PUBLISH
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
SUMMUM, a corporate sole and church,
Plaintiff - Appellant,
v.
PLEASANT GROVE CITY, a municipal
corporation; JIM DANKLEF, Mayor;
MARK ATWOOD, City Council
Member; CINDY BOYD, City Council
Member; MIKE DANIELS, City Council
Member; DAROLD MCDADE, City
Council Member; JEFF WILSON, City
Council Member; CAROL HARMER,
former City Council Member; G. KEITH
CORRY, former City Council Member;
FRANK MILLS, City Administrator,
Defendants - Appellees.
and
SUMMUM, a corporate sole and church,
Plaintiff - Appellant/
Cross - Appellee,
v.
DUCHESNE CITY, a governmental
entity; CLINTON PARK, Mayor of
Duchesne City; YORDYS NELSON;
NANCY WAGER; PAUL TANNER;
DARWIN MCKEE; JEANNIE
MECHAM, city council members,
Defendants - Appellees/
Cross - Appellants.
No. 06-4057
(D.C. No. 2:05-CV-638-DB)
Nos. 05-4162, 05-4168,
05-4272 & 05-4282
(D.C. No. 2:03-CV-1049-DB)
(D. Utah)
ORDER
Before TACHA, Chief Judge, KELLY,
HENRY, BRISCOE, LUCERO, MURPHY,
HARTZ, O'BRIEN, MCCONNELL, TYMKOVICH, GORSUCH, and
HOLMES,
Circuit Judges.
These matters are before the court on two separate petitions for rehearing, both
with en banc suggestions, filed by the appellees. The petitions were filed separately and
correspond to the two opinions issued in these appeals on April 17, 2007.
The requests for panel rehearing are denied by the original panel which decided
these cases.
The en banc petitions were transmitted to all of the judges of the court who are in
regular active service. A poll was requested. Through an equally divided vote, the
decisions of the panel will stand. See Fed. R. App. P. 35(a); 10th Cir. R. 35.5
(noting
that a majority of the active judges of the court may order rehearing en banc).
Accordingly, the en banc requests are denied. Judges Lucero, O'Brien, McConnell,
Tymkovich, Gorsuch and Holmes would grant rehearing en banc. Judges Lucero and
McConnell have filed dissents to the denial. They are attached and incorporated in this
order. Judge Gorsuch has joined in Judge McConnell's dissent. Judge Tacha, writing
separately, has
responded. That response is also incorporated in this order.
Entered for the Court
ELISABETH A. SHUMAKER
Clerk of Court
Summum v. Duchesne City, Nos. 05-4162, 05-4168, 05-4272, & 05-4282
Summum v. Pleasant Grove City, No. 06-4057
LUCERO, J., dissenting from denial of rehearing en banc.
Because the panel's opinion will leave our circuit unnecessarily entangled in
future review of time, place, and manner restrictions, and because in my judgment the
panel's opinion incorrectly decides the question of the nature of the forum involved in
cases of this type, I respectfully dissent from the denial of rehearing en banc.
Conceptually, it is important to distinguish between transitory and permanent speech. As
I see it, not unlike most public parks in America in which permanent monuments have
been placed, the cases before us involve limited public fora. In limited public fora, local
governments may make content-based determinations about what monuments to allow in
such space, but may not discriminate as to viewpoint.
As an initial matter, I agree with the panel that these monuments do not constitute
government speech. Under the
Wells framework, the government must have exercised
some control over the form and content of the speech before the fact, not merely accepted
it after the fact.
Wells v. City & County of Denver,
257 F.3d 1132, 1141-43 (10th
Cir.
2001) (holding sign was government speech where the city had "complete control over
the sign's construction, message, and placement"; the city "built, paid for, and erected the
sign"; and corporate sponsors did not "exercise[] any editorial control over its design or
content."). In these cases, the private parties conceived the message and design of the
monuments without any government input, thus the speech must be considered private.
See Summum v. City of Ogden,
297 F.3d 995, 1004-06 (10th Cir. 2002)
(holding
monument was not government speech where Fraternal Order of Eagles "designed,
produced, and donated the Ten Commandments Monument"; central purpose of
monument was "to promote the views and agenda of the Eagles rather than the City of
Ogden"; "Eagles exercised complete control over the content of the Monument, turning
over to the City of Ogden a completed product"; and city only claimed to adopt views of
monument "post hoc"). It follows that these cases necessarily implicate government
regulation of private speech.
(1)
Whether government regulation of private speech violates the First Amendment
depends on context. Courts engage in forum analysis to determine whether the speaker
acts in a traditional public forum, a designated public forum, or a nonpublic forum, and it
is in this analysis that I differ with the panel. In identifying the type of forum involved,
we first consider the government property at issue and the type of access sought.
Cornelius v. NAACP Legal Def. & Educ. Fund, Inc.,
473 U.S. 788, 800 (1985);
City of
Ogden, 297 F.3d at 1001. Only after the type of forum is identified do we ask whether it
is public or nonpublic in nature. Because the government property involved in these
cases consists of the city parks, and the access sought is the installation of permanent
monuments, the panel correctly concludes that the relevant forum consists of permanent
monuments in the city parks.
See Summum v. Pleasant Grove City, 483 F.3d
1044, 1050
(10th Cir. 2007);
Summum v. Duchesne City,
482 F.3d 1263, 1269 n.1 (10th Cir. 2007).
In the next step of the forum analysis, however, the panel asserts that the relevant forum
is the
entire park, regardless of the type of access sought.
Pleasant Grove, 483
F.3d at
1050;
Duchesne, 482 F.3d at 1269. The panel's claim that access "is relevant in defining
the forum, but . . . does not determine the
nature of that forum,"
id. at 1269 n.1,
confuses
the forum analysis. Only by defining the forum with reference to the access sought can a
court determine the nature of that forum.
See Cornelius, 473 U.S. at 801. In
Perry
Education Ass'n v. Perry Local Educators' Ass'n, a case which the panel cites, the
Supreme Court first narrowed the forum to the mail delivery system within a school, and
only then did it consider the nature of this forum; it did not simply conclude that schools
in general are public fora.
460 U.S. 37, 49 (1983).
Perry also held that a court may
make
conceptual distinctions in defining the forum, even if there are no physical barriers.
See
Cornelius, 473 U.S. at 801 ("
Perry . . . examined the access sought by the
speaker and
defined the forum as a school's internal mail system and the teachers' mailboxes,
notwithstanding that an 'internal mail system' lacks a physical situs.") (citation omitted).
As in
Perry and
Cornelius, Summum seeks access to a particular means of
communication, but the nature of the forum necessarily hinges both on the method of
communication and on the location.
The panel gives great weight to the conception that city parks are "quintessential
public forums,"
see Perry, 460 U.S. at 45, but in my view, permanent displays
do not fall
within the set of uses for which parks have traditionally been held open to the public. In
Perry, the Court noted that parks are "places which by
long tradition or by
government
fiat have been devoted to
assembly and debate," and "which have
immemorially been
held in trust for the use of the public, and,
time out of mind, have been used for purposes
of assembly, communicating thoughts between citizens, and discussing public
questions."
Id. (quotation omitted) (emphasis added). As
Perry indicates, our
modern
concept of the park as a public forum derives from a well-established common law right
to assemble and speak one's mind in the commons. This right, however, does not extend
to the type of displays at issue here, and one would be hard pressed to find a "long
tradition" of allowing people to permanently occupy public space with any manner of
monuments. In short, a park is a traditional public forum when access is sought to it for
temporary speech and assembly, such as protests or concerts, but it hardly follows that
parks have been held open since time immemorial for the installation of statues of Balto
the Husky or the sword-wielding King Jagiello, to note two of the more popular
attractions in New York City's Central Park.
I recognize that there is some disagreement among our sister circuits on this point,
but courts consistently have given special consideration to the issue of displays installed
on public land. In
Graff v. City of Chicago,
9 F.3d 1309, 1314 (7th Cir. 1993), the
Seventh Circuit held that "[t]here is no private constitutional right to erect a structure on
public property. If there were, our traditional public forums, such as our public parks,
would be cluttered with all manner of structures." (quotation and citation omitted). The
Second Circuit in
Kaplan v. City of Burlington,
891 F.2d 1024, 1029 (2d Cir. 1989),
determined that the city "had not created a forum in City Hall Park open to the
unattended, solitary display of religious symbols." By stating that the City of Burlington
must affirmatively open the public park for this kind of use, the Second Circuit
recognized that such physical occupation of park space does not fall within the scope of
the traditional public forum, but rather the government must assent to such access before
a forum is created. By contrast, the Ninth Circuit has held that "[n]o affirmative
government action is required to open a traditional public forum to a specific type of
expressive activity."
Kreisner v. City of San Diego,
1 F.3d 775, 785 (9th Cir. 1993).
Kreisner acknowledged, however, that the government might close the park with respect
to large unattended displays, but held that the plaintiff had failed to meet his burden of
proof on this point.
Id. This is to say, that even the
Kreisner court has
recognized that it
is not a foregone conclusion that parks are traditional public fora for all uses, particularly
for the installation of permanent displays.
In my view a park is not a traditional public forum insofar as the placement of
monuments is concerned, but that still leaves the question of whether it is a designated
public forum or a nonpublic forum. Although there is a disagreement among our sister
circuits regarding the categorization of limited public fora, this circuit and recent
Supreme Court opinions have treated limited public fora as a species of nonpublic fora.
See Good News Club v. Milford Cent. Sch.,
533 U.S. 98, 106-107 (2001) (in a
limited
public forum, the state may restrict speech but many not discriminate on the basis of
viewpoint (citing
Rosenberger v. Rector & Visitors of Univ. of Va.,
515 U.S. 819,
829
(1995);
Cornelius, 473 U.S. at 806));
City of Ogden, 297 F.3d at 1002 n.4 ("A
'limited
public forum' is a subset of the nonpublic forum classification.");
Callaghan, 130 F.3d at
914 ("In more recent cases . . . the Court has used the term 'limited public forum' to
describe a type of nonpublic forum");
see also Child Evangelism
Fellowship of Md., Inc.
v. Montgomery County Pub. Schs.,
457 F.3d 376, 382 n.3 (4th Cir. 2006) (surveying
conflicting views among the circuits). In the present cases, the city governments have
not allowed the kind of "general access" or "indiscriminate use" of park property that is a
hallmark of a designated public forum.
Summum v. Callaghan,
130 F.3d 906, 915 n.13
(10th Cir. 1997) (
citing Cornelius, 473 U.S. at 803;
Perry, 460 U.S. at
47). Instead, they
have "create[d] a channel for a specific or limited type of expression where one did not
previously exist,"
Child Evangelism Fellowship, 457 F.3d at 382, and have thus
established limited public fora. As discussed
supra, the right to install permanent
monuments did not previously exist in these parks, and in these cases the cities have
allowed only "selective access to some speakers or some types of speech in a nonpublic
forum."
Callaghan, 130 F.3d at 916. Here, the cities have permitted a few monuments
to
be erected for specific purposes in the case of Pleasant Grove, to memorialize the city's
history, and in the case of Duchesne, to honor service groups. Having created limited
public fora, the cities may make reasonable content-based, but viewpoint-neutral,
decisions as to who may install monuments in the parks.
(2) Cornelius, 473 U.S. at 806.
There are some indications that the cities engaged in impermissible viewpoint
discrimination by denying Summum access to the limited public fora, and the need for
further briefing and argument on this point is one reason why en banc proceedings are
necessary. More importantly, however, the panel has given an unnatural reading to the
traditional public forum doctrine, and binds the hands of local governments as they shape
the permanent character of their public spaces. Although these governments may enact
time, place, and manner restrictions that will give them some control over monuments in
their parks, they now must proceed on the basis of the panel's faulty legal reasoning.
More troubling is that such restrictions will undoubtedly be challenged in court and
reviewed under a strict scrutiny standard. The panel decision forces cities to choose
between banning monuments entirely, or engaging in costly litigation where the
constitutional deck is stacked against them. Because I believe the panel's legal
conclusions are incorrect, and that its decisions will impose unreasonable burdens on
local governments in this circuit, I would grant rehearing en banc.
Nos. 05-4162, 05-4168, 05-4272, 05-4282, Summum v. Duchesne City
No. 06-4057, Summum v. Pleasant Grove City
McCONNELL, J., joined by GORSUCH, J., dissenting
from denial of rehearing en banc.
These opinions hold that managers of city parks may not make reasonable,
content-based judgments regarding whether to allow the erection of privately-donated
monuments in their parks. If they allow one private party to donate a monument or other
permanent structure, judging it appropriate to the park, they must allow everyone else to
do the same, with no discretion as to content - unless their reasons for refusal rise to the
level of "compelling" interests. See Summum v. Duchesne City,
482 F.3d 1263,
1274
(10th Cir. 2007) (a "constitutional right exists to erect a permanent structure on public
property . . . when the government allows some groups to erect permanent displays, but
denies other groups the same privilege"); Summum v. Pleasant Grove City, 483 F.3d
1044, 1054 (10th Cir. 2007) (the city "could ban all permanent displays of an expressive
nature by private individuals" but may not exclude a monument based on its content
unless the restriction serves "compelling" interests and is "narrowly tailored to achieve
its stated interests"). This means that Central Park in New York, which contains the
privately donated Alice in Wonderland statute, must now allow other persons to erect
Summum's "Seven Aphorisms," or whatever else they choose (short of offending a
policy that narrowly serves a "compelling" governmental interest). Every park in the
country that has accepted a VFW memorial is now a public forum for the erection of
permanent fixed monuments; they must either remove the war memorials or brace
themselves for an influx of clutter.
Significantly, the religious nature of the donated monuments is not relevant to the
free speech question (though it would be to an Establishment Clause challenge). These
cases happen to involve Ten Commandments monuments, but it could work the other
way. A city that accepted the donation of a statue honoring a local hero could be forced,
under the panel's rulings, to allow a local religious society to erect a Ten Commandments
monument--or for that matter, a cross, a nativity scene, a statue of Zeus, or a
Confederate flag.
With all due respect to the panel, this conclusion is unsupported by Supreme
Court precedent. None of the cases cited supports this proposition. By tradition and
precedent, city parks--as "traditional public forums"--must be open to speeches,
demonstrations, and other forms of transitory expression. But neither the logic nor the
language of these Supreme Court decisions suggests that city parks must be open to the
erection of fixed and permanent monuments expressing the sentiments of private parties.
By their policies or actions, governments may create designated public forums with
respect to fixed monuments, but--contrary to these opinions--the mere status of the
property as a park does not make it so.
It is plain that the cities in these cases did not create designated public forums for
the erection of permanent monuments in their parks. In the Duchesne case, the Ten
Commandments monument is apparently the only fixed monument in the park. In
Pleasant Grove, the other permanent structures and monuments "relate
to or
commemorate Pleasant Grove's pioneer history." 483 F.3d at 1047. In neither
case did
the city, by word or deed, invite private citizens to erect monuments of their own
choosing in these parks. It follows that any messages conveyed by the monuments they
have chosen to display are "government speech," and there is no "public forum" for
uninhibited private expression.
In Van Orden v. Perry,
545 U.S. 677 (2005), the Supreme Court considered a
nearly identical monument donated by the Fraternal Order of Eagles to the State of Texas
and displayed under analogous circumstances. Without dissent on this point, the Court
unhesitatingly concluded the monument was a state display, and applied
Establishment
Clause doctrines applicable to government speech. Id. at 692 (calling the monument
"Texas' display"). Various courts of appeals have reached the same conclusion on
similar facts. ACLU Nebraska Foundation v. City of Plattsmouth,
419 F.3d 772,
778,
774 (8th Cir. 2005) (Eagles monument "installed . . . by the City" and counted as "City's
display"); Van Orden v. Perry,
351 F.3d 173, 176 (5th Cir. 2003) (Eagles monument
belonged to the state); Adland v. Russ,
307 F.3d 471, 489 (6th Cir. 2002) (donated
Eagles monument constituted state speech in violation of the Establishment Clause);
Indiana Civil Liberties Union v. O'Bannon,
259 F.3d 766, 770 (7th Cir. 2001) (city's
acceptance of donated Ten Commandments monument constituted state action in
violation of the Establishment Clause); Books v. City of Elkhart,
235 F.3d 292, 301
(7th
Cir. 2000) (city's display of Ten Commandments monument was state action violating
Establishment Clause). See also Modrovich v. Allegheny County,
385 F.3d 397,
399400 (3d Cir. 2004) (bronze plaque of Ten Commandments donated by private party
and affixed to courthouse wall constituted government speech).
Our own leading precedent on government speech confirms these holdings.
(1)
Wells v. City and County of Denver,
257 F.3d 1132 (10th Cir. 2001), involved a
temporary holiday display, which was on municipal property and co-sponsored by the
city and private businesses; the display included a large sign on city property thanking
private donors for their contributions to the city's holiday display. The Court concluded
that the message conveyed by this sign was government speech. The city, we reasoned,
chose to erect the sign for its own purposes, the city controlled the content of the sign,
and it determined when, where, and how the sign would be displayed. 257 F.3d at
114142. Wells employed a four-part analysis derived from the Eight
Circuit's Knights
of the Ku Klux Klan v. Curators of the Univ. of Mo.,
203 F.3d 1085 (8th Cir. 2000),
which involved the asserted right of the Missouri KKK to sponsor a segment of All
Things Considered on National Public Radio.
(2) In both Wells and Knights, the
governmental or private character of the speech was in doubt because "ownership" could
not be clearly established. Did the holiday decor belong to the city or to the private
donors in Wells? Did the sponsorship message written by the KKK belong to that
organization or to the public employee who broadcast it statewide on a state radio
station?
The instant cases are easier than Wells, because ownership of the "speech" in
these cases is clear: the Ten Commandments monument in Duchesne was donated
by the
Cole family to the City of Duchesne, and the Ten Commandments monument in Pleasant
Grove was donated by the Fraternal Order or Eagles to the City of Pleasant Grove. At
the relevant time, the cities owned the monuments, maintained them, and had full control
over them. But even if ownership were not clear, the second and fourth prongs of the
Wells test would nonetheless be dispositive: The cities exercised total "control" over
the
monuments, 257 F.3d at 1141, and they bore "ultimate responsibility" for the
monuments' contents and upkeep. Indeed, because the cities owned the monuments,
they could have removed them, destroyed them, modified them, remade them, or
(following state law procedures for disposition of public property) sold them at any time.
Indeed, the City of Duchesne attempted to do just that--sell the monument along with
the plot of land on which it sits. See 482 F.3d at 126667.
(3) Cf. Serra v. U.S. General
Servs. Admin.,
847 F.2d 1045, 1049 (2d Cir. 1988) (holding that when an artist donates
or sells a piece of art to the government for public display, the artist loses control over
the artwork).
The only difference from Wells is that in the Summum cases, the
cities did not
design these monuments. The cities, however, accepted the statues, treated them as
public property, and displayed them for their own purposes on public land. The cities
were under no obligation to accept the statues, and could have objected to their content.
When they accepted donation of the monuments and displayed them on public land, the
cities embraced the messages as their own. Similarly, Duchesne and Pleasant Grove
controlled the placement of the statues, just as in Wells Denver bore "ultimate
responsibility for the content of the display." 257 F.3d at 1142.
Once we recognize that the monuments constitute government speech, it becomes
clear that the panel's forum analysis is misguided. Viewpoint- and sometimes content-neutrality
are required when the government regulates speech in public forums, but the
government's "own speech . . . is controlled by different principles." Rosenberger v.
Rector and Visitors of the Univ. of Va.,
515 U.S. 819, 834 (1995). Specifically, "when
the State is the speaker, it may make content-based choices." Id. at 833. See
also Rust v.
Sullivan,
500 U.S. 173, 193 (1991). The government may adopt whatever message it
chooses--subject, of course, to other constitutional constraints, such as those embodied
in the Establishment Clause--and need not alter its speech to accommodate the views of
private parties. Downs v. Los Angeles Unified Sch. Dist.,
228 F.3d 1003, 1013 (9th
Cir.
2000) ("Simply because the government opens its mouth to speak does not give every
outside . . . group a First Amendment right to play ventriloquist.") In other words, just
because the cities have opted to accept privately financed permanent monuments does
not mean they must allow other private groups to install monuments of their own
choosing.
Other circuits have reached this conclusion in similar cases. See
Tucker v. City of
Fairfield,
398 F.3d 457, 462 (6th Cir. 2005) ("Courts have generally refused to protect
on First Amendment grounds the placement of objects on public property where the
objects are permanent or otherwise not easily moved."); Graff v. City of Chicago, 9
F.3d
1309, 1314 (7th Cir. 1993) (en banc) ("even in a public forum there is no constitutional
right to erect a structure"); Lubavitch Chabad House, Inc. v. Chicago,
917 F.2d 341,
347
(7th Cir. 1990) ("We are not cognizant of . . . any private constitutional right to erect a
structure on private property. If there were, our traditional public forums, such as our
public parks, would be cluttered with all manner of structures.").
This does not mean that the Ten Commandments monuments in Duchesne and
Pleasant Grove are immune to First Amendment challenge. Rather, as government
speech, they may be challenged by appropriate plaintiffs under the Establishment Clause,
as applied to the States through the Fourteenth Amendment. Their validity would
depend on details of their context and history, in accordance with the Supreme Court's
recent decisions in McCreary County v. American Civil Liberties Union of Ky., 545
U.S.
844 (2005), and Van Orden v. Perry,
545 U.S. 677 (2005). We have no
occasion here to
speculate on the outcome of any such litigation.
The panels' decisions in these cases, however, are incorrect as a matter of doctrine
and troublesome as a matter of practice. I realize that en banc proceedings are a major
investment of time and judicial resources, and that we cannot en banc every case that
errs. But the error in this case is sufficiently fundamental and the consequences
sufficiently disruptive that the panel decisions should be corrected.
Nos. 05-4162, 05-4168, 05-4272, 05-4282, Summum v. Duchesne City
No. 06-4057, Summum v. Pleasant Grove City
TACHA, J., response to dissent from denial of rehearing en banc.
Throughout my judicial career, I have been loath to write separately because I
firmly believe that an intermediate court of appeals should speak with as much clarity
and consensus as possible. I reluctantly take the unprecedented step of responding to the
dissents from the denial of rehearing en banc because, left unanswered, the dissents
could lead a reader to conclude that these cases present unresolved issues that are
properly raised and appropriately addressed on these facts. In particular, I write to
emphasize that these cases do not raise novel or unsettled questions regarding
government speech. Nor do the panel decisions suggest that, when cities display
permanent private speech on public property, they necessarily open the floodgates to any
and all private speech in a comparable medium. Rather, the decisions follow well-established
First Amendment precedent requiring that cities regulate private speech in
public forums equally.
Because the opinions contain clear discussions of the legal authority on which
they rely, I need not respond at length to the allegation that they are unsupported by
Supreme Court precedent. I need only say that the Supreme Court has never
distinguished between transitory and permanent expression for purposes of forum
analysis. In fact, this distinction, so crucial to the reasoning of both dissents, lacks the
support of both precedent and logic. If a city allows a private message to be heard in a
public park, why would the permanent nature of the expression limit the First
Amendment scrutiny we apply?
As Supreme Court precedent makes clear, the type of speech does not, and should
not, determine the nature of the forum. See City of Cincinnati v. Discovery Network,
Inc.,
507 U.S. 410, 429 (1993) (holding that city's restriction on permanent
commercial
newsracks on public sidewalks (a public forum) was an impermissible content-based
restriction on speech). If a city wishes to regulate the number of permanent private
displays in a public forum, it may do so through reasonable content-neutral regulations
governing the time, manner, or place of such speech. See id. at 42930 ("It is
the
absence of a neutral justification for its selective ban on newsracks that prevents the city
from defending its newsrack policy as content neutral."); see also Capitol Square Review
& Advisory Bd. v. Pinette,
515 U.S. 753, 761 (1995) (noting that a reasonable
content-neutral ban on all unattended private displays in public forum would likely be
constitutional, but a regulation based on content must be "necessary, and narrowly
drawn, to serve a compelling state interest").
(1)
Judge McConnell's dissent would have us ignore these well-established forum
principles when the government does not "by word or deed" create a designated public
forum for permanent private expression. Dissent at 3. In this view, if the government
has not created a designated public forum, its acceptance alone turns private speech into
government speech. More important, under this approach, government acceptance of the
physical medium of speech, not the message, is sufficient. This approach is an
unprecedented, and dangerous, extension of the government speech doctrine. To make
government ownership of the physical vehicle for the speech a threshold question would
turn essentially all government-funded speech into government speech. But this would
be an absurd result. No one thinks The Great Gatsby is government speech just
because
a public school provides its students with the text. This is because the speech conveyed
by the physical text remains private speech regardless of government ownership.
Although a public school is engaging in speech activity when it selects the text, its
ability to do so is based on a different line of Supreme Court cases recognizing the
government's ability to make content-based judgments when it acts in particular roles
(e.g., educator, librarian, broadcaster, and patron of the arts). We note this distinction in
both opinions. Summum v. Pleasant Grove City,
483 F.3d 1044, 1052 n.4 (10th Cir.
2007); Summum v. Duchesne City,
482 F.3d 1263, 1269 n.2 (10th Cir. 2007).
(2) In light of
this precedent, the City of New York, acting as a patron of the arts, need not worry about
having to erect all manner of structures based on the installation of Alice in Wonderland
and other works of art in Central Park. We cannot, however, extend the reasoning of
these Supreme Court decisions to allow the government to make content-based decisions
concerning all permanent private speech in a public forum. As the panel decisions
explain, the cities in these two cases were acting as regulators of private speech and not,
for example, as patrons of the arts.
In short, the government does not speak just because it owns the physical object
that conveys the speech. Instead, as the Supreme Court has explained, the appropriate
inquiry is whether the government controls the content of the speech at issue, that is,
whether the message is a government-crafted message. See, e.g., Johanns v.
Livestock
Marketing Ass'n,
544 U.S. 550 , 560 (2005) (holding that beef advertising campaign
constituted government speech because the "message set out in the beef promotions is
from beginning to end the message established by the Federal Government"). The four-factor
approach to government speech that we adopted in Wells v. City and County of
Denver,
257 F.3d 1132, 114042 (10th Cir. 2001), reflects the Supreme Court's
focus on
whether the message is the government's own. But contrary to Judge McConnell's
dissent, we said nothing in Wells that suggests our government speech inquiry turns
on
the ownership of the physical medium conveying the speech at issue.
(3) Indeed, the second
Wells factor cited by the dissent is not about controlling the physical medium of the
speech, but about controlling the content of that speech. See id. at 1142
(finding that the
city exercised editorial control over the content of the speech). A city's control over a
physical monument does not therefore transform the message inscribed on the monument
into city speech. If this were true, the government could accept any private message as
its own without subjecting the message to the political process, a result that would shield
the government from First Amendment scrutiny and democratic accountability.
This is in fact the result that Judge McConnell's dissent advocates, and it is most
apparent in the dissent's equation of government endorsement in the Establishment
Clause context with government speech under the Free Speech Clause. Citing Van
Orden v. Perry,
545 U.S. 677 (2005), the dissent emphasizes that the Supreme Court has
characterized a Ten Commandments monument under analogous circumstances as a
"state display" for purposes of the Establishment Clause. See id. at 692 (holding that
"Texas' display of this monument" did not violate the Establishment Clause). The
simplest response to this observation is that a state's display of a monument is not
necessarily state speech; if the government displays a private religious message, its
display may be challenged under the Establishment Clause regardless of whether the
government adopted the monument's message as its own. See Pleasant Grove City,
483
F.3d at 1047 n.2 (explaining that the government may violate the Establishment Clause
without directly speaking). Van Orden and the circuit cases cited by the
dissent stand for
the simple proposition that a city's acceptance and display of a privately donated
monument with religious content may constitute state action violating the
Establishment
Clause. But none of these cases supports the proposition that, when the state acts to
accept a monument, it automatically turns the message that monument conveys into state
speech.
(4)
On a broader note, because the Establishment and Free Speech Clauses serve
different purposes, discussions of state action in Establishment Clause cases are not
germane to a determination of when the government speaks for purposes of the Free
Speech Clause. Indeed, the Supreme Court has analyzed government speech differently
in the context of free speech, recognizing the differing theoretical justifications
underlying the Establishment and Free Speech Clauses. In the Establishment Clause
context, government speech favoring or disfavoring religion is a concern because of the
effect it may have on individual members of the political community: "The
Establishment Clause prohibits government from making adherence to a religion relevant
in any way to a person's standing in the political community." Lynch v. Donnelly,
465
U.S. 668, 687 (1984) (O'Connor, J., concurring). Indeed, in deciding that a student-led
"invocation" permitted by school policy could "not properly [be] characterized as
'private speech'" under the Establishment Clause, the Supreme Court focused explicitly
on the message that government sponsorship sends members of the community:
"School
sponsorship of a religious message is impermissible because it sends the ancillary
message to members of the audience who are nonadherents that they are outsiders, not
full members of the political community, and an accompanying message to adherents that
they are insiders, favored members of the political community." Sante Fe Indep. Sch.
Dist. v. Doe,
530 U.S. 290, 30910 (2000) (quotation omitted). In other words, the
government's sponsorship of religion sends an impermissible "ancillary message" that
renders the speech not entirely private.
The same concerns do not underpin the Free Speech Clause. Although
individuals may constitutionally challenge government sponsorship or endorsement of
religion, they generally have no constitutional right to challenge government speech
under the Free Speech Clause. In the free speech context, the fact that government
speech is exempt from constitutional challenge is justified because it is subject to the
political process:
The latitude which may exist for restrictions on speech where the
government's own message is being delivered flows in part from our
observation that, "[w]hen the government speaks, for instance to promote
its own policies or to advance a particular idea, it is, in the end, accountable
to the electorate and the political process for its advocacy."
Legal Servs. Corp. v. Velazquez,
531 U.S. 533, 541 (2001)
(quoting Bd. of Regents of
Univ. of Wis. Sys. v. Southworth,
529 U.S. 217 , 235 (2000)). That is, the latitude that
government speech enjoys in the free speech context is justified by the "political
safeguards" in the democratic process that set government speech "apart from private
messages." Johanns, 544 U.S. at 563 (emphasis added). Thus, its immunity from
constitutional challenge under the Free Speech Clause does not depend on whether the
"reasonable observer," familiar to Establishment Clause jurisprudence, would perceive
the government as speaking.
Rather, if citizens object to the government's message, they may elect new
representatives who "later could espouse some different or contrary position."
Southworth, 529 U.S. at 235. But in order for citizens to be able to hold the government
accountable for its speech, the government must speak subject to "traditional political
controls [that] ensure responsible government action." Id. at 229; see
also Johanns, 544
U.S. at 56064 (concluding that promotional program was subject to adequate safeguards
because its message was prescribed by federal law and the government supervised and
controlled the program and the contents of its message). The speech in these cases was
not subject to political safeguards; the facts simply do not implicate government speech
because the cities exercised no control over the content of the messages.
Thus, in the context of the Free Speech Clause, we cannot extend the government
speech doctrine any further. To extend government speech to the context before us
would allow the government to discriminate among private speakers in a public forum by
claiming a preferred message as its own. Moreover, because the Establishment Clause
would apply only to religious expression, an expanded government speech doctrine
would effectively remove the government's regulation of permanent non-religious
speech from all First Amendment scrutiny. Such an approach is clearly contrary to
established First Amendment principles. See Planned Parenthood of S.C., Inc.
v. Rose,
361 F.3d 786, 79596 (4th Cir. 2004) ("The government speech doctrine was not
intended to authorize cloaked advocacy that allows the State to promote an idea without
being accountable to the political process."). Because this approach to government
speech is unsupported by Supreme Court precedent and the purposes of the First
Amendment, this Court may not consider it. And because the relevant law and its
application are clear, en banc consideration is inappropriate.
PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
SUMMUM, a corporate sole and church,
Plaintiff - Appellant,
v.
PLEASANT GROVE CITY, a municipal
corporation; JIM DANKLEF, Mayor;
MARK ATWOOD, City Council Member;
CINDY BOYD, City Council Member;
MIKE DANIELS, City Council Member;
DAROLD MCDADE, City Council
Member; JEFF WILSON, City Council
Member; CAROL HARMER, former City
Council Member; G. KEITH CORRY,
former City Council Member; FRANK
MILLS, City Administrator,
Defendants - Appellees.
No. 06-4057
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE
DISTRICT OF UTAH
(D. Ct. No.
2:05-CV-638-DB)
Brian M. Barnard, Utah Legal Clinic, Salt Lake City, Utah, appearing for Appellant.
Francis J. Manion, American Center for Law & Justice, New Hope, Kentucky (Edward
L. White, III, Thomas More Law Center, Ann Arbor, Michigan, Jay Alan Sekulow,
American Center for Law & Justice, Washington, DC, and Geoffrey R. Surtees,
American Center for Law & Justice, New Hope, Kentucky, with him on the brief),
appearing for Appellees.
Before
TACHA, Chief Circuit Judge,
EBEL, Circuit Judge, and KANE,
(1) District Judge.
TACHA, Chief Circuit Judge.
The Plaintiff-Appellant Summum, a religious organization, filed suit under
42 U.S.C. 1983 for violation of its First Amendment rights against the
Defendants-Appellees, the City of Pleasant Grove, its mayor, city administrator, and city council
members. Summum appeals the District Court's denial of its request for a preliminary
injunction. We exercise jurisdiction pursuant to
28 U.S.C. 1292(a)(1) and reverse the
District Court's decision.
BACKGROUND
A city park in Pleasant Grove, Utah, contains a number of buildings, artifacts, and
permanent displays, many of which relate to or commemorate Pleasant Grove's pioneer
history. For example, the park contains one of Pleasant Grove's first granaries, its first
city hall, and its first fire department building. For purposes of this appeal, the most
important structure is a Ten Commandments monument, donated by the Fraternal Order
of Eagles in 1971, two years after it established a local chapter in Pleasant Grove.
In September 2003, Summum, a religious organization with headquarters in Salt
Lake City, Utah, sent the mayor of Pleasant Grove a letter requesting permission to erect
a monument containing the Seven Aphorisms of Summum in the city park. In its letter,
Summum stated that its monument would be similar in size and nature to the Ten
Commandments monument already present in the park. Approximately two months after
Summum made its request, the mayor sent Summum written notification that the city had
denied its request because the proposed monument did not meet the city's criteria for
permanent displays in the park. According to the letter, all permanent displays in this
particular park must "directly relate to the history of Pleasant Grove" or be "donated by
groups with long-standing ties to the Pleasant Grove community."
(1) The following year,
in August 2004, the city passed a resolution codifying and expanding upon its alleged
policy for evaluating requests for permanent displays in the park. The resolution
contains a number of factors the city council must consider in deciding whether a
proposed display meets a historical relevance requirement. In May 2005, Summum
renewed its request, sending the mayor another letter with substantially the same
language as the first letter.
When the city did not respond to its second request, Summum filed suit in federal
district court seeking declaratory and injunctive relief, as well as monetary damages, for
Pleasant Grove's violation of Summum's free speech rights under the U.S. Constitution
and for the city's violation of the Utah Constitution's free expression and establishment
provisions. Summum contends that the city violated its rights by excluding its monument
while allowing other permanent monuments of an expressive nature (e.g., the Ten
Commandments) to be displayed in the park.
(2) In an oral ruling on various motions, the
District Court denied Summum's request for a preliminary injunction requiring the city to
permit the display of Summum's monument in the park. Summum subsequently
appealed this decision, arguing that the District Court abused its discretion in denying the
injunction based on Summum's First Amendment claim.
(3)
DISCUSSION
Preliminary Injunction Standard
We review a district court's decision to deny a motion for a preliminary injunction
for abuse of discretion, which we have characterized as "an arbitrary, capricious,
whimsical, or manifestly unreasonable judgment." Schrier v. Univ. of Colorado, 427
F.3d 1253, 1258 (10th Cir. 2005) (quotations omitted). "A district court abuses its
discretion when it commits an error of law or makes clearly erroneous factual findings."
Wyandotte Nation v. Sebelius,
443 F.3d 1247, 1252 (10th Cir. 2006).
In reviewing the
district court's decision, "[w]e examine the . . . court's underlying factual
findings for
clear error, and its legal determinations de novo." Davis v. Mineta, 302
F.3d 1104, 1111
(10th Cir. 2002).
To prevail on a motion for a preliminary injunction in the district court, a moving
party must establish that:
(1) [he or she] will suffer irreparable injury unless the injunction issues; (2)
the threatened injury . . . outweighs whatever damage the proposed
injunction may cause the opposing party; (3) the injunction, if issued,
would not be adverse to the public interest; and (4) there is a substantial
likelihood [of success] on the merits.
Schrier, 427 F.3d at 1258 (quotations omitted) (alterations in original).
But because a
preliminary injunction is an extraordinary remedy and is intended "merely to preserve the
relative positions of the parties until a trial on the merits can be held," we have held that
the moving party must meet a heightened standard when requesting one of three types of
historically disfavored injunctions. Id. at 125859 (quotations omitted).
The three types of disfavored injunctions are "(1) preliminary injunctions that alter
the status quo; (2) mandatory preliminary injunctions; and (3) preliminary injunctions
that afford the movant all the relief that it could recover at the conclusion of a full trial on
the merits." O Centro Espirita Beneficiente Uniao Do Vegetal v. Ashcroft, 389 F.3d
973,
975 (10th Cir. 2004) (en banc), aff'd and remanded, Gonzales v. O Centro
Espirita
Beneficente Uniao Do Vegetal,
546 U.S. 418 , 126 S. Ct. 1211 (2006). When a
preliminary injunction falls into one of these categories, it "must be more closely
scrutinized to assure that the exigencies of the case support the granting of a remedy that
is extraordinary even in the normal course." Id. A district court may not grant a
preliminary injunction unless the moving party "make[s] a strong showing both with
regard to the likelihood of success on the merits and with regard to the balance of
harms." Id. at 976.
In this case, the preliminary injunction clearly falls within two categories of
disfavored injunctions: it alters the status quo and is mandatory. An injunction alters the
status quo when it changes the "last peaceable uncontested status existing between the
parties before the dispute developed." Schrier, 427 F.3d at 1260 (quotations
omitted).
The last uncontested status between Summum and Pleasant Grove was one of no
relationship between the two parties. Because Summum's monument is not currently
displayed in a Pleasant Grove city park, an injunction ordering Pleasant Grove to permit
the display of Summum's monument clearly changes the status quo. In addition, by
requiring the city to make arrangements for the display of Summum's monument, an
injunction would mandate that the city act and would require the district court to
supervise the city's actions to ensure it abides by the injunction. Because an injunction
would "affirmatively require" Pleasant Grove "to act in a particular way" and would
require ongoing court supervision, it is a mandatory injunction. See id. at 1261
(quotations and alterations omitted). Because the injunction falls into two disfavored
categories, Summum must have made "a strong showing both with regard to the
likelihood of success on the merits and with regard to the balance of harms" to prevail on
its motion at the district court level. O Centro, 389 F.3d at 976.
Based on the record, we cannot discern whether the District Court applied this
heightened standard. In its oral ruling, the court simply noted that it denied Summum's
motion because it failed to establish a substantial likelihood of success on the merits.
The court did not analyze the other three factors or explicitly state that it applied a
heightened standard to Summum's request. But even if the District Court concluded that
Summum could not prevail using the lesser standard, it certainly would reach the same
conclusion under the heightened standard. Although the "failure of the district court to
apply the correct standard" to a request for a preliminary injunction "amounts to an abuse
of discretion," id. at 982 n.5, any abuse in this case was in Summum's favor. We
therefore assume that the District Court applied the heightened standard and review the
court's legal conclusions and findings of fact for abuse of discretion.
Preliminary Injunction Analysis
In its oral ruling on Summum's motion for a preliminary injunction, the District
Court indicated that Summum would not prevail on the merits if Pleasant Grove proved
it had a well-established policy for evaluating proposed monuments that was reasonable
and viewpoint neutral. After finding that the facts regarding the city's policy (or lack
thereof) were in dispute, the court concluded that Summum had not established a
substantial likelihood of success on the merits. It therefore denied Summum's motion
without addressing the other three factors required for issuance of a preliminary
injunction.
As we explain below, the District Court abused its discretion by analyzing
Summum's First Amendment claim under the incorrect legal standard. But rather than
remanding to the District Court for the appropriate analysis, we find the record
sufficiently developed to allow us to determine whether Summum has met its burden
under the four factors necessary to prevail on its motion. See Schrier, 427 F.3d at
1261
(evaluating a request for an injunction on the merits when the district court applied the
wrong legal standard); Utah Licensed Beverage Ass'n v. Leavitt,
256 F.3d 1061,
107576 (10th Cir. 2001) (evaluating a request for an injunction on the merits when
district court incorrectly applied legal test for restrictions on commercial speech).
A. Substantial Likelihood of Success on the Merits
1. Identifying the nature of the relevant forum
To determine the appropriate First Amendment standard under which to review
the city's denial of Summum's request, the reviewing court must engage in a "forum
analysis." The characterization of the forum at issue is crucial because "the extent to
which the Government can control access depends on the nature of the relevant forum."
Cornelius v. NAACP Legal Def. & Educ. Fund, Inc.,
473 U.S. 788, 800 (1985).
In
identifying the relevant forum, the court looks at both "(1) the government property to
which access is sought and (2) the type of access sought." Summum v. City of
Ogden,
297 F.3d 995, 1001 (10th Cir. 2002). In this case, Summum seeks to display its
monument among other monuments in Pleasant Grove's city park. The permanent
monuments in the city park therefore make up the relevant forum. See id. at 1002
(identifying the relevant forum as "permanent monuments on the lawn of the . . .
municipal building").
Having identified the relevant forum, the reviewing court must also determine
whether the forum is public or nonpublic in nature. In general, the forum will fall into
one of three categories:
(1) a traditional public forum (e.g., parks and streets), (2) a designated
public forum (i.e., the government voluntarily transforms a nonpublic
forum into a traditional public forum, thereby bestowing all the free speech
rights associated with the traditional public forum, albeit on a potentially
temporary basis, onto that now 'designated public forum'), or (3) a
nonpublic forum (i.e., the government retains the right to curtail speech so
long as those curtailments are viewpoint neutral and reasonable for the
maintenance of the forum's particular official uses).
Id. In the case before us, the District Court indicated that the applicable analysis is
whether Pleasant Grove's policy is reasonable and viewpoint neutral. The court
therefore analyzed the city's actions using the standard associated with a nonpublic
forum.
The city park is, however, a traditional public forum. Indeed, the Supreme Court
has characterized streets and parks as "quintessential public forums," Perry Educ. Ass'n
v. Perry Local Educators' Ass'n,
460 U.S. 37, 45 (1983), because people have
traditionally gathered in these places to exchange ideas and engage in public debate:
In places which by long tradition or by government fiat have been devoted
to assembly and debate, the rights of the state to limit expressive activity
are sharply circumscribed. At one end of the spectrum are streets and parks
which "have immemorially been held in trust for the use of the public, and,
time out of mind, have been used for purposes of assembly, communicating
thoughts between citizens, and discussing public questions."
Id. (quoting Hague v. CIO,
307 U.S. 496, 515 (1939)). Because the
park is a public
forum, the city's restrictions on speech are subject to strict scrutiny. Id.; see
also
Cornelius, 473 U.S. at 800 ("Because a principal purpose of traditional public fora is the
free exchange of ideas, speakers can be excluded from a public forum only when the
exclusion is necessary to serve a compelling state interest and the exclusion is narrowly
drawn to achieve that interest."); Int'l Soc'y for Krishna Consciousness, Inc. v. Lee
(ISKCON),
505 U.S. 672, 678 (1992) (indicating that such restrictions are subject to the
"highest scrutiny").
Moreover, the city cannot close or otherwise limit a traditional public forum by
fiat; a traditional public forum is defined by its objective characteristics, not by
governmental intent or action. Ark. Educ. Television Comm'n v. Forbes, 523 U.S.
666,
678 (1998); see also First Unitarian Church v. Salt Lake City Corp.,
308 F.3d 1114,
1124 (10th Cir. 2002) ("The government cannot simply declare the First Amendment
status of [a traditional public forum] regardless of its nature and its public use."). In
short, the nature of the forum in this case is public. See Eagon v. City of Elk City,
72
F.3d 1480, 148687 (10th Cir. 1996) (rejecting argument that park is a nonpublic
forum); see also United States v. Grace,
461 U.S. 171, 177 (1983)
("'[P]ublic places'
historically associated with the free exercise of expressive activities, such as streets,
sidewalks, and parks, are considered, without more, to be 'public forums.'"); Frisby v.
Schultz,
487 U.S. 474, 481 (1988) (noting that all public streets are traditional
public
forums regardless of their particular character).
Pleasant Grove contends that our decisions in City of Ogden and
Summum v.
Callaghan,
130 F.3d 906 (10th Cir. 1997), support its argument that the monuments and
other structures in the city park constitute a nonpublic forum. But in both City of
Ogden
and Callaghan, the property at issue could not be characterized--by tradition or
government designation--as a public forum. City of Ogden, 297 F.3d at 1002
(holding
that permanent monuments on the grounds of a municipal building were a nonpublic
forum because property was "not by tradition or designation a forum for public
communication" (quotations omitted)); Callaghan, 130 F.3d at 91617
(holding that
courthouse lawn was a nonpublic forum). Conversely, in the present case, the property is
a park, the kind of property which has "immemorially been held in trust for the use of the
public." Hague, 307 U.S. at 515. In this way, the present case more closely
resembles
the facts in Eagon. In Eagon, individuals sued Elk City for violation of
their free speech
rights after the city excluded their display from "Christmas in the Park," an annual event
during which individuals and groups were allowed to erect displays in Ackley Park. 72
F.3d at 1483. In conducting our forum analysis, we characterized the relevant forum
as
"Ackley Park during the 'Christmas in the Park' event" and held that the forum was a
traditional public forum, in which "content-based restrictions on speech are valid only if
necessary to serve a compelling state interest and if narrowly drawn to achieve that end."
Id. at 1487. Similarly, the fact that Summum seeks access to a
particular means of
communication (i.e., the display of a monument) is relevant in defining the forum, but it
does not determine the nature of that forum. See Cornelius, 473 U.S. at
802 ("Having
identified the forum . . . we must decide whether it is nonpublic or public in nature.").
By applying the standard associated with a nonpublic forum, the District Court
committed an error of law. In a nonpublic forum, content-based restrictions on speech
are permissible as long as they do not discriminate on the basis of the speaker's
viewpoint and are reasonable. Perry Educ. Ass'n, 460 U.S. at 49; see
also Cornelius,
473 U.S. at 806 ("Control over access to a nonpublic forum can be based on subject
matter and speaker identity so long as the distinctions drawn are reasonable in light of the
purpose served by the forum and are viewpoint neutral."). But in a public forum,
content-based restrictions are presumptively invalid. R.A.V. v. City of St. Paul, 505
U.S.
377, 382 (1992); see also Police Dep't of Chicago v. Mosley,
408 U.S. 92, 96 (1972)
("Selective exclusions from a public forum may not be based on content alone, and may
not be justified by reference to content alone."). In order for a content-based restriction
to survive strict scrutiny, the government must "show that its regulation is necessary to
serve a compelling state interest and that it is narrowly drawn to achieve that end." Perry
Educ. Ass'n, 460 U.S. at 45. As we explain below, Pleasant Grove has failed to justify
its restriction on speech under this standard.
(4)
2. Application of strict scrutiny to content-based restrictions in a
traditional public forum
Pleasant Grove concedes that its restriction on speech in the park is content
based.
(5) By requiring that monuments meet
the city's historical relevance criteria, the city
excludes monuments on the basis of subject matter and the speaker's identity.
(6) Because
the city's restrictions are content based, they may not be analyzed under the less exacting
intermediate scrutiny applied to content-neutral restrictions regulating the time, place, or
manner of expression in public forums. Id.
We must therefore determine whether Pleasant Grove has demonstrated that
application of its historical relevance criteria will, "more likely than not, be justified by
the asserted compelling interests." Gonzales, 126 S. Ct. at 1219; see also
Ashcroft v. Am.
Civil Liberties Union,
542 U.S. 656, 665 (2004) ("When plaintiffs challenge a
content-based speech restriction, the burden is on the Government to prove that the
proposed alternatives will not be as effective as the challenged statute."); Pac. Frontier v.
Pleasant Grove City,
414 F.3d 1221, 1231 (10th Cir. 2005) ("A municipality has the
burden of justifying its regulation [of speech] even on a motion to enjoin enforcement of
an ordinance."). Even though the injunction in this case is disfavored and Summum's
request is therefore analyzed under a heightened standard, in the context of a First
Amendment challenge, Pleasant Grove bears the burden of establishing that its
content-based restriction on speech will "more likely than not" survive strict scrutiny.
See Ashcroft, 542 U.S. at 666 ("As the Government bears the burden of proof on the
ultimate question of [the restriction's] constitutionality, [the moving party] must be
deemed likely to prevail unless the Government has shown that [the moving party's]
proposed less restrictive alternatives are less effective than [the restriction].");
Leavitt,
256 F.3d at 107273 (placing the burden on the government to justify its speech
restrictions in a preliminary injunction hearing).
Because Pleasant Grove argued below that the relevant forum is nonpublic in
nature, it did not assert a compelling interest that would justify excluding Summum's
monument. The only interest Pleasant Grove asserted is an interest in promoting its
history. The city's failure to offer any reason why this interest is compelling is sufficient
for Summum to meet its burden in demonstrating a substantial likelihood of success on
the merits. See Pac. Frontier, 414 F.3d at 1235 (affirming district court's conclusion
that
city failed to meet its burden in justifying its regulation at preliminary injunction stage);
see also S.O.C., Inc. v. County of Clark,
152 F.3d 1136, 1146 (9th Cir. 1998)
(finding
that plaintiff had established substantial likelihood of success on the merits when county
did not offer any reason why its interests were compelling).
(7)
But even if we assume that Pleasant Grove's stated interest is compelling, the city
has also failed to establish that the content-based exclusion of Summum's monument is
"necessary, and narrowly drawn," to serve the city's interest in promoting its history.
See
Capitol Square Review and Advisory Bd. v. Pinette,
515 U.S. 753, 761
(1995). As the
Supreme Court has explained, defining a governmental interest this narrowly (i.e., the
promotion of the city's history in this particular park) turns the effect of the
regulation
into the governmental interest. See Simon & Schuster, Inc. v. Members of N.Y. State
Crime Victims Bd.,
502 U.S. 105 , 120 (1991) (explaining that "this sort of circular
defense can sidestep judicial review of almost any statute, because it makes all statutes
look narrowly tailored").
Furthermore, the city may not use content-based restrictions to advance a
particular ideology. See Wooley v. Maynard,
430 U.S. 705, 717 (1977)
(holding that
state's interest in promoting "appreciation of history, state pride, and individualism" was
not ideologically neutral and therefore not compelling enough to outweigh an
individual's free speech rights). The city may further its interest in promoting its own
history by a number of means, but not by restricting access to a public forum traditionally
committed to public debate and the free exchange of ideas. ISKCON, 505 U.S. at
700
(Kennedy, J., concurring in judgment) (stating that government may not "assert broad
control over speech or expressive activities" in a public forum, but "must alter the
objective physical character or uses of the property, and bear the attendant costs, to
change the property's forum status").
In addition to the city's stated interest in promoting its history, the 2004 city
resolution governing monuments in the park contains aesthetic and safety justifications
for the speech restriction.
(8) Cities have
substantial interests in the aesthetic appearance of
their property. Metromedia, Inc. v. City of San Diego,
453 U.S. 490, 50708
(1981). To
further these interests, Pleasant Grove may pass a reasonable content-neutral resolution
regulating the time, manner, or place of speech in the park. For example, it could ban all
permanent displays of an expressive nature by private individuals. Pinette, 515 U.S.
at
761 (noting a "ban on all unattended displays" as a possible content-neutral restriction in
a traditional public forum); see also Ward v. Rock Against Racism, 491
U.S. 781, 792,
796 (holding that city's regulation of sound levels in park was a content-neutral and
narrowly tailored means of serving city's interest in the peaceful character of park and
privacy of residential area).
Here, however, the city has furthered its objectives by passing a content-based
resolution, which excludes all speech that does not meet its historical relevance criteria;
the resolution is therefore subject to strict scrutiny. We need not decide whether the
city's interests in aesthetics and safety are compelling because the resolution is not
narrowly tailored to achieve its stated interests. The city has not offered any reason why
monuments with its preferred historical content will preserve park space and reduce
safety hazards more effectively than monuments containing other content. See Solantic,
LLC v. City of Neptune Beach,
410 F.3d 1250, 1267 (11th Cir. 2005) (holding city's sign
code unconstitutional because not narrowly tailored to serve "the general purposes of
aesthetics and traffic safety"); see also City of Ladue v. Gilleo,
512 U.S. 43, 52
(1994)
(noting that, by allowing content-based exemptions, the government "may diminish the
credibility of [its] rationale for restricting speech in the first place").
Rather, the distinction between monuments with particular historical content and
monuments lacking this content "bears no relationship whatsoever" to the
resolution's
stated interests in aesthetics and safety. City of Cincinnati v. Discovery Network,
Inc.,
507 U.S. 410, 424 (1993) (finding that ban on commercial newsracks lacked reasonable
fit with city's interests in aesthetics and safety); see also Riley v. Nat'l Fed'n of
the Blind
of N.C., Inc.,
487 U.S. 781, 792 (1988) (holding state's "generalized interest" was
"insufficiently related" to its chosen means). The city may not burden speech that does
not present the danger the regulation seeks to address: "Where at all possible,
government must curtail speech only to the degree necessary to meet the particular
problem at hand, and must avoid infringing on speech that does not pose the danger that
has prompted regulation." Fed. Election Comm'n v. Mass. Citizens for Life, Inc.,
479
U.S. 238, 265 (1986). Summum's monument is similar in size, material, and appearance
to the Ten Commandments monument already displayed in the park. The city's
exclusion of the monument based on its content cannot be justified by an interest in
aesthetics or safety.
(9)
Because Pleasant Grove has not demonstrated that application of its historical
relevance criteria is more likely than not to be justified by its stated interests, we
conclude that Summum has established a substantial likelihood of success on the merits
and proceed to a determination of whether Summum has satisfied its burden under the
remaining three factors necessary for a preliminary injunction.
B. Irreparable Injury
The second factor we must consider in determining whether Summum is entitled
to a preliminary injunction is whether Summum will suffer irreparable harm if denied an
injunction. Deprivations of speech rights presumptively constitute irreparable harm for
purposes of a preliminary injunction: "The loss of First Amendment freedoms, for even
minimal periods of time, unquestionably constitutes irreparable injury." Elrod v.
Burns,
427 U.S. 347, 373 (1976), quoted in Pac. Frontier, 414 F.3d at 1235,
and Heideman v.
South Salt Lake City,
348 F.3d 1182, 1190 (10th Cir. 2003). For this reason, we have
assumed irreparable injury when plaintiffs are deprived of their commercial speech
rights, e.g., Pac. Frontier, 414 F.3d at 1235; Utah Licensed
Beverage Ass'n, 256 F.3d at
1076, even though restrictions on commercial speech are subject to intermediate scrutiny,
not strict scrutiny as in the case before us, see Utah Licensed Beverage Ass'n, 256
F.3d at
1066. If we can assume irreparable harm in the context of commercial speech, we can
surely assume irreparable harm when the government deprives an individual of speech in
a traditional public forum subject to the highest scrutiny. See Heideman, 348 F.3d at
1190 (noting that determination of irreparable harm requires consideration of "the
specific character of the First Amendment claim"). Given the character of the
deprivation in this case (i.e., exclusion from a traditional public forum), we hold that
Summum has established it will suffer irreparable harm if the injunction is denied.
C. Balance of Harms
Next, we consider whether the First Amendment injury to Summum outweighs
any prospective injury to Pleasant Grove in the event the injunction is granted. Pleasant
Grove argues that it will suffer substantial harm because, if Summum is allowed to
display its monument, the city will be inundated with requests from other individuals and
the park will be flooded with monuments. But the city's potential harm must be
weighed
against Summum's actual First Amendment injury. O Centro, 389 F.3d
at 1009
(Seymour, J., concurring in part and dissenting in part) ("Thus, the balance is between
actual irreparable harm to plaintiff and potential harm to the government which does not
even rise to the level of a preponderance of the evidence."); see also
ISKCON, 505 U.S.
at 701 (Kennedy, J., concurring in judgment) ("The First Amendment is often
inconvenient. . . . Inconvenience does not [however] absolve the government of its
obligation to tolerate speech."). The record contains no evidence to support Pleasant
Grove's contention that an injunction in this case will prompt an endless number of
applications for permanent displays in the park. The city's speculative harm cannot
outweigh a First Amendment injury, especially because Summum has established a
substantial likelihood of success on the merits. See O Centro, 389 F.3d at 1010
(Seymour, J., concurring in part and dissenting in part); Pac. Frontier, 414 F.3d at
123637; see also Wyandotte Nation, 443 F.3d at 1256 (holding
that plaintiff made
strong showing regarding the balance of harms under the heightened standard for a
mandatory injunction in part because plaintiff had substantial likelihood of success on
the merits). We therefore hold that Summum has made a strong showing with regard to
the balance of harms.
D. Public Interest
Lastly, we consider whether granting the injunction would be contrary to the
public interest. We have held that preliminary injunctions which further plaintiffs' free
speech rights are not adverse to the public interest. Pac. Frontier, 414 F.3d at 1237
("Vindicating First Amendment freedoms is clearly in the public interest."); Utah
Licensed Beverage Ass'n, 256 F.3d at 1076 ("Because we have held that Utah's
challenged statutes . . . unconstitutionally limit free speech, we conclude that enjoining
their enforcement is an appropriate remedy not adverse to the public interest."); Am. Civil
Liberties Union v. Johnson,
194 F.3d 1149, 1163 (10th Cir. 1999) (holding that a
preliminary injunction was not contrary to the public interest because "it will protect the
free expression of the millions of Internet users both within and outside of the State of
New Mexico" (quotations omitted)); Elam Constr., Inc. v. Reg'l Transp. Dist., 129
F.3d
1343, 1347 (10th Cir. 1997) ("The public interest also favors plaintiffs' assertion of their
First Amendment rights."). Because an injunction requiring the city to permit the display
of Summum's monument will further free speech rights, the injunction is clearly in the
public interest.
CONCLUSION
We hold that Summum has met its burden under all four factors necessary for a
preliminary injunction and has made the strong showing required under the heightened
standard for disfavored injunctions. We therefore REVERSE the District Court's order
denying Summum's motion and REMAND with instructions to grant the preliminary
injunction in Summum's favor. In addition, the District Court may conduct further
proceedings consistent with this opinion. We DENY as moot Summum's motion to
expedite this appeal.
PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
SUMMUM, a corporate sole and church,
Plaintiff - Appellant/
Cross - Appellee,
v.
DUCHESNE CITY, a governmental
entity; CLINTON PARK, Mayor of
Duchesne City; YORDYS NELSON;
NANCY WAGER; PAUL TANNER;
DARWIN MCKEE; JEANNIE
MECHAM, city council members,
Defendants - Appellees/
Cross - Appellants.
Nos. 05-4162, 05-4168,
05-4272 & 05-4282
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE
DISTRICT OF UTAH
(D. Ct. No.
2:03-CV-1049-DB)
Brian M. Barnard (James L. Harris, with him on the briefs), Utah Legal Clinic, Salt Lake
City, Utah, appearing for Appellant.
Francis J. Manion, American Center for Law & Justice, New Hope, Kentucky (Geoffrey
R. Surtees, American Center for Law & Justice, New Hope, Kentucky, Edward L. White,
III, Thomas More Law Center, Ann Arbor, Michigan, and Cindy Barton-Coombs,
Duchesne City Attorney, Roosevelt, Utah, with him on the briefs), appearing for
Appellees.
Before
TACHA, Chief Circuit Judge,
EBEL, Circuit Judge, and KANE,
(1) District Judge.
TACHA, Chief Circuit Judge.
Summum, a religious organization, filed suit under
42 U.S.C. 1983 against
Duchesne City, its mayor, and its city council members (collectively "City") for alleged
violations of Summum's First Amendment free speech rights. Summum appeals the
District Court's entry of summary judgment in favor of the City with respect to
Summum's request for prospective injunctive relief from alleged ongoing violations of
its free speech rights. The City cross-appeals the District Court's entry of summary
judgment in favor of Summum with respect to Summum's request for declaratory relief
and nominal damages for the City's past violations of its free speech rights. In addition,
the City cross-appeals the District Court's denial of its motion for summary judgment
based on lack of standing, and both parties appeal the District Court's order awarding
Summum attorneys' fees. We exercise jurisdiction pursuant to 28 U.S.C.§ 1291 and
affirm in part, reverse in part, and remand.
I. BACKGROUND
This dispute arises from Summum's request to erect a monument of the Seven
Aphorisms of Summum in a city park in Duchesne City, Utah. In September 2003,
Summum sent a letter to the mayor of Duchesne City asking the City to transfer a small
(10' x 11') plot of land in Roy Park to Summum for the display of its monument.
Summum requested a plot of land (rather than simply seeking permission to erect its
monument on public property) because, in August, the mayor had transferred a 10' x 11'
plot of land in Roy Park containing a Ten Commandments monument to the Duchesne
Lions Club. At the time of the transfer, the Ten Commandments monument had been
displayed in Roy Park for nearly twenty-five years. In an attempt to remove the
monument from public property, the mayor transferred the land to the Lions Club by
quitclaim deed. The contract for the transaction cites the club's work in cleaning and
beautifying the city as consideration for the transfer. Summum, in its request for a
similar land transfer, asked that the City grant it the same access to public property that
the City had granted the Lions Club. The City responded by letter, notifying Summum
that it would grant Summum a similarly sized plot of land in Roy Park if the organization
contributed the same amount of service to the City as the Lions Club had contributed.
Construing the City's response as a denial of its request for a plot of land in Roy
Park, Summum filed suit under
42 U.S.C. 1983 in federal district court, alleging
violations of its free speech rights under the First Amendment. It also alleged the City
violated its rights under the Utah Constitution's Free Expression and Establishment
Clauses. It sought declaratory and injunctive relief, as well as monetary damages. Both
parties moved for summary judgment. At a hearing on the motions, the District Court
expressed reservations about the City's land transfer to the Lions Club. In particular, it
questioned whether the sale was supported by adequate consideration and was an
arm's-length transaction (the mayor of the City was also president of the Lions Club).
The court also noted that the City had not erected any fences, signs, or other indications
of its disassociation from the plot of land and monument. After the court encouraged the
parties to seek other solutions to the problem, the Lions Club transferred the plot of land
back to the City by quitclaim deed, and the City sold the plot to the daughters of Irvin
Cole, in whose honor the monument was originally donated. The Cole daughters paid
$250 for the property, which they are free to use and dispose of as they wish. In
addition, a white-picket fence approximately four feet high currently encircles the
property, and a sign states that the City does not own the property. The City notified the
District Court of the changed circumstances.
Summum argued that the City's sale of the property to the Cole daughters did not
cure the violation of Summum's free speech rights. But in response to both parties'
motions for summary judgment, the District Court entered an order in favor of the City,
finding that the second sale ended the City's association with the Ten Commandments
monument. The court concluded that because the monument was now private speech on
private property, Summum was not entitled to injunctive relief facilitating the display of
its monument in the park. In a subsequent order, the District Court concluded that prior
to the sale of the plot to the Cole daughters, the City was violating Summum's free
speech rights; it therefore granted Summum's motion for declaratory relief and awarded
it nominal damages of $20. Summum now appeals the District Court's denial of its
request for injunctive relief. The City cross-appeals the District Court's decision
regarding declaratory relief and damages, as well as the court's denial of the City's
motion for summary judgment based on lack of standing. In addition, both parties appeal
the District Court's order awarding attorneys' fees to Summum as a prevailing party
under
42 U.S.C. 1988.
II. DISCUSSION
Standing
Before we reach the merits of Summum's First Amendment claim, we first
address the City's contention that Summum lacks standing to bring this claim. Our
review of this legal question is de novo. Lippoldt v. Cole, 468 F.3d 1204, 1216
(10th
Cir. 2006).
To ensure that an Article III case or controversy exists, a party asserting federal
jurisdiction must establish three elements to have standing to bring a claim. Doctor
John's, Inc. v. City of Roy, 465 F.3d 1150, 1155 (10th Cir. 2006); Utah Animal
Rights
Coal. v. Salt Lake City Corp., 371 F.3d 1248, 1255 (10th Cir. 2004). First, the party
must establish an injury-in-fact by showing "an invasion of a legally protected interest
that is (a) concrete and particularized and (b) actual or imminent, i.e., not conjectural or
hypothetical." Utah Animal Rights Coal., 371 F.3d at 1255 (quotations omitted).
Second, the party must demonstrate causation by "showing that the injury is fairly
trace[able] to the challenged action of the defendant, rather than some third party not
before the court." Id. (alteration in original) (quotations omitted). And third, the
party
must establish redressability by showing "that it is likely that a favorable court decision
will redress the injury to the plaintiff." Id. (quotations omitted).
Summum claims that its First Amendment rights were violated when the City
denied its request to erect a permanent monument in the park while allowing others to do
so. The City maintains, however, that it removed the Ten Commandments monument
from the park by selling the underlying property and that, consequently, a forum for
permanent displays no longer exists in the park. Thus, the City argues, Summum has
failed to establish an injury-in-fact. But the efficacy of the City's closure of the park as a
forum for permanent displays is a matter of debate. And as we have cautioned, "we must
not confuse standing with the merits." Id. at 1256; see also Initiative and
Referendum
Inst. v. Walker, 450 F.3d 1082, 1088 (10th Cir. 2006) (en banc) ("For purposes of the
standing inquiry, the question is not whether the alleged injury rises to the level of a
constitutional violation. That is the issue on the merits."). If Summum is correct that the
Ten Commandments monument is part of a public forum to which it was denied access,
it may have suffered a deprivation of its free speech rights, which would clearly be an
injury-in-fact caused by the City's actions and redressable by a favorable court decision.
We therefore conclude that Summum has standing to bring its First Amendment
claim.
First Amendment Claim
We review a district court's grant of summary judgment de novo, applying the
same standard the district court applied. First Unitarian Church of Salt Lake City v. Salt
Lake City Corp., 308 F.3d 1114, 1120 (10th Cir. 2002); see also
Jacklovich v. Simmons,
392 F.3d 420, 425 (10th Cir. 2004) ("On cross-motions for summary judgment, our
review of the summary judgment record is de novo and we must view the inferences to
be drawn from affidavits, attached exhibits and depositions in the light most favorable to
the party that did not prevail . . . ."). Summary judgment is proper
only if the record
shows "that there is no genuine issue as to any material fact and that the moving party is
entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c). In addition, because the
case before us involves First Amendment interests, "we have an obligation to conduct an
independent review of the record and to examine constitutional facts and conclusions of
law de novo." First Unitarian Church, 308 F.3d at 1120. 1. Principles of
Forum Analysis
According to Summum, because the City has permitted a private party to erect a
monument in a public forum, but denied Summum's request to do the same, it has
violated Summum's free speech rights. In other words, Summum claims that the City
has denied it access to a public forum on the same terms it has granted to others. Hence,
Summum's claim depends on whether the Ten Commandments monument continues to
be part of the forum to which Summum seeks access (i.e., permanent displays in Roy
Park), even though the City claims to have transferred the small plot of land containing
the monument--first to the Lions Club and then to the Cole daughters.
Before turning to the question of whether the Ten Commandments monument
remains part of the park, we note that the park, in general, is a traditional public forum,
and it is this physical setting that defines the character of the forum to which Summum
seeks access. Streets and parks are "quintessential public forums," as they "'have
immemorially been held in trust for the use of the public, and, time out of mind, have
been used for purposes of assembly, communicating thoughts between citizens, and
discussing public questions.'" Perry Educ. Ass'n v. Perry Local Educs. Ass'n, 460
U.S.
37, 45 (1983) (quoting Hague v. CIO, 307 U.S. 496, 515 (1939)).(1) The characterization
of the forum at issue is crucial because "the extent to which the Government can control
access depends on the nature of the relevant forum." Cornelius v. NAACP Legal Defense
and Educ. Fund, Inc., 473 U.S. 788, 800 (1985). In public forums, content-based
exclusions (e.g., excluding Summum's Seven Aphorisms while allowing the Ten
Commandments) are subject to strict scrutiny and will survive "only when the exclusion
is necessary to serve a compelling state interest and the exclusion is narrowly drawn to
achieve that interest." Id. Alternatively, the government "may impose reasonable,
content-neutral time, place, and manner restrictions" on speech in public forums (e.g.,
excluding all permanent displays). Capitol Square Review and Advisory Bd. v.
Pinette,
515 U.S. 753, 761 (1995).(2)
The difficult question in this case is whether the small plot of land with the Ten
Commandments monument remains part of a public forum (i.e., the city park) despite the
City's efforts to sell it to a private party. As a general matter, "[a] government may, by
changing the physical nature of its property, alter it to such an extent that it no longer
retains its public forum status." Hawkins v. City and County of Denver, 170 F.3d
1281,
1287 (10th Cir. 1999) (finding that the city had sufficiently altered former public street
so that it was no longer a traditional public forum). Hence, a city's sale of public
property may cause it to lose its public forum status. See Utah Gospel Mission v. Salt
Lake City Corp., 425 F.3d 1249, 1255 (10th Cir. 2005) (rejecting the argument that "a
public forum may never be sold to a private entity, or that if it is sold, it remains a public
forum"); see also Int'l Soc'y for Krishna Consciousness, Inc. v. Lee, 505 U.S. 672,
699
(1992) (Kennedy, J., concurring) ("In some sense the government always retains
authority to close a public forum, by selling the property, changing its physical character,
or changing its principal use."). But a sale of property is not conclusive. Indeed, a First
Amendment forum analysis may apply even when the government does not own the
property at issue: "forum analysis does not require the existence of government property
at all." First Unitarian Church, 308 F.3d at 1122; see also Marsh
v. State of Alabama,
326 U.S. 501, 509 (1946) (holding that the First Amendment was violated when a
corporate-owned municipality restricted individual's speech); United Church of Christ v.
Gateway Econ. Dev. Corp. of Greater Cleveland, Inc., 383 F.3d 449, 45253 (6th
Cir.
2004) (holding that privately owned sidewalk surrounding privately owned park was a
public forum). Thus, even assuming the property with the Ten Commandments
monument is privately owned, it may nevertheless continue to be part of the public forum
and therefore subject to the strictures of the First Amendment. See First Unitarian
Church, 308 F.3d at 1131 (holding that the city's easement over private property was a
public forum).
In determining whether private property retains its status as part of a public forum,
the inquiry centers on the objective, physical characteristics of the property. Utah Gospel
Mission, 425 F.3d at 1256; First Unitarian Church, 308 F.3d at 1124;
see also United
Church of Christ, 383 F.3d at 452 (holding that privately owned sidewalk was public
forum because it resembled public sidewalk and "blend[ed] into the urban grid");
Venetian Casino Resort, L.L.C. v. Local Joint Executive Bd. of Las Vegas, 257 F.3d
937,
948 (9th Cir. 2001) (holding that privately owned sidewalk was a traditional public
forum because it was "seamlessly connected to public sidewalks at either end and
intended for general public use"). That is, a city's intentions and efforts to remove the
plot of land by transferring it to private owners do not dictate the property's status. Ark.
Educ. Television Comm'n v. Forbes, 523 U.S. 666, 678 (1998); see also
First Unitarian
Church, 308 F.3d at 1124 ("The government cannot simply declare the First Amendment
status of property regardless of its nature or its public use."). In addition to examining
the objective, physical characteristics of private property, we have also asked whether the
city is "inextricably intertwined with the ongoing operations" of the private owner or
property and whether the property continues to serve the same primary function as it did
before the transfer. Utah Gospel Mission, 425 F.3d at 125658; see also
First Unitarian
Church, 308 F.3d at 1128 (finding the fact that easement served same purpose as public
sidewalk "a persuasive indication that the easement is a traditional public forum").
The District Court did not conduct a forum analysis to determine whether the plot
of land with the Ten Commandments monument remained part of the public forum (i.e.,
the park) despite its sale to a private party. Instead, the court analogized the present case
to the facts in Freedom from Religion Foundation, Inc. v. City of Marshfield, 203
F.3d
487 (7th Cir. 2000), which involved an Establishment Clause challenge to a statue of
Christ in a city park. In an effort to distance itself from religious speech, the city sold the
plot of land containing the statue to a private entity. The Seventh Circuit held that the
city failed to take sufficient measures to end its endorsement of religion: the "physical
state of the park" was such that "a reasonable person [could] conclude that the
government, rather than a private entity, endorses religion." Id. at 495
(emphasis added).
But a determination of whether the government is endorsing religion is not the
same as a determination of whether speech is occurring in a public forum. The Seventh
Circuit recognized this distinction in Marshfield when it acknowledged that, in
remedying its Establishment Clause violation, the city should be mindful of the
property's inclusion in a public forum: "because our holding limits private speech in a
public forum, any remedy must be narrowly tailored to avoid an Establishment Clause
violation." Id. at 497. In other words, the court recognized that a remedy ending the
city's endorsement of religion would not necessarily remove the statue from the public
forum, and as part of a public forum, the statue was protected speech under the Free
Speech Clause of the First Amendment. To be sure, measures a city takes to differentiate
private property from a public forum might affect both the private property's status as a
public forum, as well as any perceived endorsement of religion, see id., but the
inquiry is
not identical. A surrounding fence and disclaimer may be sufficient to disassociate the
City from private speech for purposes of the Establishment Clause, but these measures do
not necessarily remove a small parcel of property from a public forum. The District
Court therefore erred in relying on Marshfield to support its conclusion that the sign
and
fence surrounding the plot of land "removed" the plot from the public forum.
In addition to its reliance on Marshfield, the District Court's analysis is
flawed in
another respect. The first step in determining whether private property is nevertheless
part of a public forum should be to resolve conclusively whether the property at issue is
in fact privately owned. Because the District Court analyzed the property's status under
the Establishment Clause, rather than the Free Speech Clause, it did not focus on the
City's transfer of the property to the Lions Club and, later, to the Cole daughters.
Instead, the District Court assumed that both sales were valid. For Establishment Clause
purposes, the property's status as private or public may not significantly affect the
relevant inquiry into whether a reasonable person could conclude that the government is
endorsing religion. In the context of free speech, however, whether the property is
private or public significantly affects the analysis of the property's forum status. If the
land transfers in this case are invalid, the Ten Commandments monument is located on
public property in a city park and is therefore clearly located within a public forum.
Alternatively, if the City's transfers are valid, the reviewing court must determine
whether the plot of land with the monument continues to be part of a public forum
despite its private ownership (and the City's efforts to disassociate itself from the
monument). To apply the latter analysis without first determining the validity of the land
transfers could run afoul of the fundamental principle that courts should not "formulate a
rule of constitutional law broader than is required by the precise facts to which it is to be
applied." McConnell v. Federal Election Comm'n, 540 U.S. 93, 192 (2003)
(quotations
omitted); see also United States v. Cusumano, 83 F.3d 1247,
125051 (10th Cir. 1996)
(noting that the federal courts will not resolve a constitutional question until it is
unavoidable).
The District Court should therefore have analyzed the transfers for compliance
with state law, rather than assuming that both sales were valid. We therefore conduct an
independent review of the record to determine whether each transfer is valid under state
law. We conclude that the transfer to the Lions Club was invalid, but find the record
insufficiently developed to determine whether the sale to the Cole daughters is valid and
therefore remand to the District Court so that it may conduct an analysis consistent with
this opinion.
2. State Law Governing the City's Transfer of Public Property
Under state law, a city's legislative body has the power to dispose of public
property "for the benefit of the municipality." Utah Code Ann. § 10-8-2(1)(a)(iii). The
Utah Supreme Court has interpreted this statutory provision to require that municipalities
sell or otherwise dispose of public property "in good faith and for an adequate
consideration." Sears v. Ogden City, 533 P.2d 118, 119 (Utah 1975) (holding that a
city
may not dispose of its property by gift), aff'd on rehearing, 537 P.2d 1029. The
court
has also held that "adequate consideration" requires the receipt of a "present benefit that
reflects the fair market value" of the property. Mun. Bldg. Auth. of Iron County v.
Lowder, 711 P.2d 273, 282 (Utah 1985); see also Salt Lake County
Comm'n v. Salt Lake
County Attorney, 985 P.2d 899, 910 (Utah 1999) (holding that adequate consideration
requires a specific benefit stated in "present market value terms"). Hence, a "future"
benefit will not supply adequate consideration for a city's transfer of property, "nor will a
benefit that is of uncertain value." Price Dev. Co., L.P. v. Orem City, 995 P.2d
1237,
1247 (Utah 2000). Furthermore, Utah case law suggests that a city's disposal of park
property is subject to additional limitations: "[P]roperty such as streets, alleys, parks,
public buildings, and the like, although the title is in the city . . . is held in trust for
strictly corporate purposes, and, as a general rule, cannot be sold or disposed of so long
as it is being used for the purposes for which it was acquired." McDonald v. Price,
146
P. 550, 551 (Utah 1915).
In addition to these substantive requirements, the Utah Supreme Court has held
that a city's transfer of public property must be supported by documentation
demonstrating the fairness of the transfer:
[W]hen a legislative body enters into a transaction where
public money or property is given in exchange for something,
the good faith legislative judgment that the net exchange is
for fair market value flowing to the entity needs to be
supported by documentation within the legislative record of
an independent determination of the value of the exchange.
Price Dev. Co., 995 P.2d at 1249. Such documentation attaches a presumption of
validity to the transaction, the strength of which is "in direct proportion to the
thoroughness of the evaluation of the transaction entered into and to the independence
and skill of the evaluators." Id.
a. Transfer of the Plot to the Lions Club
The transfer from Duchesne City to the Lions Club by quitclaim deed in August
2003 was clearly invalid under state law. As an initial matter, no presumption of validity
attaches to the transaction because no documentation exists demonstrating the
transaction's fairness. The City contends, however, that the properly executed and
recorded quitclaim deed creates a presumption of validity. The City is correct that, under
Utah law, recorded documents governing title to real property do create certain
presumptions, Utah Code Ann. §§ 57-1-13; 57-4a-4, including the presumption that
"any
necessary consideration was given," id. § 57-4a-4(1)(e). But this more general
statute
must be interpreted in conjunction with the specific statutes and case law governing
transfers of real property by municipalities. And, as noted above, a municipality's
transfer of public property enjoys a presumption of validity only when supported by
underlying documentation of the "independent determination of the value of the
exchange." Price Dev. Co., 995 P.2d at 1249.
Moreover, the presumption of a valid transaction may be rebutted by clear and
convincing evidence of the transfer's invalidity. Gold Oil Land Dev. Corp. v.
Davis, 611
P.2d 711, 712 (Utah 1980). In this case, the record contains clear and convincing
evidence that the City's transfer to the Lions Club was invalid. The deed purported to
transfer the parcel of property from the City to the Lions Club in return for $10 and
"other considerations." The contract for sale of the property states that the transfer is "in
exchange for consideration of work for the cleaning and beautification of Duchesne
City." Neither document supports a conclusion that the consideration is a specific,
present benefit reflecting fair market value. In addition, the same person represented
entities on both sides of the transaction; Clinton Park signed the contract on behalf of the
City, in his capacity as mayor, and on behalf of the Lions Club, in his capacity as
president of the local chapter. This fact raises considerable doubt that the transfer was
made in "good faith." See, e.g., Utah Code Ann. § 70A-1-201(19) ("'Good
faith' means
honesty in fact in the conduct or transaction concerned."). Because the sale to the Lions
Club was not made "in good faith and for an adequate consideration," Sears, 533
P.2d at
119, it is invalid under state law.
Because the sale to the Lions Club was invalid, the plot of land with the Ten
Commandments monument remained part of a public forum. The next question is
whether the City's reasons for prohibiting Summum's speech satisfy the appropriate First
Amendment standard. The City concedes it excluded Summum's speech based on its
subject matter and the speaker's identity. In addition to exclusions based on viewpoint or
subject matter, exclusions based on the speaker's identity trigger strict scrutiny when the
forum at issue is public. See Cornelius, 473 U.S. at 808 (noting that
exclusion of speech
from a public forum requires "a finding of strict incompatibility between the nature of the
speech or the identity of the speaker" and the forum's function); see also Police Dep't of
Chicago v. Mosley, 408 U.S. 92, 96 (1972) ("[W]e have frequently condemned . . .
discrimination among different users of the same medium for expression."). To survive
strict scrutiny, the City must demonstrate that "the exclusion is necessary to serve a
compelling state interest and the exclusion is narrowly drawn to achieve that interest."
Cornelius, 473 U.S. at 800.
The City does not assert any compelling interest for this restriction.(3) Rather, the
City asserts that no constitutional right exists to erect a permanent structure on public
property. We do not need to address that proposition in its most general application,
however, because in any event it does not apply when the government allows some
groups to erect permanent displays, but denies other groups the same privilege. Indeed,
the cases cited by the City acknowledge this distinction. See, e.g., Lubavitch
Chabad
House, Inc. v. City of Chicago, 917 F.2d 341, 347 (7th Cir. 1990) ("First Amendment
jurisprudence certainly does mandate that if the government opens a public forum to
allow some groups to erect communicative structures, it cannot deny equal access to
others because of religious considerations . . . ."); see also Summum v. Pleasant Grove
City, F.3d (10th Cir. 2007) (holding that a content-based exclusion of a
permanent
display in a public park violated the First Amendment). Indeed, we have held that
similar restrictions on speech may violate the First Amendment even under the less
exacting standard of review applied to speech restrictions in nonpublic forums.(4)
Summum v. City of Ogden, 297 F.3d 995, 1011 (10th Cir. 2002); Summum v.
Callaghan,
130 F.3d 906, 921 (10th Cir. 1997). Viewing the relevant, undisputed facts in the light
most favorable to the City, we therefore conclude that Summum's free speech rights
were violated prior to the property's transfer to the Cole daughters and affirm the District
Court's grant of summary judgment in favor of Summum on this issue.(5)
b. Transfer of the Plot to the Cole Daughters
Summum's request for prospective injunctive relief depends, in part, on the
validity of the City's transfer of the property to the Cole daughters. After Clinton Park,
in his capacity as president of the Lions Club, transferred the property back to the City,
the city council passed ordinances governing the disposition of real property owned by
the City and vacating the 10' x 11' parcel of property with the Ten Commandments
monument. The council also passed a resolution authorizing the mayor to transfer the
property to the Cole daughters. In July 2004, Clinton Park, as mayor, signed a quitclaim
deed transferring the property to the Cole daughters for $250 "and other considerations."
The value of the exchange is apparently based on a Duchesne County tax
appraisal, which lists the Duchesne Lions Club as the owner. This alone is not enough to
determine whether the sale was in good faith and for adequate consideration under state
law. The record lacks any supporting documentation "of an independent determination
of the value of the exchange," Price Dev. Co., 995 P.2d at 1249, or "a detailed
showing
of the benefits to be obtained" from the transfer, Salt Lake County Comm'n, 985
P.2d at
910. The county tax appraisal does not contain this detailed showing, as it is not
intended to evaluate the City's transfer of the property to a private owner. Moreover, the
record contains no discussion of whether the City could dispose of park property when
the property's purpose had not changed. See McDonald, 146 P. at 551
(noting general
rule that property "held in trust for strictly corporate purposes" may not "be sold or
disposed of so long as it is being used for the purposes for which it was acquired").
The District Court simply assumed the sale was valid based on the City's
assertions and did not conduct an analysis of the transfer under state law. But based on
our review of the record, a genuine issue of material fact exists concerning the validity of
the City's transfer. We therefore reverse the District Court's grant of summary judgment
in favor of the City on Summum's claim for injunctive relief. Because a determination
of the sale's validity is important to a determination of the property's forum status, the
District Court must first decide whether the sale meets the requirements of state law.
Once this issue is decided, the court may then decide the constitutional issue of the
property's forum status, applying an analysis consistent with this opinion. In addition,
even if the District Court determines on remand that the land upon which the Ten
Commandments monument rests is no longer part of the traditional public forum of Roy
Park, Summum may still be entitled to prospective injunctive relief entitling it to place its
monument on other locations that remain in the traditional public forum of Roy Park,
unless the court determines that the City's ordinance purporting to close all of Roy Park
to permanent displays is a valid time, place, or manner restriction under the analysis
articulated in Ward v. Rock Against Racism, 491 U.S. 781, 798-800 (1989).
C. State Law Claims
Summum also claims that the District Court erred in dismissing its state law
claims. In resolving the parties' motions for summary judgment the District Court did
not explicitly address Summum's state law claims. Accordingly, we assume that it
declined to exercise supplemental jurisdiction over those claims under 28 U.S.C. §
1367(c). See Erikson v. Pawnee County Bd. of County Comm'rs, 263 F.3d 1151,
1155
n.6 (10th Cir. 2001) (assuming district court declined supplemental jurisdiction when it
did not address state law claims in its order of dismissal). We review a district court's
decision regarding supplemental jurisdiction for abuse of discretion. Robey v. Shapiro,
Marianos & Cejda, L.L.C., 434 F.3d 1208, 1213 (10th Cir. 2006). In general, when
federal claims are disposed of prior to trial, the district court may decline to exercise
supplemental jurisdiction over state law claims and allow the plaintiff to assert those
claims in state court.(6) Ball v.
Renner, 54 F.3d 664, 669 (10th Cir. 1995); see also 28 U.S.C. 1367(c)(3) ("[A] district court[] may decline to exercise supplemental
jurisdiction" over state law claims if it "has dismissed all claims over which it has
original jurisdiction."). But because we remand Summum's federal claim for prospective
injunctive relief, the District Court should reconsider whether to exercise supplemental
jurisdiction over Summum's state law claims. See Baca v. Sklar, 398 F.3d 1210,
1222
n.4 (10th Cir. 2005) (directing the district court to reconsider its decision to decline
supplemental jurisdiction after remanding a federal claim).
D. Attorneys' Fees
Both parties appeal the District Court's order awarding Summum one percent
($694.40) of the amount requested in attorneys' fees. Summum argues that it is entitled
to a larger fee award, while the City argues that the court should not have awarded
Summum any attorneys' fees. Because we reverse the District Court's grant of summary
judgment in favor of the City with respect to injunctive relief, we vacate its order
awarding attorneys' fees. The District Court may recalculate attorneys' fees after it
determines whether Summum is entitled to injunctive relief in light of the foregoing
discussion.
We caution, however, that to reach the conclusion that a plaintiff's victory is
merely technical or de minimis--justifying only a low fee award or no award at all--the
court must first apply the factors from Justice O'Connor's concurrence in Farrar v.
Hobby, 506 U.S. 103, 11622 (1992).(7) In this case, the District Court characterized the
City's violation of Summum's rights as "technical" before it applied the O'Connor
factors because it had only awarded Summum nominal damages. But "[n]ominal relief
does not necessarily a nominal victory make." Farrar, 506 U.S. at 121.
Accordingly, on
remand, the court should apply the three O'Connor factors before deciding that the
victory is technical and that the only reasonable fee is therefore a low fee or no fee at all.
Barber v. T.D. Williamson, Inc., 254 F.3d 1223, 1230 n.3 (10th Cir. 2001); see
also
Lippoldt, 468 F.3d at 122324 (holding that the district court abused its discretion
in
finding that plaintiffs achieved only technical success without considering all the
Farrar
factors).
III. CONCLUSION
We AFFIRM the District Court's grant of summary judgment in favor of
Summum with respect to declaratory relief and nominal damages, but we REVERSE its
grant of summary judgment in favor of Duchesne City with respect to Summum's request
for injunctive relief. In addition, we VACATE the District Court's order awarding
Summum attorneys' fees and REMAND for further proceedings consistent with this
opinion.
FOOTNOTES
Click footnote number to return to corresponding location in the text.
1. Although the monument involves a religious
message, these cases properly
consider the question of free speech, not establishment of religion.
2. By contrast, when the government itself
speaks, it may discriminate as to both
content and viewpoint. Rosenberger, 515 U.S. at 833.
1. To the extent Summum
v. Callaghan, 130 F.3d 906 (10th Cir. 1997), and
Summum v. City of Ogden, 297 F.3d 995 (10th Cir. 2002), teach the contrary, they
should
be overruled.
2. The factors were:
(1) that "the central purpose of the enhanced underwriting program is not to
promote the views of the donors;" (2) that the station exercised editorial control
over the content of acknowledgment scripts; (3) that the literal speaker was a
KWMU employee, not a Klan representative; and (4) that ultimate responsibility
for the contents of the broadcast rested with KWMU, not with the Klan.
Wells, 257 F.3d at 1141 (quoting Knights of the Ku Klux Klan, 203
F.3d at 109394).
3. Indeed, the panel held that Duchesne's
attempted sale of the monument is
controlled by state law governing the disposition of "public property." Duchesne,
482
F.3d at 1272.
1.Contrary to Judge Lucero's dissent, the
description of the forum as "permanent
monuments in a city park" does not change the nature of the forum from a traditional
public forum to some kind of limited or nonpublic forum. To focus solely on the
monuments (i.e., the form of speech) and ignore the underlying property would be a
distortion of Supreme Court precedent, as explained above. Furthermore, the conclusion
that permanent speech is more limited than transitory speech defies logic. Like
temporary signs and demonstrations, permanent displays most certainly encompass the
government property; indeed, permanent monuments are physically attached to and
always present on the property. Unlike the speaker in Perry Education Ass'n v. Perry
Local Educators' Ass'n, 460 U.S. 37 (1983), who sought access to teachers' mailboxes,
Summum did not seek access to "a forum within the confines of the government
property," Cornelius v. NAACP Legal Def. & Educ. Fund, Inc., 473 U.S. 788,
801
(1985); rather, it sought permanent access to the physical property itself. Thus, although
the relevant forum in these cases is "permanent monuments in a city park," the access
sought is not the kind of limited access that allows for a more narrow definition of the
forum. This is true even if we accept the view that a speaker does not have a
constitutional right to erect a permanent display in a public forum. Because the cities had
already permitted the permanent display of a private message, the only question properly
before the panel was whether the cities could exclude other permanent private speech on
the basis of content, that is, whether they could constitutionally discriminate among
private speakers in a public forum.
2.We cite the following Supreme Court cases
in both opinions: United States v.
Am. Library Ass'n, Inc., 539 U.S. 194, 205 (2003) (plurality opinion) (recognizing that
public library staffs may consider content in making collection decisions); Ark. Educ.
Television Comm'n v. Forbes, 523 U.S. 666, 673 (1998) (recognizing that broadcasters
must "exercise substantial editorial discretion in the selection and presentation of their
programming"); Nat'l Endowment for the Arts v. Finley, 524 U.S. 569, 585 (1998)
(holding that the NEA may consider content in awarding grants as such judgments "are a
consequence of the nature of arts funding"). See Pleasant Grove City, 483 F.3d at
1052
n.4; Duchesne City, 482 F.3d at 1269 n.2.
3.Moreover, contrary to Judge McConnell's
dissent, see Dissent at 4, the city's
ownership of the holiday display in Wells was clearly established.
Wells, 257 F.3d at
1139 (noting that, as a factual matter, "Denver owns each component part of the
display").
4.In fact, one case cited in Judge
McConnell's dissent contains language
specifically rejecting this proposition. Modrovich v. Allegheny County, 385 F.3d
397,
41011 (3d Cir. 2004) ("The fact that government buildings continue to preserve
artifacts of [the country's religious] history does not mean that they necessarily support
or endorse the particular messages contained in those artifacts.").
1.Honorable John L. Kane, Jr., Senior
District Judge for the District of Colorado,
sitting by designation.
1.Although Summum claims it did not
receive this letter, the organization's
president acknowledged that he had read the notice of the city's denial in the newspaper.
(Applt. App. at 59)
2.The Ten Commandments monument
clearly constitutes protected speech.
Summum v. Callaghan, 130 F.3d 906, 91314 (10th Cir. 1997) ("[P]rivate
religious
speech . . . is as fully protected under the Free Speech Clause as secular private
expression." (quotations omitted)). In addition, we have previously characterized a Ten
Commandments monument donated by the Fraternal Order of Eagles and placed by the
city on public property as the private speech of the Eagles rather than that of the city. See
Summum v. City of Ogden, 297 F.3d 995, 1006 (10th Cir. 2002); Callaghan,
130 F.3d at
913. Pleasant Grove argues that the Supreme Court's recent decision in Van
Orden v.
Perry, 545 U.S. 677 (2005), requires this Court to treat the Ten Commandments
monument as governmental speech. In Van Orden, the Supreme Court held that the
Establishment Clause was not violated by the display of a similar Ten Commandments
monument on the Texas State Capitol grounds. Pleasant Grove contends that the
Supreme Court would not have applied an Establishment Clause analysis in Van
Orden
unless the Court considered the Ten Commandments monument to be governmental
speech. But this argument is without merit because the Establishment Clause prohibits
governmental endorsement of religion, which can occur in the absence of direct
governmental speech. Capitol Square Review and Advisory Bd. v. Pinette, 515 U.S.
753,
774 (1995) (O'Connor, J., concurring in part and concurring in judgment).
3.Summum does not argue on appeal that it
is entitled to a preliminary injunction
based on its claims under the Utah Constitution and has therefore waived this issue.
State Farm Fire & Cas. Co. v. Mhoon, 31 F.3d 979, 984 n.7 (10th Cir. 1994).
4.We note that the Supreme Court has
chosen not to apply forum principles in
certain contexts, recognizing that the government in particular roles has discretion to
make content-based judgments in selecting what private speech to make available to the
public. See United States v. Am. Library Ass'n, Inc., 539 U.S. 194, 205
(2003) (plurality
opinion) (recognizing that public library staffs have broad discretion to consider content
in making collection decisions); Ark. Educ. Television Comm'n v. Forbes, 523 U.S.
666,
673 (1998) ("Public and private broadcasters alike are not only permitted, but indeed
required, to exercise substantial editorial discretion in the selection and presentation of
their programming."); Nat'l Endowment for the Arts v. Finley, 524 U.S. 569, 585
(1998)
(holding that the NEA may make content-based judgments in awarding grants as such
judgments "are a consequence of the nature of arts funding"). The city in the case before
us is not, however, acting in its capacity as librarian, television broadcaster, or arts
patron. Because the Supreme Court has not extended the reasoning of these cases to the
context we consider today, we conclude that the case is best resolved through the
application of established forum principles.
5.In its brief, Pleasant Grove acknowledged
that it evaluates proposed monuments
based on their content: "[T]he City merely restricts permanent monuments based on
either the content of the monument (i.e., the historical relevance to the City) or the
identity of the donor (i.e., one with ties to the community). Such criteria, while certainly
content-based, are reasonable and completely neutral with regard to viewpoint . . . ."
App. Br. at 23.
6.In addition to exclusions based on
viewpoint or subject matter, exclusions based
on the speaker's identity trigger strict scrutiny when the forum at issue is public. See
Cornelius, 473 U.S. at 808 (noting that exclusion of speech from a public forum
requires
"a finding of strict incompatibility between the nature of the speech or the identity of the
speaker" and the forum's function); see also Mosley, 408 U.S. at 96 ("[W]e have
frequently condemned . . . discrimination among different users of the same medium for
expression."); Eagon, 72 F.3d at 1487 (subjecting to strict scrutiny the city's denial
to
partisan groups of the same opportunity to speak as non-partisan groups in a traditional
public forum).
7.Pleasant Grove's reliance on our decision
in City of Ogden is misplaced. The city
argues that our decision supports its use of historical relevance criteria to limit speech in
this context. In City of Ogden, however, we simply noted that we were
not deciding that
a city "may never maintain a nonpublic forum to which access is controlled based
upon
'historical relevance' to the given community." 297 F.3d at 1006 (emphasis added). In
other words, we left open the question whether a city could limit access to a nonpublic
forum based on historical relevance. More important, we did not express any opinion
about the use of historical relevance criteria to justify content-based discrimination in a
public forum. A content-based restriction permissible in a nonpublic forum will not
necessarily survive the strict scrutiny applied to a restriction in a public forum.
8.The resolution contains the following
preamble:
WHEREAS, there is a limited amount of park space within the city; and
WHEREAS, there are aesthetic issues surrounding the placement of
permanent objects in parks and other public areas; and
WHEREAS, the City wishes to preserve its public open space; and
WHEREAS, permanent structures, displays, permanent signs and
monuments, decrease the available open space and the visual perception of
open space, and
WHEREAS, there are also safety issues surrounding the placement of
permanent objects in parks and public areas such as sight obstructions, and
line of sight availability; and
WHEREAS, the City wishes to insure the placement of permanent objects
on public property does not create safety hazards. (Applt. App. at 55)
9.Because Pleasant Grove's restriction on
monuments in the park is not necessary
or narrowly drawn to serve a compelling interest, we need not decide whether the city's
2004 resolution purportedly codifying its unwritten policy is a post hoc facade for
content-based discrimination. See City of Ogden, 297 F.3d at 100609
(analyzing
whether city's historical relevance justification was well-established policy or a post hoc
facade for viewpoint discrimination); Cornelius, 473 U.S. at 81213
(remanding for
factual inquiry into whether government's stated reasons for restricting speech were
motivated by a desire to suppress certain viewpoints). We do note, however, that the
record contains little support for a well-established policy or practice of approving
monuments that promote the city's pioneer history. In the "absence of express
standards," such as a written policy, city officials are more likely to use post hoc
rationalizations to justify their decisions; this kind of "unbridled discretion" can result in
content or viewpoint discrimination. Callaghan, 130 F.3d at 920 (quotations
omitted).
1.Honorable John L. Kane, Jr., Senior
District Judge for the District of Colorado,
sitting by designation.
1.The City argues that the relevant forum is
nonpublic in nature according to our
decisions in Summum v. City of Ogden, 297 F.3d 995 (10th Cir. 2002), and
Summum v.
Callaghan, 130 F.3d 906 (10th Cir. 1997). But in both City of Ogden and
Callaghan,
the property at issue could not be characterized--by tradition or government
designation--as a public forum. City of Ogden, 297 F.3d at 1002 (holding that
permanent monuments on the grounds of a municipal building were a nonpublic forum);
Callaghan, 130 F.3d at 916-17 (holding that monuments on a courthouse lawn were
a
nonpublic forum). Conversely, in the present case, the property is a park, the kind of
property which has "immemorially been held in trust for the use of the public."
Hague,
307 U.S. at 515. The fact that Summum seeks access to a particular means of
communication (i.e., the display of a monument) is relevant in defining the forum, but it
does not determine the nature of that forum. See Cornelius v. NAACP Legal
Def. and
Educ. Fund, Inc., 473 U.S. 788, 802 (1985) ("Having identified the forum . . . we must
decide whether it is nonpublic or public in nature."); see also Summum v. Pleasant Grove
City, F.3d (10th Cir. 2007) (holding that "permanent monuments in the
city park" are
a public forum).
2.We note that the Supreme Court has chosen
not to apply forum principles in
certain contexts, recognizing that the government in particular roles has discretion to
make content-based judgments in selecting what private speech to make available to the
public. See United States v. Am. Library Ass'n, Inc., 539 U.S. 194, 205
(2003) (plurality
opinion) (recognizing that public library staffs have broad discretion to consider content
in making collection decisions); Ark. Educ. Television Comm'n v. Forbes, 523 U.S.
666,
673 (1998) ("Public and private broadcasters alike are not only permitted, but indeed
required, to exercise substantial editorial discretion in the selection and presentation of
their programming."); Nat'l Endowment for the Arts v. Finley, 524 U.S. 569, 585
(1998)
(holding that the NEA may make content-based judgments in awarding grants as such
judgments "are a consequence of the nature of arts funding"). The city in the case before
us is not, however, acting in its capacity as librarian, television broadcaster, or arts
patron. Because the Supreme Court has not extended the reasoning of these cases to the
context we consider today, we conclude that the case is best resolved through the
application of established forum principles.
3.In its letter denying Summum's request, the
City indicated it would grant
Summum the same access as the Lions Club once Summum contributed the same number
of service hours to the City. While we doubt the sincerity of the City's stated reason (and
therefore its motive) in excluding Summum's speech, the City's denial based on lack of
community service confers too much discretion on city officials to exclude speech from a
public forum. City of Lakewood v. Plain Dealer Pub. Co., 486 U.S. 750,
77072 (1988).
The City provided no specific guidelines for determining when a speaker has engaged in
the quantity and quality of community service sufficient to gain access to the park. This
kind of "unbridled discretion" is clearly unconstitutional. Id. at 770 ("The doctrine
[forbidding unbridled discretion] requires that the limits the city claims are implicit in its
law be made explicit by textual incorporation, binding judicial or administrative
construction, or well-established practice.")
4.Moreover, because the Ten Commandments
monument remained part of a public
forum, we need not address the City's argument that the display of Summum's
monument (and no other) would have caused the City to violate the Establishment
Clause. But we note that, when a forum for private speech exists, we have rejected the
Establishment Clause defense. Callaghan, 130 F.3d at 921; see also City of
Ogden, 297
F.3d at 1011 (recommending that the city post a disclaimer if it is concerned that
reasonable observers would interpret monument as a governmental endorsement of
religion).
5.The City argues that the District Court
should not have granted Summum's
request for declaratory relief because it had already granted the City's motion for
summary judgment on Summum's entire First Amendment claim. But in its order, the
court found that the City's sale to the Cole daughters cured any First Amendment
violation and denied Summum's request for prospective relief in the form of an
injunction. The court specifically noted that the order did not settle Summum's claims
for money damages and attorneys' fees. This first judgment did not therefore preclude
the court's subsequent entry of declaratory judgment and damages in favor of Summum
for the period prior to the City's second attempt to transfer the property. Furthermore,
although declaratory relief is typically prospective, "we consider declaratory relief
retrospective to the extent that it is intertwined with a claim for monetary damages that
requires us to declare whether a past constitutional violation occurred," PeTA v.
Rasmussen, 298 F.3d 1198, 1202 n.2 (10th Cir. 2002), even though it is
"superfluous [in
this case] in light of the damages claim," Green v. Branson, 108 F.3d 1296, 1300
(10th
Cir. 1997).
6.In fact, in Snyder v. Murray City
Corp., we reversed a district court's decision to
exercise supplemental jurisdiction over claims involving Utah's Free Exercise and
Establishment Clauses when the court had resolved the federal claims prior to trial.
Snyder v. Murray City Corp., 124 F.3d 1349, 135455 (10th Cir. 1997)
(noting that the
complex nature of the law interpreting Utah's religion clauses supported dismissal of
state claims), vacated in part on rehearing en banc, 159 F.3d 1227 (10th
Cir. 1998).
7.These three factors are: "(1) the difference
between the amount recovered and the
damages sought; (2) the significance of the legal issue on which the plaintiff claims to
have prevailed; and (3) the accomplishment of some public goal other than occupying the
time and energy of counsel, court, and client." Lippoldt, 468 F.3d at 1222
(quotations
omitted).