Federal Circuits, 9th Cir. (August 30, 1996)
Docket number: 95-55161
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Marjorie M. Mikels, Mikels & Associates, Upland, California, for plaintiff-appellant.
Matt H. Morris, Best, Best & Krieger, Rancho Mirage, California, for defendants-appellees The City of Needles, et al.Scott J. Grossberg and Susan M. Sharpless, Cihigoyenetche, Grossberg & Clouse, Ontario, California, for defendant-appellee Leroy Morgan.Appeal from the United States District Court for the Central District of California, Ronald S.W. Lew, District Judge, Presiding. D.C. No. CV-94-07404-RSWL.Before: HALL, O'SCANNLAIN and KLEINFELD, Circuit Judges.O'SCANNLAIN, Circuit Judge:We must decide whether an order dismissing a complaint without prejudice may be treated as an appealable final decision when the plaintiff fails to notify the district court of her intention to stand on the dismissed complaint.* At an October 4, 1993 meeting of the Needles City Council, Council member Ruth Lopez announced that she had been informed of possible hazardous waste dumping in the City of Needles sewer treatment plant.1 Lopez was asked to identify the source of her knowledge of the allegedly illegal dumping, but refused to do so.After the City Manager filed a police report asserting that Lopez had announced the existence of hazardous waste dumping into the City of Needles sewer treatment plant, sheriff Leroy Morgan questioned Lopez at her home. The sheriff requested that she divulge her sources to him, but Lopez refused to identify her informants.On October 15, 1993, the City held a special "Board of Inquiry" meeting. Lopez was subpoenaed to testify in a second Board of Inquiry meeting held on October 20, 1993, at which City Council members and Deputy City Attorney Michael Andelson questioned her. Lopez refused to name her sources and insisted that she had never asserted hazardous waste dumping existed, only that dumping existed. Lopez was also subpoenaed for an October 25, 1993 meeting, at which she again refused to disclose her informants. The City Council voted to prosecute her for violating the city charter by refusing to answer City Council inquiries and interfering with city administration. The City Council also voted to prosecute her civilly for contempt of court.The civil contempt action began on November 10, 1993, in state superior court, pursuant to Cal. Gov't Code § 37106 which requires a mayor to report to superior court the refusal of a subpoenaed person to testify before a legislative body. Lopez's attorney filed a motion to quash on the grounds that the superior court lacked jurisdiction, but the motion was denied as untimely. Lopez then filed a petition for writ of mandate with the Fourth District Court of Appeal, which was also denied.The superior court held a hearing on December 20 and 21, 1993, on the City Council's motion for an order compelling Lopez to disclose her informants. At the December 21 hearing, under threat of incarceration, Lopez finally disclosed the names of her sources. The City Council subsequently filed a motion for sanctions and reimbursement to the City for fees incurred during the civil contempt proceedings. The state court granted the motion in part, imposing $5,000 in sanctions jointly and severally upon Lopez and her attorney for "frivolous defense."The City ultimately dismissed its criminal action against Lopez. The City Council has refused to reimburse Lopez for attorneys' fees and costs incurred during the two state court proceedings.Lopez filed her first complaint in federal court on January 25, 1994, which was subsequently dismissed on her own motion. Immediately after being recalled from the City Council by the citizens of Needles, Lopez filed her second complaint on September 14, 1994, alleging that the City Council's investigations and court proceedings were part of a long-standing and involved campaign to intimidate and silence her as an elected official. Lopez further alleged that the City's actions were part of a cover-up of illegal waste disposal. She asked the court for declaratory, injunctive, and monetary relief under 42 U.S.C. 1983, 1985 and pleaded several pendent state law claims. The district court dismissed Lopez's complaint without prejudice (although certain claims were dismissed with prejudice) finding that no federal claim could be stated.Without further notice to the district court, Lopez filed this appeal.IIIf the order of dismissal did not constitute a "final decision" of the district court, we do not have jurisdiction over Lopez's appeal. 28 U.S.C. 1291."Ordinarily an order dismissing a complaint but not dismissing the action is not appealable under section 1291 unless circumstances make it clear that the court concluded that the action could not be saved by an amendment of the complaint." Hoohuli v. Ariyoshi, 741 F.2d 1169, 1171 n. 1 (9th Cir.1984). An order dismissing a complaint without prejudice may be final and appealable " 'if the plaintiff cannot cure the defect that led to dismissal or elects to stand on the dismissed complaint.' " Carson Harbor Village Ltd. v. City of Carson, 37 F.3d 468, 471 n. 3 (9th Cir.1994) (quoting McGuckin v. Smith, 974 F.2d 1050, 1053 (9th Cir.1992)); see also McCalden v. California Library Ass'n, 955 F.2d 1214, 1224 (9th Cir.), cert. denied,Try vLex for FREE for 3 days
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