Federal Circuits, 11th Cir. (November 07, 1983)
Docket number: 82-5693
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U.S. Supreme Court - Rhodes v. Chapman, 452 U.S. 337 (1981)
U.S. Supreme Court - Metromedia, Inc. v. San Diego, 453 U.S. 490 (1981)
U.S. Supreme Court - United States v. Bailey, 444 U.S. 394 (1980)
U.S. Supreme Court - Bell v. Wolfish, 441 U.S. 520 (1979)
U.S. Supreme Court - Zablocki v. Redhail, 434 U.S. 374 (1978)
Richard A. Belz, Fla. Instit. Legal Services, Inc., Gainesville, Fla., for petitioner-appellant.
Gerald B. Curington, Asst. Atty. Gen., Dept. of Legal Affairs, Tallahassee, Fla., for respondent-appellee.Appeal from the United States District Court for the Middle District of Florida.Before KRAVITCH, HENDERSON and ANDERSON, Circuit Judges.R. LANIER ANDERSON, III, Circuit Judge:Appellant Ronald Bradbury, an inmate in the Union Correctional Institution of the Florida prison system, challenges the constitutionality of Rule 33-3.13, a regulation promulgated by appellee Louie L. Wainwright and the Florida Department of Corrections. Rule 33.3-13 regulates inmate marriages. The Rule provides in pertinent part: (1) The following inmates are not permitted to marry: (a) Inmates under sentence of death. (b) Inmates under sentence of life imprisonment and required to serve no less than twenty-five (25) years before becoming eligible for parole, except they may marry if they become eligible under sub-section (2)(c). (c) Inmates to prisoners as defined in Sec. 944.02(5), Fla.Stat. (2) Marriage of other inmates is permitted for inmates meeting one of the criteria below: (a) In the event of a current pregnancy where both the inmate and the proposed spouse acknowledge they are the expected parents of a child. (b) To legitimatize a child already born. (c) If the inmate's release date can be determined definitely to be within one (1) year and the inmate is a participant in the community release and furlough program.Rule 33.3-13,1 Record on Appeal at 44. During his incarceration, Bradbury has been visited by Vivian Sapp, a non-inmate, and they agreed to marry. Bradbury requested the Department of Corrections to grant permission for him to marry Sapp. Pursuant to Rule 33.3-13, the Department denied Bradbury's request. Bradbury filed this action based on 42 U.S.C.A. Sec. 1983 (West 1981) seeking a declaratory judgment and injunctive relief. Reviewing cross-motions for partial summary judgment, the district court entered summary judgment for defendant-appellee Wainwright. In this appeal, Bradbury argues that Rule 33.3-13 deprives him of rights guaranteed by the First Amendment and the Fourteenth Amendment's due process clause. After reviewing the record, we have concluded that summary judgment was inappropriate. Thus, we reverse the district court's judgment, 538 F.Supp. 377, and remand for further proceedings in light of this opinion.At the outset, we consider Bradbury's attempt to denigrate Rule 33-3.13 as an administrative regulation unauthorized by the Florida state legislature. Bradbury claims that the Department of Corrections should not be able to prohibit the marriage in the absence of a specific grant of statutory authority enabling the Department of Corrections to promulgate such a rule. This argument is untenable, however, because the First District Court of Appeal of Florida has already held that the Department of Corrections had statutory authority to promulgate Rule 33-3.13. Department of Corrections v. Roseman, 390 So.2d 394, 397 (Fla.Dist.Ct.App.1980), petition for rev. denied sub nom., Holden v. Florida Department of Corrections, 397 So.2d 778 (Fla.1981). The Roseman opinion relies on Fla.Stat.Ann. Sec. 20.315 (West Supp.1982) (creation of the Department of Corrections) and Fla.Stat.Ann. Sec. 944.09 (West Supp.1982) (supervision of offenders; rules and regulations). 390 So.2d at 397. In the absence of any persuasive indication that the state supreme court would hold otherwise, intermediate state appellate court decisions, such as Roseman, must be taken to reflect a valid interpretation of state law. Flintkote Co. v. Dravo Corp., 678 F.2d 942, 945 (11th Cir.1982); Allen v. A.G. Edwards & Sons, Inc., 606 F.2d 84, 87 (5th Cir.1979).2 Our reliance upon the Roseman decision is buttressed by the fact that the Florida Supreme Court declined an opportunity to review the Roseman decision. See West v. American Telephone & Telegraph Co., 311 U.S. 223, 237, 61 S.Ct. 179, 183, 85 L.Ed. 139 (1940) (an intermediate state appellate court's judgment "is a datum for ascertaining state law ... the more so where, as in this case, the highest court has refused to review the lower court's decision in one phase of the litigation which is now prosecuted by the same parties before the federal court"). Hence, we will not draw any constitutionally significant distinction from the fact that Rule 33-3.13 is an administrative regulation rather than a legislative enactment.The parties also dispute the nature of the right to marry. In evaluating their arguments, it is important to note the precise nature of Bradbury's request for permission to marry. Bradbury, according to his attorney, is willing to forego any claim to the usual incidents of marriage--cohabitation, sexual intercourse, procreation, and child-rearing. All Bradbury seeks is permission to marry Vivian Sapp in a simple ceremony officiated by a notary public. Thus, Bradbury relies upon "the fundamental character of the right to marry," Zablocki v. Redhail, 434 U.S. 374, 386, 98 S.Ct. 673, 681, 54 L.Ed.2d 618 (1978), insofar as it relates to his decision to enter into the marital relationship. "[A]n individual's 'freedom of personal choice in matters of marriage and family life' " is "central" among due process liberties. City of Akron v. Akron Center for Reproductive Health, Inc., --- U.S. ----, ----, 103 S.Ct. 2481, 2490, 76 L.Ed.2d 687 (U.S.1983) (quoting Roe v. Wade, 410 U.S. 113, 169, 93 S.Ct. 705, 735, 35 L.Ed.2d 147 (1973) (Stewart, J., concurring)). This freedom of choice extends to an individual's personal decision to enter into a marital relationship. Zablocki v. Redhail, 434 U.S. at 384-86, 98 S.Ct. at 680-81; Loving v. Virginia, 388 U.S. 1, 87 S.Ct. 1817, 18 L.Ed.2d 1010 (1967). But, of course, the right to marry is not unfettered. Marriage and domestic relations have been regarded "as a virtually exclusive province of the States." Sosna v. Iowa, 419 U.S. 393, 404, 95 S.Ct. 553, 559, 42 L.Ed.2d 532 (1975). In addition to regulating the procedures, duties, and rights stemming from marriage, state regulations have absolutely prohibited certain marriages, such as result by incest, bigamy, or homosexuality. See Zablocki v. Redhail, 434 U.S. at 399, 98 S.Ct. at 688 (Powell, J., concurring).Bradbury's request to marry must be considered in the special context in which it arises--the prison system. "Lawful incarceration brings about the necessary withdrawal or limitation of many privileges and rights, a retraction justified by the considerations underlying our penal system." Jones v. North Carolina Prisoners' Labor Union, Inc., 433 U.S. 119, 125, 97 S.Ct. 2532, 2537, 53 L.Ed.2d 629 (1977) (quoting Price v. Johnston, 334 U.S. 266, 285, 68 S.Ct. 1049, 1060, 92 L.Ed. 1356 (1948)). Yet, "prisoners do not forfeit all constitutional protections by reason of their conviction and confinement in prison." Bell v. Wolfish, 441 U.S. 520, 545, 99 S.Ct. 1861, 1877, 60 L.Ed.2d 447 (1979); Wolff v. McDonnell, 418 U.S. 539, 555-56, 94 S.Ct. 2963, 2974-75, 41 L.Ed.2d 935 (1974). In the setting of a prison, there must be "mutual accomodation" between the penal institution's legitimate needs and goals and the prisoner's retained constitutional rights. Bell v. Wolfish, 441 U.S. at 546, 99 S.Ct. at 1877; Wolff v. McDonnell, 418 U.S. at 556, 94 S.Ct. at 2975. In short, "a prisoner loses only those rights that must be sacrificed to serve legitimate penological needs." United States v. Lilly, 576 F.2d 1240, 1244 (5th Cir.1978); see Pell v. Procunier, 417 U.S. 817, 822, 94 S.Ct. 2800, 2804, 41 L.Ed.2d 495 (1974).Neither the Supreme Court3 nor this circuit has developed a specific standard of review for prison regulations governing inmate marriages.4 After reviewing related cases, we have concluded that there are two major Supreme Court decisions which suggest the appropriate standard for this case. The first is Procunier v. Martinez, 416 U.S. 396, 94 S.Ct. 1800, 40 L.Ed.2d 224 (1974), which considered the constitutionality of prison regulations relating to censorship of prisoner mail. Martinez set out a two-part test. First, the prison regulation must further "an important or substantial governmental interest." Id. 416 U.S. at 413, 94 S.Ct. at 1811. Second, the regulation's restrictions "must be no greater than necessary or essential to the protection of the particular governmental interest involved." Id. at 413, 94 S.Ct. at 1811. Applying this standard in Martinez, the Supreme Court ruled that the Department of Corrections "failed to show that the broad restrictions on prisoner mail were in any way necessary to the furtherance of a governmental interest unrelated to the suppression of expression." 416 U.S. at 415, 94 S.Ct. at 1812. A regulation banning expression of inflammatory, political, racial, and religious views was struck down because it was "not narrowly drawn to reach only material that might be thought to encourage violence nor [was] its application limited to incoming letters." 416 U.S. at 416, 94 S.Ct. at 1812.The second Supreme Court decision illuminating the appropriate standard of review is Jones v. North Carolina Prisoners' Labor Union, Inc., 433 U.S. 119, 97 S.Ct. 2532, 53 L.Ed.2d 629 (1977). In that case, the North Carolina Department of Corrections prohibited inmates from soliciting other inmates to join the Prisoners' Union, barred Union meetings, and declined to deliver Union literature mailed in bulk. The Union claimed that the Department's actions violated the First and Fourteenth Amendments, but the Supreme Court upheld the prison regulations. The Court decided that "[t]he ban on inmate solicitation and group meetings ... was rationally related to the reasonable, indeed to the central, objectives of prison administration," 433 U.S. at 129, 97 S.Ct. at 2539, the restrictions on bulk mailings were "reasonable," 433 U.S. at 130, 97 S.Ct. at 2540, and that "First Amendment associational rights ... must give way to the reasonable considerations of penal management." 433 U.S. at 132, 97 S.Ct. at 2541.Although it has been argued that the Jones Court applied a new and different standard than that applied in Martinez,5 and although we concede some tension between the two decisions, we are not prepared to say that the standards cannot be reconciled. As we view Jones, the Supreme Court did follow the Martinez two-part test. Jones added a gloss on the first part of the test: a regulation will be taken to further a substantial governmental interest if it is rationally related to that interest. 433 U.S. at 129, 97 S.Ct. at 2539. Also, Jones did not overlook the second part of the test; the Court concluded that the regulations were "drafted no more broadly than they need be to meet the perceived threat." 433 U.S. at 133, 97 S.Ct. at 2541.Both Martinez and Jones accord substantial deference to prison officials' decisions. Procunier v. Martinez, 416 U.S. at 405, 94 S.Ct. at 1807; Jones v. North Carolina Prisoners' Labor Union, Inc., 433 U.S. at 126, 97 S.Ct. at 2538. Martinez spelled out the reasons underlying this deference:[C]ourts are ill equipped to deal with the increasingly urgent problems of prison administration and reform. Judicial recognition of that fact reflects no more than a healthy sense of realism. Moreover, where state penal institutions are involved, federal courts have a further reason for deference to the appropriate prison authorities.416 U.S. at 405, 94 S.Ct. at 1807 (footnote omitted). In Jones, the district court had noted that, while the prison officials "sincerely believed that the very existence of the Union will increase the burdens of administration and constitute a threat to essential discipline and control," the district court was nonetheless "unable to perceive why it is necessary or essential to security and order in the prisons to forbid solicitation of membership in a union permitted by the authorities." Jones v. North Carolina Prisoners' Labor Union, Inc., 433 U.S. at 123-24, 97 S.Ct. at 2536-37. On appeal, the Supreme Court stated:Without a showing that these beliefs were unreasonable, it was error for the District Court to conclude that appellants needed to show more. In particular the burden was not on appellants to show affirmatively that the Union would be "detrimental to proper penological objectives" or would constitute a "present danger to security and order." ...433 U.S. at 127-28, 97 S.Ct. at 2538-39 (citations omitted).In recognition of the judiciary's deference, the Supreme Court has repeatedly stated:Such considerations [of prison administration] are peculiarly within the province and professional expertise of corrections officials, and, in the absence of substantial evidence in the record to indicate that the officials have exaggerated their response to these considerations, courts should ordinarily defer to their expert judgment in such matters.Bell v. Wolfish, 441 U.S. at 547-548, 99 S.Ct. at 1878-1879 (quoting Pell v. Procunier, 417 U.S. at 827, 94 S.Ct. at 2806); see Jones v. North Carolina Prisoners' Labor Union, Inc., 433 U.S. at 128, 97 S.Ct. at 2539.Although deference to prison administrators is "wide-ranging," Jones v. North Carolina Prisoners' Labor Union, Inc., 433 U.S. at 126, 97 S.Ct. at 2538, courts are not required to abdicate their responsibility to redress constitutional violations. "When a prison regulation or practice offends a fundamental constitutional guarantee, federal courts will discharge their duty to protect constitutional rights." Procunier v. Martinez, 416 U.S. at 405-06, 94 S.Ct. at 1807-08. See Rhodes v. Chapman, 452 U.S. 337, 362, 101 S.Ct. 2392, 2407, 69 L.Ed.2d 59 (1981) (Brennan, J., concurring); United States v. Bailey, 444 U.S. 394, 419, 100 S.Ct. 624, 639, 62 L.Ed.2d 575 (1980) (Stevens, J., concurring) (courts should not give "undue deference to" prison officials' expertise); Goulden v. Oliver,Try vLex for FREE for 3 days
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