UK Financial Conduct Authority Identifies Significant Shortcomings in Firms Operating Appointed Representative Platforms
| Published date | 29 May 2019 |
| Subject Matter | AIFM,Investment Management,Internal Controls,Alternative Investment Funds,Governance Standards,UK,Regulatory Oversight,Financial Conduct Authority (FCA),Dear CEO Letter |
| Author | John Verwey,Amar Unadkat |
| Law Firm | Proskauer Rose LLP |
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