Federal Circuits, D.C. Cir. (January 18, 2005)
Docket number: 04-3033
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U.S. Court of Appeals for the 10th Cir. - U.S. v. Mendoza (10th Cir. 2007)
Appeal from the United States District Court for the District of Columbia (No. 03cr00161-01).
Jensen E. Barber, appointed by the court, argued the cause and filed the briefs for appellant.John P. Mannarino, Assistant U.S. Attorney, argued the cause for appellee. With him on the brief were Kenneth L. Wainstein, U.S. Attorney, and John R Fisher and Thomas J. Tourish, Jr., Assistant U.S. Attorneys.Before: GINSBURG, Chief Judge, and GARLAND, Circuit Judge, and WILLIAMS, Senior Circuit Judge.Opinion for the Court filed by Senior Circuit Judge WILLIAMS.STEPHEN F. WILLIAMS, Senior Circuit Judge.In November 2003 a jury convicted Antoine Miller of (1) possession of a firearm and ammunition by a person convicted of a crime punishable by imprisonment for one year or more, in violation of 18 U.S.C. 922(g)(1); and (2) possession with intent to distribute cannabis, in violation of 21 U.S.C. 841(a)(1) and 841(b)(1)(D). The main issue on appeal is Miller's claim that the district court violated Federal Rule of Evidence 704(b) by allowing the government's drug expert to testify whether an individual's role in a particular hypothetical scenario ? one closely matching Miller's activities as depicted to the jury ? was consistent with that person's being "in the business of selling drugs." As the defendant made no objection, we review for plain error; we find none. We also reject Miller's other claims.* * * * * *According to the government's evidence, police officers conducting an undercover drug operation at the 1200 block of Valley Avenue, S.E., Washington, D.C., approached Miller in their car. Miller asked one officer "what did [he] need?" and the officer replied, "I need a dub" ? a term the government's expert witness later explained meant a $20 bag of marijuana. As Miller approached the car, someone in a nearby building yelled "five-oh, five-oh" ? also explained by the expert, who said it derived from the television program "Hawaii Five-O" and was commonly used to alert drug trade participants to the arrival of the police. Miller ran, and the officers gave chase. As he ran, Miller removed items from his pocket and dropped them to the ground, and then shed his jacket and dropped it. Catching him after a brief foot chase, the officers recovered his jacket and found in it ten small ziploc bags containing marijuana and a .22 caliber revolver loaded with six rounds of ammunition.Metropolitan Police Department Detective Tyrone Thomas testified as an expert drug witness for the government. After saying that he was not familiar with the investigation and had not taken part in it, he explained various items in the non-experts' testimony. Besides addressing the items mentioned above, he said that the 1200 block of Valley Avenue, S.E. was a well-known area for marijuana sales; that people will often make drug purchases while remaining in their cars; that marijuana is usually sold in clear ziploc bags; that drug dealers often discard outer clothing, so as to mislead officers who have joined the chase in response to calls for help that describe the quarry's clothing; and that drug dealers often carry guns but commonly have no money on them. After this testimony, the following exchange took place with the prosecutor:Q: Detective Thomas, based on the scenarios that you just discussed where you have a person who engages in a conversation with another to transfer a dub to that other individual and that person is later found to have approximately ten Ziploc bags of the size that you saw in Government Exhibit Number 2, based on those facts, do you have an opinion as to whether or not those drugs that were found on that individual, whether or not it's consistent with an intent to distribute?A: Yes. Based on the scenario that I was given and the fact that the quantity that he had in that scenario, that would [b]e consistent with someone I believe is in the business of selling drugs on the streets of the District of Columbia for a profit.The question's reference to "the scenarios you have just discussed" would naturally have been understood by jurors to encompass all the details Thomas had previously explained.* * * * * *Miller first claims that the district court abused its discretion in finding that Thomas's testimony met the standards of Rule 702 of the Federal Rules of Evidence for admission of expert testimony; he particularly denies that evidence about the modus operandi of drug dealers in the Washington, D.C. area would help the jury understand other evidence. But we've repeatedly found the operations of narcotics dealers a suitable topic for expert testimony "because they are not within the common knowledge of the average juror." United States v. Boney, 977 F.2d 624, 628 (D.C.Cir.1992). We see no abuse of discretion on that score here.Miller also objects that Thomas's testimony violates Rule 704(b)'s ban on an expert witness's giving an opinion as to "whether the defendant did or did not have the mental state or condition constituting an element of the crime charged or of a defense thereto." Fed.R.Evid. 704(b). The district court's admission of expert testimony is subject to reversal only for abuse of discretion. See Boney, 977 F.2d at 628.Because Miller failed to object at trial we review for plain error. For Miller to prevail (1) the error must have been obvious; (2) Miller must carry the burden of showing that the error was likely to have affected the outcome of the trial; and (3) the appellate court must be persuaded that the error "seriously affect[ed] the fairness, integrity, or public reputation of judicial proceedings." United States v. Young, 470 U.S. 1, 15, 105 S.Ct. 1038, 84 L.Ed.2d 1 (1985) (quotation marks and citation omitted); see also United States v. Olano, 507 U.S. 725, 732, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993); United States v. Saro, 24 F.3d 283, 286-87 (D.C.Cir.1994). In this case we get off at the first stop; we find no obvious error.We have previously said "that testimony should not be excluded under Rule 704(b) as long as it is clear that the expert is testifying on the basis of his knowledge of general criminal practices and not on some special knowledge of the defendant's mental processes." United States v. Bailey, 319 F.3d 514, 521 (D.C.Cir.2003). We said that this inquiry required consideration of (1) the language used by the questioner and/or the expert, including use of the actual word "intent"; and (2) whether the context of the testimony makes clear to the jury that the opinion is based on knowledge of general criminal practices, rather than "some special knowledge of the defendant's mental processes."United States v. Smart, 98 F.3d 1379, 1388 (D.C.Cir.1996); see also Bailey, 319 F.3d at 521.In this case, Thomas made clear that he had no personal knowledge of the case against Miller. Although the prosecutor asked Thomas whether the described "scenario" suggested an "intent" to distribute, the witness avoided the word in his answer, moving the colloquy somewhat towards modus operandi evidence. Further, we have previously held that even when the prosecutor uses the "i" word in formulating a question, there is no Rule 704(b) violation if it is made clear that the expert had no knowledge of the actual case before the jury. See United States v. Williams, 980 F.2d 1463, 1465-66 (D.C.Cir.1992).At the same time, the hypothetical question posed to Thomas, viewed in light of his entire testimony, approaches the type that is "a carbon copy of the matter before the jury," which we have found to violate Rule 704(b), United States v. Boyd, 55 F.3d 667, 669 (D.C.Cir.1995), at least where the expert has failed to explain his complete lack of information about the defendant himself, id. at 672. "[W]hat is proscribed is questioning that produces responses suggesting some special knowledge of the defendant's mental processes," including testimony that "the hypothetical individual's possession was `consistent with intent to distribute.'" United States v. Watson, 171 F.3d 695, 703 (D.C.Cir.1999). At some point, plainly, the pile-up of data in the mirroring hypothetical may undercut the witness's disclaimer of any direct knowledge of the specific case. Not only have we disapproved of the method, but government counsel in an earlier case gave its assurance that it "no longer asks mirroring hypotheticals of its expert witnesses in drug cases." United States v. Toms,Try vLex for FREE for 3 days
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