Turning Tides in FCA SMCR Enforcement: Easier Targets, Non-Financial Misconduct, Changing Priorities
| Published date | 26 November 2019 |
| Subject Matter | Code of Conduct,Certification Requirements,Senior Managers,Financial Services Industry,Corporate Misconduct,SMCR,Financial Conduct Authority (FCA),Senior Management Regime (SMR),Enforcement Actions,Prudential Regulation Authority |
| Author | Harriet Territt,Nikesh Pandit,Aidan Lawes,Adam Brown |
| Law Firm | Jones Day |
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