Federal Circuits, 1st Cir. (November 30, 2005)
Docket number: 04-2170
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U.S. Supreme Court - Murray v. United States, 487 U.S. 533 (1988)
U.S. Supreme Court - Nix v. Williams, 467 U.S. 431 (1984)
U.S. Supreme Court - Illinois v. Gates, 462 U.S. 213 (1983)
U.S. Court of Appeals for the 1st Cir. - US v. Barnes (1st Cir. 2007)
Robert E. Richardson, Assistant United States Attorney, with whom Michael J. Sullivan, United States Attorney, and Cynthia A. Young, Assistant United States Attorney, were on brief, for appellant.
Steven L. Winniman, for appellee.Before LYNCH, Circuit Judge, CAMPBELL and CYR, Senior Circuit Judges.LYNCH, Circuit Judge.The prosecution takes this interlocutory appeal, under 18 U.S.C. 3731, from the district court's partial allowance of the defendant's motion to suppress evidence and denial of the prosecution's motion for reconsideration. United States v. Dessesaure (Dessesaure I), 314 F.Supp.2d 81 (D.Mass.2004); United States v. Dessesaure (Dessesaure II), 323 F.Supp.2d 211 (D.Mass.2004).In sum, the district court suppressed evidence seized from Earl Dessesaure's apartment (consisting of heroin, drug paraphernalia, a gun, and bullets) pursuant to a warrant because the warrant affidavit contained information that the police observed when they earlier illegally entered the apartment to "freeze" it and because of material misstatements in that affidavit. Accepting as accurate these factual conclusions, we nonetheless disagree with the trial court's ultimate conclusion that suppression was required. Rather, we find that, even after striking the offending material from the warrant, there was adequate basis for a probable cause determination and the officers would have sought a warrant regardless. We reverse.I.For our purposes, a greatly streamlined version of the facts taken from the suppression hearing, geared to the issues described above, is all that is necessary.The investigation of Dessesaure began when Officer John Broderick, Jr. received information from "different sources" that Dessesaure was selling heroin out of a maroon Cadillac Escalade with a particular license plate.1 Dessesaure I, 314 F.Supp.2d at 83. The license plate number given by the sources matched that of a maroon Cadillac Escalade registered to Dessesaure at an address in Quincy, Massachusetts.In the early hours of February 24, 2003, police began surveillance on the Quincy apartment. Id. at 86. At 9:00 a.m., Officer Paul Quinn observed Dessesaure leave the Quincy apartment and throw a trash bag in a dumpster before he drove off. Id. Quinn recovered the trash bag and found a "residue of an unknown powder substance" and a utility bill with Dessesaure's name and the address of the Quincy apartment. The residue was not field tested to confirm that it was heroin. Id. Officers followed Dessesaure in his Escalade to a home in Boston's Dorchester neighborhood and saw Dessesaure enter, carrying a black shoulder bag. Id. He emerged two minutes later, as did his girlfriend, Tina Tate. Id. at 86-87. The police followed Dessesaure to Brigham and Women's Hospital, where Tate went in and returned ten minutes later. Id. at 87. The police then lost surveillance for some time. When they reestablished contact with the car again at approximately 11:15 a.m., Dessesaure and Tate were returning to Quincy. Id. Dessesaure made a number of evasive maneuvers as he drove and did not take the most direct route back to the Quincy apartment. Id. Officer Broderick testified that such driving is often employed by drug traffickers to see if they are being followed by law enforcement officers.2 Id. Dessesaure and Tate returned to the Quincy apartment. Approximately 20 minutes later, Dessesaure left alone and drove into Boston, followed by the officers. Id. Once in Boston, Dessesaure pulled his Escalade over on a street in the South End and picked up a man, Nelson Boyd. Dessesaure drove Boyd for a few blocks and stopped. Id. Boyd got out of the car and Dessesaure drove away. Police officers, including Broderick, stopped Boyd and searched him, recovering a plastic bag they supposed, based on their experience, contained heroin. Id. Boyd lied, telling officers that he had never even been in the Escalade. As to whether Boyd acquired the heroin while in Dessesaure's car, Officer Juan Seoane, who, along with Broderick, had been following Dessesaure before Dessesaure picked up Boyd, testified that Boyd did not appear to be carrying anything when he entered the vehicle. Id. However, Seoane also testified that he could not see an exchange being made while Boyd was in the Escalade. The district court noted that "the bag was small and would not necessarily have been apparent to the surveilling officers." Id. While Broderick remained behind with Boyd, other officers, including Officer Seoane, continued to follow the Escalade. Dessesaure drove erratically after dropping Boyd off. Id. Seoane testified that, based on his experience, Dessesaure's driving was consistent with that of drug dealers who, after conducting a drug sale, attempt to make sure that they are not being followed. Id. Once the officers following Dessesaure were informed that heroin had been found on Boyd, they pulled over the Escalade. While the officers obtained no contraband from a pat-frisk of Dessesaure and a search of the car, Seoane noted that Dessesaure's pants zipper was open and his shirt was pulled out through his fly. Id. Seoane testified that in his experience, it was common for a drug dealer to hide his wares in his rectum to avoid detection. Id. at 87-88. The implication was that Dessesaure had put drugs in his rectum at home and just had retrieved a bag to sell to Boyd. Dessesaure was arrested on the street by Officer Seoane. Id. Officers took Dessesaure to the station house to be booked; Seoane followed them in Dessesaure's car. Broderick arrived a short time later. Broderick questioned Dessesaure at the booking desk. Both Broderick and Dessesaure testified that Broderick told Dessesaure he was going to get a warrant to search the Quincy apartment. When Broderick asked Dessesaure where he lived, Dessesaure replied that he lived in Roxbury. That was not true; he lived in Quincy. Broderick testified that he warned Dessesaure at the booking desk that if heroin was found in his apartment, his girlfriend could be charged. Broderick stated that Dessesaure then informed him of the location of the heroin in the Quincy apartment, with the hope that his girlfriend would not be charged. Id. at 89. Dessesaure denied ever making these statements. The district court noted that Broderick could not satisfactorily explain why these statements were not recorded in any way, and thus gave "no credit to Broderick's claims that defendant made statements about drugs in his apartment."3 Id. After questioning Dessesaure, Broderick and other officers took Dessesaure's keys and proceeded to the Quincy apartment for the purpose of "freezing" it on Broderick's way to get a warrant. Id. The goal of a "freeze," it seems, is to secure a location to prevent its occupants from destroying evidence while a search warrant is being obtained.From the record, the government suggests to us and the district court that Broderick thought he could enter the apartment to "freeze it" absent exigent circumstances based on vague and broad language in a state court opinion. See Dessesaure II, 323 F.Supp.2d at 216 & n. 10 (discussing Commonwealth v. Alvarez, 422 Mass. 198, 661 N.E.2d 1293 (1996)). The testimony of the officers at the suppression hearing, however, dealt more with whether there were exigent circumstances justifying the pre-warrant entry.Broderick testified that at the station house Seoane told him that as Dessesaure was being arrested, Desseaure had yelled something to the gathering crowd about calling "his peeps." Dessesaure I, 314 F.Supp.2d at 88. Broderick took this statement to be an attempt by Dessesaure to communicate the fact of his arrest to people who might be in a position to destroy evidence; he testified that he believed Dessesaure's statement created exigent circumstances necessitating a "freeze" of Dessesaure's apartment. Id. at 88. The district court did not believe Broderick, finding that he had "fabricated [Dessesaure's] alleged statement."4 Id. Seoane testified that at the station house, he witnessed Dessesaure sign a written waiver of his Miranda rights. The government, however, was unable to produce the signed waiver, leading the district court to the "inevitable conclusion that [the waiver] simply never existed." Id. at 89 n. 12.At the station house, Seone followed up on his earlier observation of Dessesaure's open pants zipper by conducting a strip search of Dessesaure. Id. at 88. He found that Dessesaure had secreted a plastic bag containing six smaller plastic bags of heroin in his rectum. Seoane also found sixty dollars in Dessesaure's shirt pocket. Id. Seoane testified that Dessesaure later told him he was selling bags of heroin for sixty dollars, but the district court noted that "[t]his statement was not recorded in any police document." Id. at 88-89.In the meantime, Broderick and the officers used Dessesaure's keys to enter the Quincy apartment and found Tina Tate inside. Id. at 89. The officers detained Tate and made a number of observations which were used shortly thereafter in the warrant affidavit. The items observed and recited in the affidavit included "sixteen (16) `bundles' of glassine bags, five (5) loose glassine bags, a large plastic bag containing a powder believed to be Heroin, a digital scale, a roll of tape, a box containing hundreds of empty glassine bags, a bag of small black elastics, a ceramic plate with two plastic [transit] passes." Broderick testified that he then telephoned back to the station house, where Dessesaure was being detained, and informed Seoane what the officers had found in Dessesaure's apartment. Id. at 90. Seoane testified that when he informed Dessesaure what was found during the "freeze" of the apartment, Dessesaure gave him additional information about the drugs. Id. The district court disbelieved Seoane's testimony on this point. Id. ("I do not find Seoane's account of Dessesaure's statements credible.").After five to ten minutes in Dessesaure's apartment, Broderick went to the District Attorney's office to prepare a warrant affidavit and to apply for a search warrant, as he had earlier said that he would, leaving behind other officers at the apartment to maintain the freeze. In the warrant affidavit, Broderick included the following: (1) information he received from his sources before the police began surveillance; (2) the registration information of the Escalade showing that it belonged to Dessesaure and was registered at the Quincy address; (3) a description of the February 24th surveillance of Dessesaure, as related above; (4) the fact that Dessesaure had concealed bags of heroin in his body; (5) the statements Dessesaure purportedly made at the station regarding the location of heroin in the Quincy apartment, both before and after the freeze; and (6) the items observed in plain view at the apartment during the freeze. Id. The magistrate granted the warrant application. During the search pursuant to this warrant, officers seized a gun, bullets, more drugs and drug paraphernalia, money, and documents, in addition to the items which been observed during the pre-warrant search. Id. Dessesaure challenged his arrest as being without probable cause and sought to suppress evidence from the time of the arrest, from his person while he was at the station house, and from his apartment. The district court found that, while it was "a close case," there was probable cause for Dessesaure's arrest on the street. Id. at 91. The search at the station house was, as a result, also justified as a search incident to a lawful arrest. Id. Nonetheless, the district court granted Dessesaure's motion to suppress the evidence found in his apartment on the grounds that there was no exigency that would justify a warrantless entry and that any testimony by Broderick suggesting exigent circumstances was not credible. Id. The district court found that absent exigency, the pre-warrant entry into the apartment constituted a violation of the Fourth Amendment. Id. at 92-93.The district court further found that the warrant affidavit used tainted information, that is, (1) the observations made pursuant to the illegal pre-warrant entry, and (2) Broderick and Seoane's testimony as to statements made by Dessesaure while in custody regarding the location of heroin in his apartment, which the court had found to be fabricated. Id. at 93-94. The district court concluded that the remaining untainted evidence "[did] not suffice to create probable cause to conclude that Dessesaure kept drugs in his apartment, or anywhere else besides his car" and so suppressed all the evidence found in the apartment. Id. at 94. The government appeals only this finding as to probable cause and the suppression of the evidence from Dessesaure's apartment, leaving unchallenged the court's underlying findings regarding the legality of the warrantless entry and the falsity of the officers' testimony.5II.We turn to whether the district court erred in suppressing the evidence seized pursuant to the search warrant. Our review is bifurcated; factual findings are examined for clear error, while ultimate questions as to whether the later search under the warrant violated the Fourth Amendment are reviewed de novo. See United States v. Weidul, 325 F.3d 50, 51 (1st Cir.2003).The district court's analysis, as it correctly articulated, was governed by Franks v. Delaware, 438 U.S. 154, 98 S.Ct. 2674, 57 L.Ed.2d 667 (1978), and Murray v. United States, 487 U.S. 533, 108 S.Ct. 2529, 101 L.Ed.2d 472 (1988). Under the procedure set forth in Franks, a court faced with a warrant affidavit which includes deliberately or reckless false statements must set aside those false statements and determine whether the remaining information in the affidavit sets forth sufficient facts to support a finding of probable cause. Franks, 438 U.S. at 171-72, 98 S.Ct. 2674. Although it is not explicitly tied to the "independent source" doctrine,6 Franks requires an analogous inquiry: whether, ignoring the false statements, the remaining information in a warrant application is an independent source of the discovered material.In Murray, police officers, after conducting an illegal search of a warehouse, obtained a search warrant for that warehouse, although the information observed during the illegal search was not included in the warrant affidavit. 487 U.S. at 535-36, 108 S.Ct. 2529. Murray held that the "ultimate question" was "whether the search pursuant to warrant was in fact a genuinely independent source of the information and tangible evidence at issue here." 487 U.S. at 542, 108 S.Ct. 2529. The Court held that in two situations, the search would not be an independent source: (1) "if the agents' decision to seek the warrant was prompted by what they had seen during the initial entry"; and (2) "if information obtained during that entry was presented to the Magistrate and affected his decision to issue the warrant." Id. Unlike in Franks, the constitutional violation in this case was not solely the inclusion of deliberate or reckless false statements in a warrant application, but also an illegal search. However, unlike in Murray, the observations made during the illegal entry were included in the warrant affidavit, making this situation ripe for a Franks analysis.This case requires us to attempt to reconcile the Court's instructions in Franks and Murray. Prior to Murray, this court held that, when considering a warrant that contained information obtained through an illegal search, a simple Franks analysis was appropriate. See United States v. Veillette, 778 F.2d 899, 903-904 (1st Cir.1985) ("[B]ales of marihuana [observed during an illegal search] should be set to one side ... and the remaining content of the affidavit examined to determine whether there was probable cause to search, apart from the tainted averments."). Most other circuits followed the same approach. See, e.g., United States v. Alexander, 761 F.2d 1294, 1300 (9th Cir.1985); United States v. Antone, 753 F.2d 1301, 1307 (5th Cir.1985); James v. United States, 418 F.2d 1150, 1151 (D.C.Cir.1969). The question for us now is whether the Court's subsequent decision in Murray requires a different analysis in the context of observations made during an illegal search.Murray states as a first criterion that a search pursuant to a warrant does not come from an independent source "if the agent's decision to seek the warrant was prompted by what they had seen during their initial [illegal] entry." 487 U.S. at 542, 108 S.Ct. 2529. Again, there is a seeming tension between this inquiry and Franks, which only requires a determination that the affidavit still supports a finding of probable cause if the illegal information is excised. See United States v. Beltran, 917 F.2d 641, 644 (1st Cir.1990) (noting but not resolving this tension). The cases on Murray's first prong are reconcilable, as we discuss below.As to the second prong, read literally, the Murray statement that a search pursuant to a warrant would not be an "independent source" of the seized material "if information obtained during [the initial] entry was presented to the Magistrate and affected his decision to issue the warrant," Murray, 487 U.S. at 542, 108 S.Ct. 2529, seems in considerable tension with continued use of the Franks procedure for evaluating tainted material in warrant applications. When a warrant application contains deliberate or reckless false statements, Franks does not require a separate evaluation of whether the warrant magistrate's decision was "affected" by the falsehoods.Indeed, since illegally obtained information could "affect" the decision of the magistrate without changing the ultimate decision to grant the warrant, broad application of the additional analysis suggested by Murray would work against the principle that the "fruit of the poisonous tree" doctrine not be used to place the government in a worse position than it would have been in absent its illegal conduct. See Nix v. Williams, 467 U.S. 431, 443, 104 S.Ct. 2501, 81 L.Ed.2d 377 (1984); see also United States v. Jenkins, 396 F.3d 751, 758-59 (6th Cir.2005).Every circuit to consider the question has held that the Court's instruction in Murray to analyze whether the tainted information affected the magistrate's decision to issue the warrant did not mean to change the dominant pre-existing approach under Franks. See Jenkins, 396 F.3d at 757-60 ("[A]uthority from this and other circuits, as well as the principles underlying the Murray rule, support an interpretation of the independent source rule that incorporates consideration of the sufficiency of the untainted affidavit to see if probable cause exists without the tainted information."); United States v. Markling, 7 F.3d 1309, 1316 (7th Cir.1993) ("[T]here is no indication in Murray that the Court intended to reject ? or even that it was considering ? the prevailing Franks-based rule. A rule focusing on the tainted information's actual influence on a particular magistrate would be inconsistent with Franks.; yet, the Court in Murray did not cite Franks, much less attempt to reconcile Murray with Franks."); United States v. Restrepo, 966 F.2d 964, 968-70 (5th Cir.1992) ("The relevant phrase (`affected his decision to issue the warrant'), almost certainly was simply a paraphrase ? albeit a confusing one when considered noncontextually ? of the approach long sanctioned in the circuits."); United States v. Herrold, 962 F.2d 1131, 1141 (3d Cir.1992) ("[T]he Court's use of `affect' in Murray must be understood to signify affect in a substantive manner." (emphasis in original)). We agree.Furthermore, other circuits, including this one, have implicitly adopted the same approach, applying the Franks analysis without engaging in consideration of the effect of the illegality on the magistrate's thought process as suggested by Murray. See United States v. Ford, 22 F.3d 374, 379 (1st Cir.1994); United States v. Davis, 313 F.3d 1300, 1304 (11th Cir.2002); United States v. Halliman, 923 F.2d 873, 880-81 (D.C.Cir.1991); United States v. Gillenwaters, 890 F.2d 679, 681-82 (4th Cir.1989).We hold that the Court in Murray did not intend to add anything to the pre-existing Franks approach to evaluating warrant applications containing tainted information when it stated that courts should ask whether such information "affected [the Magistrate's] decision to issue the warrant." Murray, 487 U.S. at 542, 108 S.Ct. 2529. Thus, when faced with a warrant containing information obtained pursuant to an illegal search, a reviewing court must excise the offending information and evaluate whether what remains is sufficient to establish probable cause.There of course remains the separate question of whether the first Murray requirement ? that the police would have sought the warrant even in the absence of the tainted material ? was meant to place an additional gloss on the Franks analysis.III.Two questions must be addressed here: (1) whether "the agents' decision to seek the warrant was prompted by what they had seen during their initial entry," Murray, 487 U.S. at 542, 108 S.Ct. 2529, and (2) whether the affidavit contained sufficient facts to support probable cause when the offending facts were excised.7 We address the probable cause issue first.As to probable cause, the district court concluded that the untainted facts in the warrant application were insufficient to support probable cause for a search of the apartment. Dessesaure I, 314 F.Supp.2d at 94. The district court framed the second question as asking whether officers would have sought the warrant if their illegal search had turned up nothing, and concluded that the officers would not have continued pursuing the warrant. We review the conclusion that the cleansed affidavit was insufficient under the special de novo review provisions set forth in Ornelas v. United States,Try vLex for FREE for 3 days
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