-sentence credit. Reply Br. at 7 n.2.As to the first contention, we believe that we must view the sentencing court's language in the context of the overall proceeding. Given the fact that the government raised the concept of a concurrent sentence in the January 31, 1994 letter, and that Rios's attorney at the sentencing hearing did so as well, the court's reference to "credit for time served," while ambiguous, was not, as the government suggests, merely a non-binding direction or recommendation to the BOP to award credit under section 3585(b) that the BOP deemed appropriate. We recognize that the term "credit" is used in Chapter 227 of Title 18 as a "term of art" to describe a potential benefit allowed a defendant by the BOP in its role as the agency charged with determining when the federal sentence imposed by the sentencing court is satisfied. See Dorsey, 166 F.3d at 564- 65 (Stapleton, J., concurring). In this case, however, it appears that the sentencing court simply used that term of art slightly imprecisely, which, as the circumstances in Dorsey reveal, cannot be considered an unprecedented occurrence. See id. (Stapleton, J., concurring) ("I write separately to note that much of the conflict which the government perceives between S 3585(b) and Application Note 2 to U.S.S.G. S 5G1.3(b) is attributable to its use of the word "credit" to refer to two distinct benefits that a convicted defendant may receive.").It cannot be argued successfully that the use of the phrase "credit for time served" by the sentencing judge only can be interpreted to mean that the court directed the BOP to do what it is statutorily required to do, nor can it be viewed in this context as a non-binding recommendation. This is especially so in view of the fact that under the plain language of section 3585(b), which we will explore in greater detail below in Part B of this section, the BOP would not be required to award Rios with credit on his federal sentence for the 22-month period at issue. In these circumstances, if we adopted the BOP's interpretation, the sentencing court's direction or non-binding recommendation would have been of little significance or more likely would have been totally meaningless.We find equally without merit the BOP's alternative argument that we should disregard the sentencing court's provision for "credit for time served" as mere "surplusage and ineffective." Reply Br. at 7 n.2; app. at 51. The BOP premises its assertion in this regard on its belief that the sentencing court's use of that phrase was an attempt to award sentencing credit under section 3585(b) in violation of the Supreme Court's holding in United States v. Wilson, 503 U.S. 329, 112 S.Ct. 1351 (1992). There the Supreme Court held that the Attorney General (by way of delegation to the BOP) rather than the sentencing court has the authority to award credit to a federal prisoner for time served before federal sentencing pursuant to section 3585(b). See id. at 334-35, 112 S.Ct. at 1354-55.The problem with the BOP's interpretation, however, is that it does not account for our alternative interpretation of the district court's imposition of a 90-month sentence in conjunction with its use of the phrase "credit for time served." As we explained above, the use of the two phrases in combination expresses the sentencing court's intention to impose an adjusted federal sentence under section 5G1.3(c) that was to be served concurrently with the remainder of the unexpired state sentence. As is evident from our prior discussion, we find that the sentencing court interpreted section 5G1.3(c) and Application Note 3 as permitting it to impose such a sentence, and that the language it used effectuated the court's intent in that regard. Thus, because the BOP's argument hinges on its interpretation of the language as an award of credit under section 3585(b), rather than an application of section 5G1.3(c) and Application Note 3, we reject its argument that the credit for time served language is "surplusage and ineffective."Moreover, the BOP's argument fails in light of our opinion in Dorsey which recognized that neither the enactment of section 3585(b) nor the Supreme Court's ruling in Wilson limited the sentencing court's authority to apply section 5G1.3 and impose a concurrent sentence to the extent appropriate. See Dorsey, 166 F.3d at 561 (noting that Wilson did not apply because "it did not deal with the situation of a federal court exercising its discretion to impose a concurrent sentence and how to make that sentence truly concurrent to a sentence for a related offense, the subject of application note 2 [to U.S.S.G. S 5G1.3(b)]"); see also Kiefer, 20 F.3d at 876 ("[W]e find nothing in Wilson suggesting that the Attorney General's authority under S 3585(b) limits a sentencing court's power to apply S 5G1.3 of the Guidelines.").While Dorsey involved a challenge to the validity of Application Note 2 and section 5G1.3(b), the same rationale applies to the court's exercise of discretion to impose a concurrent sentence under section 5G1.3(c) and Application Note 3. To be sure, an application of section 5G1.3(b) or (c) and the commentary by the sentencing court, and the award of sentencing credit by the BOP under section 3585(b), may result in the same benefit to the defendant. Nevertheless, that the same outcome may be obtained either way does not alter the fact that the two benefits bestowed are distinct, and the Supreme Court's opinion in Wilson only meant to refer to the award of sentencing credit under section 3585(b) when it determined that the power to award that credit was entrusted exclusively to the BOP. See Dorsey, 166 F.3d at 564-65 (Stapleton, J., concurring) ("We agree with the Eighth and Ninth Circuits Courts of Appeal that the Supreme Court in Wilson was referring to the latter form of benefit [an award of sentencing credit under section 3585(b)] when it held that only the [BOP] is authorized . . . to `give credit' against a previously imposed sentence.").We therefore reject the BOP's argument that we should view the "credit for time served" portion of the judgment as "surplusage and ineffective" because the argument rests on the faulty premise that the sentencing court intended to award credit under section 3585(b). Because we have determined that the language "credit for time served" demonstrates the sentencing court's intention to fashion an appropriate sentence under section 5G1.3(c) and Application Note 3 by considering the 22 months served as part of the federal sentence, which we consider distinct from credit under section 3585(b), we conclude that the BOP's position is incorrect. See United States v. Drake, 49 F.3d 1438, 1440 (9th Cir. 1995) ("As the Court in Wilson explained, `[a]fter a District Court sentences a federal offender, the Attorney General, through the Bureau of Prisons, has the responsibility for administering the sentence.' . . . Such language presumes that the district court will first sentence the offender--applying the relevant Sentencing Guidelines--before credit determinations shall be made by the Bureau of Prisons.") (citation omitted).We hold that the BOP's failure to implement the sentence imposed by the sentencing court mandates habeas corpus relief under section 2241. See United States v. Williams, 158 F.3d 736, 742 (3d Cir. 1998) (finding without merit federal defendant's motion pursuant to 28 U.S.C.S 2255 based upon his belief that the BOP would not honor district court's sentencing order and stating that "in the unlikely circumstance that the [BOP] does not honor the district court's intention, [petitioner] will be free to seek relief under 28 U.S.C. 2241"); see also Gomori v. Arnold, 533 F.2d 871, 874-75 (3d Cir. 1976) (holding that where prisoner seeking federal habeas corpus relief challenges effect of events "subsequent" to his sentence, habeas corpus remedy is appropriate rather than motion pursuant to 28 U.S.C. 2255). Although our analysis of the legal issues the petition has raised differs from that of the district court, we ultimately agree with its original conclusion in Rios I that allowing the 22-month adjustment effectuates the intent of the sentencing court. Thus, we will affirm the district court's order granting the petition and its direction to the BOP to credit Rios with the 22 months he spent in detention prior to the imposition of sentence on his federal convictions.B.Notwithstanding our affirmance of the district court's orders granting Rios habeas corpus relief, inasmuch as it appears that the district court's application of section 3585(b) raises an issue of first impression in this circuit, we will address its interpretation of that provision. In both of its opinions, the district court essentially carved an exception to the plain language of section 3585(b) so as to award Rios a 22-month credit against his federal sentence, so that his sentence was, in effect 68 months. In its original memorandum and order, the district court relied on the Court of Appeals for the First Circuit's decision in Benefield as espousing the correct approach in determining if pre- sentence credit under section 3585(b) is warranted even in circumstances indicating that credit already had been awarded against another sentence. See Rios I, 29 F. Supp.2d at 235 (citing Benefield, 942 F.2d at 66-67). In its second memorandum and order, it retreated from its reliance on Benefield, explaining that it had been under the impression originally that Rios's state and federal offenses were related such that there was a basis for the application of U.S.S.G. S 5G1.3(b). See Rios II, 34 F. Supp.2d at 269.12 But because the district court on reconsideration recognized that the sentencing court did not apply section 5G1.3(b) or its concept in awarding concurrent sentences with "credit for time served," the district court found that the reasoning in Benefield did not apply. See Id. The district court nonetheless found that under the Court of Appeals for the Tenth Circuit's reasoning in Brown II, the length of Rios's pre-sentence custody required a departure from the general rule prohibiting credit on a federal sentence for time spent serving a state sentence. See id. at 269-70 (citing Brown II, 28 F.3d at 1075). In this appeal, the BOP argues that the district court's analysis of the crediting issue was incorrect in both opinions, and it contends specifically that the general rule prohibiting double credit should apply in this case. Accordingly, in its view the 22-month time period at issue should not be credited against Rios's federal sentence under section 3585(b).The BOP's position is premised on the plain language of the last clause of section 3585(b). As we previously mentioned, section 3585(b) (emphasis added) provides: (b) Credit for prior custody.--A defendant shall be given credit toward the service of a term of imprisonment for any time spent in official detention prior to the date the sentence commences - (1) as a result of the offense for which the sentence was imposed; or (2) as a result of any other charge for which the defendant was arrested after the commission of the offense for which the sentence was imposed;that has not been credited against another sentence.The courts have construed the last clause of section 3585(b) as limiting an award of credit for time served prior to the imposition of a federal sentence under section 3585(b) to instances where the time period was not spent in service of a previously imposed sentence and thus had not been credited against that earlier sentence. In other words, the majority of courts addressing this issue have determined that section 3585(b) generally prohibits an award of "double credit." See, e.g., Chambers v. Holland, 920 F. Supp. 618, 623 (M.D. Pa.) ("The relief which petitioner seeks, i.e., to be given credit on his federal sentence for time served on [an ad prosequendum] writ issued by the federal court while he remained in the primary custody of the state, is inconsistent with federal law. Section 3585 does not permit credit on a federal sentence for time served and credited against another sentence."), aff'd,Try vLex for FREE for 3 days
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