SFC Takes Enforcement Action Against Private Equity Firm, a Director and Investment Manager
| Published date | 02 November 2019 |
| Subject Matter | Unlicensed Professionals,Investors,Breach of Duty,Debentures,Enforcement Actions,Private Investment Funds,Licensing Rules,Code of Conduct,Private Equity Firms,Asset Management,Professional Disciplinary Actions,Hong Kong,Hong Kong Securities and Futures Commission (HKSFC),Fund Managers,Securities,Fines |
| Author | Michael Wong,Vivian Tang |
| Law Firm | Dechert LLP |
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