Federal Circuits, 1st Cir. (April 13, 2005)
Docket number: 04-1741
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U.S. Supreme Court - Malley v. Briggs, 475 U.S. 335 (1986)
U.S. Supreme Court - Mt. Healthy City Bd. of Ed. v. Doyle, 429 U.S. 274 (1977)
John H. Fitz-Gibbon with whom Harry L. Miles, Green, Miles, Lipton, White & Fitz-Gibbon, John C. Sikorski, Dorothy Varon and Robinson Donovan, P.C. were on brief for defendant, appellee/cross-appellant City of Holyoke and defendants, appellees Daniel Szostkiewicz, Mark Cournoyer and Stephen Donoghue.
Before BOUDIN, Chief Judge, SELYA and LYNCH, Circuit Judges.PER CURIAM.In June 1998, Robert Wagner, a sergeant in the Holyoke Police Department, brought suit against the City of Holyoke, its former mayor, two of its former police chiefs and others for an alleged campaign of retaliation undertaken against him during the mid-1990s. Wagner claimed that he had been subjected to disciplinary action, harassment and public humiliation because he had disclosed a variety of information ? including allegations of police misconduct ? to newspapers and state and federal agencies. Wagner's initial complaint presented multiple statutory and common law claims, but the only ones of relevance here are those under 42 U.S.C. 1983 (2000), for violation of the first and fourteenth amendments, and under the Massachusetts whistleblower statute, Mass. Gen. Laws ch. 149, § 185 (2002).On motions for summary judgment, the district court granted qualified immunity to the individual defendants on the section 1983 claim and dismissed the whistleblower claim because Wagner had failed to provide written notice to his supervisor before filing suit (as this court had previously interpreted the statute to require). On the section 1983 claim against Holyoke, the court denied Wagner's motion for a partial directed verdict regarding particular incidents of speech that it had found worthy of first amendment protection. The section 1983 claim was presented to the jury on two alternative theories: that Wagner had suffered an "adverse employment action" in retaliation for his speech, and that he had endured "severe harassment" for that speech. In June 2003, after a six-week trial, the jury found for the city on the former theory; it found for Wagner on the latter, awarding nominal damages of one dollar. The jury ruled for defendants on Wagner's remaining claims, none of which are presently at issue.1Wagner appeals, claiming that the district court erred in granting qualified immunity to the individual section 1983 defendants, in denying his motion for a partial directed verdict, in dismissing his state whistleblower claim, in drafting various of its jury instructions, and in declining to grant a new trial on damages for his "severe harassment" claim and in toto for his "adverse employment action" claim. The city cross-appeals, challenging the district court's award of attorneys' fees and costs to Wagner.Over the four years following his resignation as chief of police in September 1994, Wagner (who remained on the force in a subordinate capacity) received numerous suspensions and reprimands ? some allegedly in response to various disclosures and public statements made by Wagner, but others for independent instances of insubordination or violations of departmental regulations. The district court found that Wagner had engaged in six categories of speech that were provisionally protected under the first amendment, see Pickering v. Bd. of Educ., 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968), and that ultimately formed the basis for his claims at trial: (1) statements in 1996 and 1997 to a city councilman regarding discrimination, working conditions and illegal activity in the police department; (2) statements made to assist a fellow officer in filing formal complaints of discrimination; (3) statements to the state attorney general's office regarding police corruption; (4) comments made to a local reporter for a set of three articles in February 1997; (5) a complaint to the Massachusetts Commission Against Discrimination, filed by Wagner in May 1997, and a "rebuttal" filed by him in October of the same year; and (6) a written submission to the Massachusetts Labor Relations Commission in May 1998.Wagner claims that the district court should have granted a directed verdict on the disciplines he suffered that corresponded to the last three of these categories of speech. He notes that a number of Holyoke officials testified that if he had not made these statements or released various documents associated with them he would not have been disciplined, and he argues that this fact ? coupled with the fact that the underlying speech was protected under the first two prongs of Pickering ? entitled him to a directed verdict in his favor on those claims.These incidents of Wagner's speech, however, also involved the disclosure of confidential material protected by departmental regulations and Massachusetts law, as well as breaches of the police department's chain of command. At trial, Holyoke claimed that it was Wagner's acts of unlawful disclosure and insubordination that were the true grounds for disciplining him ? or at least independent grounds that entitled the city to a defense under Mount Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977).Wagner attempts to undermine this argument by claiming that the disclosures and disobedience were not "independent" acts that could support disciplinary action, but were rather part and parcel of his speech. We disagree. While individuals are entitled to speak on matters of public concern free from the threat of retaliation (at least if their speech is protected under Pickering), this does not entitle those same individuals to use whatever methods or instrumentalities they see fit to convey their message. If the use of such inappropriate means of expression ? rather than the speech itself ? prompts discipline, there is no first amendment violation. This is the very essence both of Pickering's third-prong inquiry into whether the protected speech was a "substantial or motivating factor" behind an adverse employment action, and of the Mount Healthy defense, which asks if the plaintiff would have been disciplined even in the absence of his protected speech. See O'Connor v. Steeves, 994 F.2d 905, 913 (1st Cir.), cert. denied,Try vLex for FREE for 3 days
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