Federal Circuits, Seventh Circuit (January 30, 1990)
Docket number: 89-1359
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U.S. Supreme Court - Pennsylvania v. Ritchie, 480 U.S. 39 (1987)
U.S. Supreme Court - United States v. Bagley, 473 U.S. 667 (1985)
U.S. Supreme Court - Brady v. Maryland, 373 U.S. 83 (1963)
K. Tate Chambers, Asst. U.S. Atty. (argued), Peoria, Ill., for U.S., plaintiff-appellee.
Susan K. Lucas (argued), Peoria, Ill., for Tom Guerrero, defendant-appellant.Before WOOD, Jr., POSNER and COFFEY, Circuit Judges.HARLINGTON WOOD, Jr., Circuit Judge.Tom Guerrero appeals the sentence imposed after he entered a guilty plea to conspiracy to distribute cocaine, 21 U.S.C. Sec . 846. Helen "Princey" Guerrero appeals the sentence she received after pleading guilty to conspiracy to distribute cocaine, 21 U.S.C. Sec . 846; two counts of distribution of cocaine, 21 U.S.C. Sec . 841(a)(1); and a money-laundering charge, 18 U.S.C. Sec . 1956, contained in a separate indictment. Both sentences were governed by the Sentencing Reform Act of 1984, 18 U.S.C. Sec . 3551 et seq. and 28 U.S.C. Sec . 991 et seq., and the Sentencing Guidelines ("Guidelines") promulgated by the United States Sentencing Commission ("Commission"). Tom Guerrero asserts that he is entitled to a new sentence because the district court improperly calculated the sentences of several of his codefendants by sentencing them on the basis of their personal behavior in the conspiracy rather than their "attributable conduct," which was the basis for his own sentence. Additionally, Tom Guerrero argues that the recantation of a major witness who testified regarding the extent of Guerrero's cocaine deliveries requires a remand for imposition of a lesser sentence. Helen "Princey" Guerrero ("Princey Guerrero") maintains that the district court improperly considered her employment of her family in the cocaine enterprise as a factor in aggravation at her sentencing. We affirm.I. BACKGROUNDA. FactsTom and Princey Guerrero were members of a cocaine distribution conspiracy comprised primarily of Guerrero family members. Princey Guerrero headed the conspiracy, which operated out of her home and distributed cocaine in the Galesburg, Illinois area. Princey Guerrero obtained the cocaine during drug-buying expeditions to Chicago. Tim Brown, the only conspirator who did not enjoy a tie of kinship with his cohorts, sold cocaine from Princey Guerrero's house and accompanied her to Chicago acting as a bodyguard. Brown ultimately pleaded guilty to two distribution counts. Helen R. Guerrero, Princey Guerrero's mother, lived with Princey Guerrero and pleaded guilty to conspiring to distribute cocaine from the Guerrero household. Rosemary Guiterrez, Princey Guerrero's sister, pleaded guilty to one count of distribution of cocaine. This matriarchal conspiracy distributed at least one kilogram of cocaine a year from 1986 to August 25, 1988, when the Guerrero enterprise abruptly ended with the participants' arrests. Neither Tom nor Princey Guerrero dispute the district court's findings that all five defendants conspired to distribute cocaine.B. Tom Guerrero's Sentencing Hearinga. Factual BackgroundThe indictment charged Tom Guerrero with conspiracy (Count 2), and the substantive offenses of distribution of cocaine on the dates of March 16, 1988 (Count 6), and April 6, 1988 (Count 7). Under a written plea agreement, Guerrero pleaded guilty to the conspiracy count. Tom Guerrero was the first of the conspirators to be sentenced.At Tom Guerrero's sentencing hearing on February 3, 1989, the court considered and adopted the presentence report's recommended findings of fact, which were revised in several instances by stipulation of the parties. The court found that Guerrero was involved in the conspiracy from December 1987 to August 25, 1988, and that he made deliveries to only two customers during this time period: Stephen Lakis and a confidential informant. At the sentencing hearing, the court adopted the presentence report's finding that Lakis purchased $25,000.00 worth of cocaine (approximately 354.37 grams) from the Guerrero conspiracy. The parties agreed and the court found that Tom Guerrero delivered cocaine to Lakis on a regular, but not daily, basis during this time period. Guerrero's habitual association with Lakis was attributed to the intensity of their sexual relationship rather than the frequency of their drug dealings. The court also found that Guerrero was not engaged in drug transactions during his intermittent sojourns in Chicago. The sentencing judge stated that if Lakis was receiving cocaine on a daily basis from the Guerrero conspiracy, another conspirator was making deliveries to Lakis in the intervals between Tom Guerrero's deliveries. The judge also determined that Tom Guerrero was unaware of the full extent of Princey Guerrero's profit or the amount of cocaine that was distributed during the entire existence of the conspiracy. Nonetheless, when reciting the presentence report's assertion that the Guerrero organization sold at least one kilogram of cocaine a year, the district court noted that "these figures are relevant to this defendant only to the extent that they involve a period of time from December 1987 on."As required by section 1B1.3 of the Guidelines, the district court determined the appropriate guideline range based on Tom Guerrero's "relevant conduct." Because of his participation in the conspiracy, the district court found that Guerrero was "involved in the distribution of 500 to 700 grams of cocaine." Section 2D1.1(a)(3) of the Guidelines provides for a base offense level of 26 for offenses involving 0.5 to 1.9 kilograms of cocaine. After receiving a two-level reduction for acceptance of responsibility pursuant to section 3E1.1(a) of the Guidelines and a two-level reduction for being a minor participant under section 3B1.2(b) of the Guidelines, Guerrero had a net offense level of 22. After arriving at the defendant's offense level, the court proceeded to consider the defendant's criminal history, which is the second factor in any sentencing determination. Due to his prior transgressions of the law, Guerrero received three criminal history points, which placed him in Criminal History Category II. Cross-referencing an offense level of 22 with a category II criminal history yields a sentencing range of 46 to 57 months. Guidelines, ch. Five, pt. A. Based upon the identical recommendations of the government and defense counsel, the district court sentenced Tom Guerrero to 46 months imprisonment, which was the lowest sentence that could be imposed within the appropriate guideline range. Neither Guerrero nor his attorney disputed the district court's calculation of his sentence under the Guidelines.Tom Guerrero alleges, however, that his sentence is excessive by virtue of the disparity between his and his codefendants' sentences. Guerrero asserts that he received a disparate sentence as a result of the district court's maladroit application of the Sentencing Guidelines when determining his co-defendants' sentences. Guerrero also contends that he is entitled to a new sentence due to the government's failure to fulfill its obligation to produce evidence favorable to the accused pursuant to Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). The alleged Brady material concerns the government's revelation at Princey Guerrero's sentencing hearing, which was held two weeks after Tom Guerrero's sentencing hearing, that Stephen Lakis, the recipient of Tom Guerrero's drug deliveries, had clarified his earlier statement regarding the amount of cocaine he purchased from the Guerrero conspiracy. On the morning of Princey Guerrero's sentencing hearing, Lakis downgraded his estimate of the amount of cocaine he purchased from the Guerrero conspiracy from approximately $25,000.00 worth of cocaine (354.37 grams) to approximately $7,500.00 (70.88 grams). Tom Guerrero does not dispute the government's representation of when it first learned of and resolved its misapprehension of the amount of cocaine that Lakis received from the conspiracy.b. AnalysisThe standard of appellate review of a district court's sentencing determination is governed by 18 U.S.C. Sec . 3742(e) and (f).1 Subsection 3742(e) essentially provides that appellate courts must review the record to determine if a sentence (1) was imposed in violation of the law; or (2) resulted from an incorrect application of the Guidelines; or (3) was imposed for an offense not contemplated by the Guidelines and is plainly unreasonable; or (4) is outside the applicable guideline range and is unreasonable. Subsection 3742(e) further requires that we give due regard to the district court's credibility determinations and accept the sentencing court's findings of fact unless they are clearly erroneous. We are also obliged to give due deference to the district court's application of the Guidelines to the facts. Subsection 3742(f) informs us that we must remand with instructions for resentencing if our review of the record reveals any of the four exclusive bases for reversing a sentence listed in subsections (e) and (f).Paradoxically, Guerrero directly invokes this court's jurisdiction under 18 U.S.C. Sec . 3742(a)(2), which allows a defendant to appeal sentences resulting from an incorrect application of the sentencing guidelines, while conceding that he was the only member of the conspiracy whose "relevant conduct" for purposes of determining an offense level was correctly calculated. Guerrero's argument regarding Lakis's recantation, however, implicitly invokes appellate review under section 3742(a)(1), which makes appellate review available for sentences imposed in violation of law. This court has recently noted in dictum that appellate review would be available for sentences imposed in violation of law as a result of the sentencing judge's reliance on inaccurate information. See United States v. Franz, 886 F.2d 973, 980-81 (7th Cir.1989).We agree with defendant's concession that his base and net offense levels were correctly calculated. While there was no dispute that the conspiracy had distributed at least one kilogram of cocaine a year, the amount of drugs Guerrero was responsible for delivering to Lakis and the informant was disputed. This dispute, however, is of no consequence. Tom Guerrero pleaded guilty to conspiracy to distribute cocaine, 21 U.S.C. Sec . 846, and was sentenced under section 2D1.4 of the Guidelines--Attempts and Conspiracies. Application note 1 to section 2D1.4 states that "[i]f the defendant is convicted of conspiracy, the sentence should be imposed only on the basis of the defendant's conduct or the conduct of co-conspirators in furtherance of the conspiracy that was known to the defendant or was reasonably foreseeable " (emphasis added).2 This court has also noted that "[t]he amount of narcotics considered in sentencing for conspiracy includes not only the amount involved in the transactions that were known to the defendant but also those that were reasonably foreseeable, reflecting the fact that each conspirator is responsible for the acts and offenses of each one of his co-conspirators committed in furtherance of the conspiracy." United States v. Savage, 891 F.2d 145, 151 (7th Cir.1989). Section 1B1.3(a)(1) of the Guidelines, entitled Relevant Conduct (Factors that Determine the Guideline Range), states that relevant conduct includesall acts and omissions committed or aided and abetted by the defendant, or for which the defendant would be otherwise accountable, that occurred during the commission of the offense of conviction, in preparation for that offense, or in the course of attempting to avoid detection or responsibility for that offense, or that otherwise were in furtherance of that offense.Application note 1 to section 1B1.3 states that "[i]n the case of criminal activity undertaken in concert with others, whether or not charged as a conspiracy, the conduct for which the defendant 'would be otherwise accountable' also includes conduct of others in furtherance of the execution of the jointly-undertaken criminal activity that was reasonably foreseeable by the defendant." Thus, a defendant who pleads guilty to a conspiracy charge is held accountable, for purposes of determining his relevant conduct and the applicable guideline range, for all drug transactions that he was aware of or that he should have reasonably foreseen.At Tom Guerrero's sentencing hearing, the district court found and the parties agreed that the conspiracy was responsible for the sale of at least one kilogram of cocaine a year, which averages out to 83.3 grams a month. During the approximately nine months that Tom Guerrero was a member of the conspiracy, at least 749.7 grams of cocaine were distributed. Both parties agreed and the court found that because of his involvement in the conspiracy, Tom Guerrero was responsible under the Guidelines for the sale of 500 to 750 grams of cocaine, which placed him at a base offense level of 26 for offenses involving .5 to 1.9 kilograms of cocaine. In light of the defendant's concession that the sentencing judge correctly calculated his sentence and the relevant conduct upon which it was based, we conclude that the district court's finding that Guerrero was responsible for the distribution of between 500 to 750 grams of cocaine is not clearly erroneous.The government's revision two weeks after Tom Guerrero's sentencing hearing of the amount of cocaine that Stephen Lakis purchased from the Guerrero conspiracy, however, raises the issue of whether Tom Guerrero's sentence was imposed in violation of law due to the sentencing judge's reliance on inaccurate information. Sentencing courts are obliged to use fair procedures to determine the accuracy of the information considered in sentencing. See Franz, 886 F.2d at 980; United States v. Agyemang, 876 F.2d 1264, 1270 (7th Cir.1989). Not all factual inaccuracies, however, amount to misinformation of constitutional magnitude. Franz, 886 F.2d at 980; United States ex rel. Villa v. Fairman, 810 F.2d 715, 718-19 (7th Cir.1987). A defendant may prove that his constitutional right to due process was violated if he demonstrates "grave doubt as to the veracity of the information ... [and] that the court relied on that false information in determining the sentence." United States v. Eschweiler, 782 F.2d 1385, 1387 (7th Cir.1986); see also, Franz, 886 F.2d at 980; United States v. Nowicki, 870 F.2d 405, 408 (7th Cir.1989); Blake v. United States, 841 F.2d 203, 206 (7th Cir.1988). Although the sentencing court's finding that the drug sales to Stephen Lakis totaled approximately $25,000.00 (354.37 grams) may have been inaccurate, the amount sold to Lakis was clearly not relied upon by the court when it determined Guerrero's base offense level. Rather, it was the amount of drugs distributed by the conspiracy during Guerrero's membership, which was the minimum of 749.7 grams cited by the court and agreed upon by the parties, that mandated the base offense level of 26. Tom Guerrero's base offense level was determined by the sentencing court's consideration of Guerrero's offense of conviction and the relevant conduct surrounding that offense. Despite the references during his sentencing hearing to the inflated amount of cocaine that Lakis allegedly received from the conspiracy, Tom Guerrero benefited from a two-level reduction of his base offense level for his minor role in the conspiracy. Thus, the amount of cocaine that the conspirators delivered to Stephen Lakis obviously was immaterial and was not relied upon by the sentencing court when it determined Guerrero's base offense level.Guerrero's underlying claim is that his sentence of 46 months in prison is excessive because it is more severe than the sentences his co-conspirators received.3 Essentially, Guerrero argues that because his co-conspirators received more lenient sentences as a result of the district court's faulty application of the Guidelines at their sentencing hearings, we should remand his case to allow the district court to duplicate its mistakes at his resentencing.4 The rule in prior cases, when defendants were not sentenced under the Guidelines, was that sentences within the maximum term provided by Congress were reviewable only for a manifest abuse of discretion. United States v. Threw, 861 F.2d 1046, 1049 (7th Cir.1988); United States v. Ray, 828 F.2d 399, 425 (7th Cir.1987), cert. denied,Try vLex for FREE for 3 days
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