Securities Enforcement: 2016 Mid-Year Review
| Published date | 20 July 2016 |
| Law Firm | Shearman & Sterling LLP |
| Author | Stuart Baskin,K. Mallory Brennan,Brittany Brudnicki,Brian Burke,Brian Calandra,Johnston Chen,Matthew Craner,Agnès Dunogué,Erica Embree,Stephen Fishbein,Jerome Fortinsky,Joseph Frank,Nathan Greene,Adam Hakki,Jeffrey Hoschander,Benjamin Klebanoff,Daniel Laguardia,Mark Lanpher,Christopher LaVigne,Grace Lee,Alexander Lopez,John Nathanson,Chad Remus,Jeffrey Resetarits,Patrick Robbins,Gina Seong,Rebecca Shieh,Claudius Sokenu,Philip Urofsky |
| Subject Matter | Administrative Proceedings,Books & Records,Broker-Dealer,Chief Compliance Officers,Cooperation,Cybersecurity,Disgorgement,Enforcement Actions,Enforcement Statistics,FCPA,Insider Trading,Investment Adviser,Municipal Bonds,SEC,Whistleblowers |
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