Federal Circuits, 5th Cir. (September 29, 1969)
Docket number: 25551
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U.S. Supreme Court - Miranda v. Arizona, 384 U.S. 436 (1966)
U.S. Supreme Court - Glasser v. United States, 315 U.S. 60 (1942)
Thomas S. Biggs, Jr., Jacksonville, Fla., for appellant.
Edward F. Boardman, U. S. Atty., Gary B. Tullis, Asst. U. S. Atty., Jacksonville, Fla., for appellee.Before WISDOM, GODBOLD and SIMPSON, Circuit Judges.SIMPSON, Circuit Judge:Bendelow appeals from a judgment of conviction and sentence to confinement for five years following a jury verdict of guilty. He was charged by a single count information with violation of the Dyer Act, Title 18, U.S.C. § 2312, for the interstate transportation on or about September 16, 1967, of a stolen 1960 white Cadillac convertible, from Emigrant Gap, California to the Middle District of Florida.He seeks reversal of his conviction on several grounds of asserted error: (1) failure of the government to prove the essential elements of the offense, (2) because the jury was allowed to consider evidence which was not the best evidence as to identification of the vehicle, as well as evidence which resulted from an "in-custody interrogation" in which Bendelow was not warned of his rights, (3) because the government was permitted over objection to cross-examine him improperly concerning prior felony convictions and (4) finally, because his representation by court-appointed counsel was so ineffective as to deprive him of his constitutional right to counsel.We are not persuaded that prejudicial error occurred in any or either of the particulars claimed and accordingly affirm the judgment below.Inasmuch as the sufficiency of the evidence to sustain conviction is involved in appellant's first point, we state the facts brought out in the evidence in the light most favorable to the appellee. Glasser v. United States, 315 U.S. 60, 62 S.Ct. 457, 86 L.Ed. 680 (1942).Mrs. Maria Lekas during the late summer of 1967 was temporarily taking care of a retail grocery store and filling station for her hospitalized brother, and for this reason residing temporarily in Emigrant Gap, California, deep in the Sierra Nevada Mountains between Sacramento and Reno. About a block from her abode was the Rancho Sierra Lodge, a small hotel. It contained a bar where she frequently spent the evening hours. The recreational facilities of Emigrant Gap appear to have been severely limited. After such evenings, Lekas often walked home and left her 1960 white Cadillac convertible in the well-lighted lodge parking lot to be retrieved the following morning.Bendelow came to work at the lodge bar as bartender the last week in August, 1967. He worked five evenings that week, during three of which Lekas was a customer in the bar. Such conversations as she had with Bendelow were casual, and she never gave him permission to use her car.1 Thursday night, August 31, 1967, while Lekas was talking to friends at the bar, Bendelow picked up her car keys which lay on the bar counter. Bendelow at trial insisted that he returned the keys, but Lekas testified that he kept them and that she received them from Florida when her car was returned to her.On Saturday night, September 2, Lekas parked her car in the Lodge parking lot as usual. She left her purse, containing a second set of keys in the car. At trial Lekas testified that she asked Bendelow Saturday night for the keys picked up from the counter earlier, and that he said he had returned them Thursday night. His trial testimony appears to be to the same effect. Saturday night Lekas again walked home, leaving the Cadillac in the lot. The following morning about eleven when she returned for it, the car was gone. Bendelow was also missing from the Lodge. She reported the car stolen to California authorities immediately. She next saw the car when it was returned to her from Florida. On September 16, 1967, Patrolman Hart of the Florida Highway Patrol stopped Bendelow on U.S. Highway 17 near Yulee, Florida. He was driving the Lekas Cadillac.2 When the trooper asked for identification, Bendelow displayed a California driver's license identifying him as Mario Persudo. The trooper's testimony as to what occurred at the time is detailed in Part II of this opinion.I.Bendelow argues that the trial judge should have granted his motions for judgment of acquittal because the government failed to prove each element of the offense, specifically that there was no evidence which connected him with Lekas' car. The facts recited above, in the text and in footnote 2, put this contention to rest. Despite the earnestness with which it is argued, it is groundless.Trooper Hart at trial identified Bendelow as the driver of the white 1960 Cadillac convertible stopped by him in Yulee, Florida on September 16. F.B.I. Special Agent King testified that as a result of a communication from the Florida Highway Patrol he examined a car at Yulee, a 1960 white Cadillac convertible, license tag NCZ 333, vehicle identification number 60F025334; that as a result of this examination he communicated with his California office, and as a result of that communication proceeded to the Nassau County Jail (Yulee is in Nassau County, Florida) where he found the appellant Bendelow and interviewed him. The license tag quoted by King differed by one letter, the substitution of Z for V, from the one quoted by Trooper Hart; both the tag number and identification number quoted by King were identical to those shown on the California registration produced by Lekas at trial and received in evidence as a government exhibit.Bendelow contradicted much of the government testimony. He was insistent in his assertions that he had Lekas' permission to use her car to drive east to New York State. But legitimate credibility choices are for juries, not for appellate courts. Taking the view of the testimony most favorable to the government, as we must,3 we find it amply sufficient to sustain the guilty verdict below.II.Bendelow's next contention is that certain evidence submitted to the jury was the result of an "in-custody interrogation" in which the required warnings of Miranda v. State of Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), were not given. Upon receiving information from the Georgia Highway Patrol that the driver of a Cadillac convertible with a certain license number had threatened a service station attendant in Georgia when the attendant had refused to honor a credit card, Patrolman Hart stopped the Cadillac near Yulee, Florida, and asked the driver, Bendelow, for his driver's license and automobile registration. After Bendelow got out of the automobile, at Hart's request, Hart noticed that the name on the driver's license had been altered by changing Maria to Mario,4 and that the identifying photograph on the license was glued over the picture of a woman. The license data as to age, height and weight also appeared altered. When Bendelow was unable to give a satisfactory explanation of the alteration and pictures, Hart placed him under arrest for unlawfully displaying the driver's license of another and took him to the Nassau County Jail at Fernandina. After the F.B.I. learned that the automobile was stolen, Bendelow was charged with violation of the Dyer Act.At trial, Hart testified only to the number on the license tag, the presence of Bendelow in the automobile and the name, Mario Persudo, which appeared on the driver's license displayed by Bendelow. At this point in Hart's testimony, the jury was excused. The circumstances of the arrest just set forth were related only as a proffer of proof, in the jury's absence. The trial judge allowed no testimony from Hart concerning the alterations or any statements made by Bendelow concerning them, ruling that such testimony would run afoul of Miranda v. Arizona, supra, and Fendley v. United States, 5 Cir. 1967, 384 F.2d 923. Bendelow contends that testimony concerning the tag number, his presence in the automobile and the name on the driver's license was submitted to the jury in violation of Miranda. We disagree. Our case of Jennings v. United States, 5 Cir. 1968, 391 F.2d 512, is controlling. In Jennings, a Fort Pierce, Florida police officer was informed by someone (reliability not stated) that a certain 1962 Chevrolet Impala with a red stripe painted on it and bearing South Carolina license number E13-133, 1966 was a stolen car. He set out to look for it, and had spotted it near a beer and wine joint called "Across the Ditch" when Jacob Jennings came out of the establishment and asked "What do you want? What's the matter?" When asked by the officer if he was the driver of the car, Jennings said "Yes", and when the officer asked if he had a driver's license he also said "Yes", and handed the officer a South Carolina driver's license bearing the name James Campbell, and describing a man 5 feet 11 inches in height and 49 years of age. Jennings appeared to the officer to be in his twenties and was much shorter than five eleven, so the officer asked for the registration for the car. This was produced and was also in the name of James Campbell, describing the car as a 1962 Chevrolet, South Carolina license number E13-133. The officer then arrested Jennings but told him he would not question him further until he got to the police station. In disposing of a contention that this testimony was custodial interrogation, inadmissible under Miranda, supra, we said:"It is now urged that before officer Blakely could ask Jennings his name or take his driver's license or ask for the automobile registration papers he was required to warn him of his constitutional rights in the manner required by Miranda v. State of Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694, 10 A.L.R.3d 974 (1966). * * *"We are of the opinion that under the circumstances of this case Miranda did not require a warning from the officer prior to the arrest. This was not custodial interrogation."[1] The appellant, a grown man, with at least one prior unfortunate experience with the law, approached the officer and opened the episode by asking what the matter was, what the officer wanted. When the officer asked him for the driver's license and the registration papers, he freely handed them over, after first identifying himself by the name which he knew appeared on those papers. There was nothing forced or coercive about this, unless it can be said that even when a traffic officer stops an automobile on the highway he must first give the Miranda warnings before he can ask the name of the driver and request production of a driver's license. Evidently, the officer was not satisfied about the reliability of his information as to the white car bearing the red stripe until an individual voluntarily confronted him and said he was the driver but produced papers which clearly belonged to someone else. This case is perfectly analogous to the factual situation in Evans v. United States, 5 Cir. 1967, 377 F.2d 535, except in that case the F.B.I. agents sought out the subject in her own home. We held that there was no custodial interrogation and that Miranda did not apply." (Footnotes omitted)The Florida Highway Patrol is authorized by law to stop automobiles and check licenses.5 Hart testified, out of the presence of the jury, that he had no authority to hold Bendelow regarding the alleged Georgia offense, and that Bendelow would have been free to go had the license not been altered.6 We agree with the trial judge that after Hart discovered the alterations in the license the investigation focused upon Bendelow and a Miranda warning was in order before any statement by Bendelow would be admissible. Prior to that time no warning was required because there was no "in-custody interrogation" as prohibited by Miranda and its progeny including Fendley, supra. See Jennings v. U. S., supra, Evans v. United States, 5 Cir. 1967, 377 F.2d 535. It was not error to refuse to strike the trooper Hart's testimony given before the jury.Bendelow further contends on brief that reception of the officer's testimony in lieu of requiring production of the driver's license itself violated the "best evidence" rule. No objection on this ground was made at trial and the error, assuming error was present, was not "plain error" requiring our notice under Rule 52(b), Federal Rules of Criminal Procedure. It is pertinent to add that pursuit of the matter by voir dire for the purpose of objection would doubtless have disclosed whether the Trooper had retained the document and could produce it, whether representatives of the prosecution had custody of it, or whether it was returned to the defendant and was thus protected from coerced production by him under the Fifth Amendment. We are left to speculation as to the result of such an evidentiary excursion. Error is not demonstrated.III.Bendelow also insists that the government was allowed to cross-examine him improperly concerning prior felony convictions and particularly convictions under the Dyer Act. During cross-examination Bendelow was interrogated as follows:"Question: Mr. Bendelow have you ever been convicted of a felony?"Bendelow's counsel objected after which an extended discussion was held out of the presence of the jury concerning the propriety of the question. After this discussion was concluded the jury returned and the interrogation continued as follows:"Question: Mr. Bendelow, have you ever been convicted of a crime involving transportation of a motor vehicle in interstate commerce, knowing the vehicle to have been stolen?Answer: I was convicted of a charge of transporting a motor vehicle which was reportedly stolen, but at the time I transported it, I didn't know it was stolen. It was leased from a car rental agency in Chicago, Illinois, and subsequently taken out of the state and an arrest made.Question: How many times were you convicted of it?Answer: There were two occasions.Question: You were convicted of transporting another motor vehicle?Answer: This is true.Question: ? in interstate commerce?"After closing arguments had been completed, the trial judge charged the jury as follows:"Evidence of a defendant's previous conviction of a felony is to be considered by the jury only insofar as it may affect the credibility of the defendant as a witness and must never be considered as evidence of guilt of the crime for which the defendant is on trial."We reject Bendelow's contention that the interrogation concerning prior convictions was prejudicial and improper. His testimony was in direct conflict on numerous critical points, including the owner's consent to use the vehicle, with that of Lekas, the owner. When Bendelow took the stand he was subject to impeachment to the same extent as any other witness.7With respect to the crucial matters in dispute the jury was required to accept as credible either the testimony of Bendelow or the testimony of Lekas. Proof of prior convictions is of course one of the primary accepted means of impeaching the credibility of a witness, including the defendant in a criminal case.8In Beaudine v. United States, 1966, 368 F.2d 417, in dealing with the scope of such cross-examination of the principal government witness as to prior convictions we pointed out, 368 F.2d at page 421, that "the one attacking credibility was entitled, at least in the first instance, to establish the number of convictions, the nature of each of the crimes charged, the date and time of each conviction".In overruling objections to the examination of Bendelow quoted above, the trial judge stated expressly that he was relying on Beaudine as the basis for his ruling. It is to be noted that the cross-examination of appellant did not extend to the outer limits of permissibility set out in Beaudine.Nonetheless Bendelow's counsel strenuously argued on brief and in oral argument that the fact that the two prior convictions brought out were Dyer Act convictions resulted in undue prejudice to Bendelow. He urges that Beaudine was improperly followed as authority below since the witness under impeachment in Beaudine was a government witness, whereas here the defendant was the witness whose credibility was thus attacked. The argument goes that the identity of the nature of the prior offenses with the offense on trial necessarily resulted in ineradicable prejudice in the minds of the jury out of all proportion to the materiality of the testimony to the issue of credibility as to which it was received. It is contended further that the court's salutary sua sponte warning quoted from the general charge, supra, page 10, was insufficient to sanitize the minds of the jury of the prejudice thus planted.The argument is entirely ad hominem. No authority was cited on brief for this proposition and counsel admitted at oral argument that he had found none. The rather meager authority found by our research is to the contrary. See McCormick on Evidence, (1954 Edition) Sec. 43, pages 93 and 94. Professor McCormick says, op. cit., page 94, after outlining the problem of the likelihood of prejudicing the rights of an accused by such impeachment:"Where does the balance of justice lie? Most prosecutors would say with much force that it would be unfair to permit the accused to appear as a witness of blameless life, and this argument has generally prevailed". (Emphasis added)The author goes on to point out that England and Pennsylvania by statute, and the Uniform Rules of Evidence shield the accused who takes the stand from such examination under certain circumstances. Professor McCormick ends his discussion by suggesting that, on balance, this is a more just, humane and expedient view than the prevailing practice. See also, generally, 29 Am.Jur.2nd, Evidence, Sec. 327, page 378, Wharton's Criminal Evidence, Volume 3, Sec. 946, page 383.The practice of permitting such cross-examination has prevailed heretofore in this Circuit, although the cases to this effect dealing with prior convictions for similar offenses are few in number, and the point has not been squarely presented on the issue of undue prejudice. Typical of our prior cases are the following:In Newman v. United States, 5 Cir. 1955, 220 F.2d 289, the conviction below was for a liquor law violation. During cross-examination, the prosecutor questioned the appellant at length about prior liquor law convictions, and this was permitted over objection that appellant's character was not in issue and that the information was not impeaching of any evidence given on direct. We disposed of this contention as follows:"[1] Appellant had, of course, testified as to facts tending to exonerate himself of the charges, and his credibility as a witness was certainly in issue. The evidence of prior convictions was restricted in the offer and in the charge to impeachment of appellant's credibility, and was admissible for that purpose." (Footnote omitted)In Daniel v. United States, 5 Cir. 1959, 268 F.2d 849, the appellant charged with a liquor law violation was asked on cross-examination about an earlier liquor law conviction in 1946, 12 years prior to trial. There the objection, on the ground of remoteness in time was made at the time of submission of the case to the jury, rather than when the question was asked. The conviction was affirmed.In Kemp v. Government of Canal Zone, 5 Cir. 1948,Try vLex for FREE for 3 days
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