Federal Circuits, 1st Cir. (December 08, 1993)
Docket number: 93-1399
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William A. Brown, Boston, MA, on brief for appellant.
A. John Pappalardo, U.S. Atty., and Duane J. Deskins, Asst. U.S. Atty., Boston, MA, on brief, for appellee.Before BREYER, Chief Judge, SELYA and CYR, Circuit Judges.SELYA, Circuit Judge.This appeal requires us not only to resolve defendant's claim of multiplicitousness, but also to answer a question of first impression in this circuit concerning the special assessment mandated by 18 U.S.C. Sec . 3013 (1988). Concluding, as we do, that the indictment is not multiplicitous and that the court below appropriately imposed the special assessment on a "per count" basis, rather than on some broader basis (say, "per scheme" or "per defendant"), we affirm.* BackgroundThe indictment undergirding this appeal stemmed from defendant-appellant Thomas Luongo's communications with an elderly man, Albert Tompane, between August 1990 and April 1991. Using the name Keith Symonds, appellant contacted Tompane by telephone for the purpose of soliciting money in exchange for lucre or property that appellant promised to provide in the future. Appellant directed Tompane to send him funds by means of wire transfers. As a result, Tompane wired money from Massachusetts to Rhode Island on numerous occasions. Appellant then pocketed the proceeds but did not send Tompane the promised consideration.Shortly after the grand jury returned an indictment, appellant pled guilty to fifty-seven counts of wire fraud.1 The district court sentenced him to serve thirty-six months in prison, followed by thirty-six months of supervised release. The court also ordered him to pay a $2,850 special assessment and $5,000 toward restitution.2 Luongo appeals from the special assessment.IIMultiplicityAppellant's initial contention is that, notwithstanding his plea of guilty to fifty-seven counts of wire fraud,3 the indictment against him suffered from a fatal strain of multiplicity. Consequently, he maintains that his offenses amounted to only a single violation of 18 U.S.C. Sec . 1343 and, therefore, merit only a single $50 special assessment. This claim pirouettes around our opinion in United States v. Lilly, 983 F.2d 300 (1st Cir.1992).4In Lilly, we held an indictment charging a defendant with, inter alia, twenty-nine counts of bank fraud under 18 U.S.C. Sec . 1344 to be multiplicitous. Since the defendant defrauded a single bank of a single loan through a single scheme, albeit by submitting twenty-nine false mortgages to the lender in perpetrating that scheme, that portion of the indictment "was more comfortably characterized as a single execution of a scheme rather than as 20-some-odd separate executions of a scheme." Id. at 303. Appellant asseverates that he, too, defrauded a single victim through a single scheme, necessitating that we merge the fifty-seven counts in the superseding indictment and construe them as one. We disagree.The principal flaw in appellant's construct is that he and Lilly were charged under different statutes and, therefore, the cases are not fair congeners. Lilly dealt with bank fraud, not wire fraud. This is no mere scrivener's discrepancy, for the Lilly court held that the bank fraud statute, 18 U.S.C. Sec . 1344, could not be construed in pari passu with the mail and wire fraud statutes, 18 U.S.C. Secs . 1341, 1343. See Lilly, 983 F.2d at 304 & n. 8. While the former statute criminalizes only the execution, or attempted execution, of a scheme to defraud a bank, see 18 U.S.C. Sec . 1344 (rendering it unlawful for a person to "knowingly execute[ ], or attempt[ ] to execute, a scheme or artifice ... to defraud a financial institution"), the latter statutes criminalize specifically enumerated actions, e.g., interstate wire transmissions, see 18 U.S.C. Sec . 1343, so long as any such action is for the purpose of executing a scheme to defraud. This salient difference routs appellant's reliance on Lilly.5Once Lilly is placed into proper perspective, appellant's multiplicity claim is easily dismantled. "It is well established that each use of the wires constitutes a separate crime under 18 U.S.C. Sec . 1343, even if the several uses are in pursuance of but one criminal enterprise." United States v. Fermin Castillo, 829 F.2d 1194, 1199 (1st Cir.1987). Because each of the fifty-seven counts laid against appellant reflects a distinct wire transfer of funds, each count describes a separate violation of 18 U.S.C. Sec . 1343--even if the transfers collectively comprised a single execution of a single scheme. See id.; United States v. Benmuhar, 658 F.2d 14, 21 (1st Cir.1981), cert. denied,Try vLex for FREE for 3 days
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