Senior Managers and Certification Regime - Extension to All FCA Authorised Firms is Coming

Published date03 October 2019
Subject MatterInvestment Adviser,Asset Management,Hedge Funds,Code of Conduct,UK,Senior Managers,Financial Conduct Authority (FCA),Financial Services Industry,Senior Management Regime (SMR),SMCR,Alternative Investment Fund Managers Directive (AIFMD)
AuthorDaniel Ornstein,John Verwey,Kelly McMullon,Amar Unadkat
Law FirmProskauer Rose LLP

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