Securities Enforcement 2015 Year-End Review

Published date04 February 2016
Law FirmShearman & Sterling LLP
AuthorStuart Baskin,K. Mallory Brennan,Brian Burke,Brian Calandra,Laura Caldwell,Johnston Chen,Matthew Craner,Agnès Dunogué,Stephen Fishbein,Jerome Fortinsky,Joseph Frank,Nathan Greene,Adam Hakki,Marion Harris,Jeffrey Hoschander,Andrew Huang,Dennis Kitt,Daniel Laguardia,Mark Lanpher,Christopher LaVigne,Christina Lee,Alexander Lopez,John Nathanson,Jeffrey Resetarits,Patrick Robbins,Gina Seong,Rebecca Shieh,Claudius Sokenu,Philip Urofsky
Subject MatterAdministrative Hearings,Chief Compliance Officers,Cybersecurity,Enforcement Statistics,Insider Trading,SEC,Securities Fraud,US v Newman,Whistleblowers

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