Federal Circuits, D.C. Cir. (April 08, 2003)
Docket number: 02-3034
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U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 922 - Sec. 922. Unlawful acts
US Code - Title 21: Food and Drugs - 21 USC 844 - Sec. 844. Penalties for simple possession
U.S. Court of Appeals for the 8th Cir. - Citizens Natl. Bank v. Selma Properties (8th Cir. 2003)
Appeal from the United States District Court for the District of Columbia (No. 98cr00435-01).
Chrisellen R. Kolb, Assistant United States Attorney, argued the cause for the appellant. Roscoe C. Howard, Jr., United States Attorney, and John R. Fisher, Thomas J. Tourish, Jr., and Daniel M. Cisin, Assistant United States Attorneys, were on brief.A.J. Kramer, Federal Public Defender, argued the cause for the appellee.Before: GINSBURG, Chief Judge, HENDERSON, Circuit Judge, and WILLIAMS, Senior Circuit Judge.Opinion for the court filed by Circuit Judge KAREN LeCRAFT HENDERSON.KAREN LeCRAFT HENDERSON, Circuit Judge:The United States appeals the district court's grant of a new trial to Dennis Hall. The district court determined that Hall's counsel's failure to timely file a motion for a new trial constituted "newly discovered evidence" under FED.R.CRIM.P. 33(b)(1) supporting its grant of Hall's new trial motion. United States v. Hall, Crim. No. 98-435-LFO, at 4 (D.D.C. Feb. 7, 2002) (mem.) (Appendix (App.) Tab I). The United States argues that the district court erred because the newly discovered evidence that provides the basis for a new trial motion must have been in existence at the time of trial and the "evidence" on which Hall's motion is based occurred following trial. We agree and therefore reverse the district court.I.This is the second time we have reviewed the district court's grant of a new trial to Hall. See United States v. Hall, 214 F.3d 175 (D.C.Cir.2000). His conviction of possession of a firearm and ammunition by a felon in violation of 18 U.S.C. 922(g) and of possession of marijuana in violation of 21 U.S.C. 844(a) resulted from a jury verdict returned on May 5, 1999. During trial, Hall had objected to the government's closing argument claim that Hall's counsel had "played the race card" and requested that the jury be instructed to disregard the remark. The trial court deferred ruling on Hall's objection until "after we have a verdict." Hall's trial counsel waited until May 14, 1999, the seventh business day after the verdict, before moving for an extension of time to file a motion for a new trial. The district court did not rule on the requested extension until June 3, 1999 when it granted the extension request nunc pro tunc, extending the deadline to file a new trial motion until June 10, 1999. Id. Hall subsequently moved for a new trial and on October 1, 1999 the district court granted Hall's motion. The United States appealed.We reversed, explaining that FED. R.CRIM.P. 33(b)(2)'s seven-day time limit1 is jurisdictional. Hall, 214 F.3d at 178. Under Rule 33(b)(2), we held, the district court has jurisdiction to rule on a motion for a new trial only if the motion is made no later than seven days after the verdict unless the district court grants an extension before the seven-day limit expires. Id. Because Hall failed to timely file a new trial motion and the district court did not extend Hall's deadline within the seven-day period, we concluded that the district court lacked jurisdiction to grant Hall's new trial motion. Id. We reversed and remanded for sentencing. Hall was subsequently sentenced and he then filed an appeal.While his appeal was pending, Hall filed a second new trial motion. App. Tab F. This time, he asserted that the district court had jurisdiction to grant his motion based on "newly discovered evidence." Id. at 4-7. Rule 33(b)(1) permits a motion for a new trial based on newly discovered evidence if made "within 3 years after the verdict." FED.R.CRIM.P. 33(b)(1). Hall's newly discovered evidence was his discovery of an ineffective assistance of counsel claim based on his counsel's failure to timely file a new trial motion. App. Tab F.The district court agreed, concluding that Hall's complaint about his counsel's post-trial mistake gave it jurisdiction under Rule 33(b)(1) to consider, and grant, his motion. App. Tab. I at 4. Rejecting contrary decisions from the fourth, fifth and ninth circuits,2 id. at 3, and citing dictum from our decision in United States v. Torres, 115 F.3d 1033, 1037 (D.C.Cir. 1997), that there the court had "no need to endorse [the other circuits'] rule," the district court concluded that we would not bar a Rule 33(b)(1) motion based on an ineffective assistance claim so long as "Hall did not ... know the facts supporting his ineffective assistance of counsel claim at the time of trial." App. Tab. I at 3. Because the error occurred "after trial, when Hall was no longer present and able to observe counsel's actions," the trial judge declared, information about the error was "`newly discovered evidence,' not known to Hall at the time of trial." Id. at 3-4. Having satisfied itself of its jurisdiction, it then held that the prosecutor's comments during trial were unfairly prejudicial, making Hall's motion meritorious. Id. at 5-9. It further declared its intention "to grant the defendant's motion for a new trial upon remand of jurisdiction from the Court of Appeals." Id. at 9. On our remand of Hall's then pending appeal, United States v. Hall, No. 01-3017 (D.C.Cir. Mar. 12, 2002), the district court granted Hall's motion. United States v. Hall, Crim. No. 98-435-LFO (D.D.C. Mar. 15, 2002) (App. Tab J). The United States now appeals that order.II.Although we ordinarily review an order granting a new trial for abuse of discretion, here we consider de novo the purely legal question before us, namely whether the fact that Hall's counsel failed to timely move for a new trial, a fact Hall first "learned of" when we reversed the trial court's grant of the untimely motion, constitutes newly discovered evidence under FED.R.CRIM.P. 33(b)(1). Torres, 115 F.3d at 1035; United States v. Lafayette, 983 F.2d 1102, 1105 (D.C.Cir.1993). FED. R.CRIM.P. 33 provides two jurisdictional bases for a motion for a new trial?if a motion is made: "grounded on newly discovered evidence ... within 3 years after the verdict or finding of guilty" or "within 7 days after the verdict or finding of guilty, or within such further time as the court may fix during the 7-day period." FED.R.CRIM.P. 33(b);3 United States v. Marquez, 291 F.3d 23, 26-28 (D.C.Cir.), cert. denied, ___ U.S. ___, 123 S.Ct. 329, 154 L.Ed.2d 225 (2002); Hall, 214 F.3d at 177. Rule 33(b)(2) having been foreclosed, the district court had jurisdiction to grant Hall's motion only if his trial counsel's error constitutes newly discovered evidence under the Rule.Hall alleges as the basis of his motion his post-trial discovery of an ineffective assistance of counsel claim. The district court discussed the circuit split regarding the treatment of ineffective assistance evidence as "newly discovered evidence" under FED.R.CRIM.P. 33(b)(1). Some circuits have held that ineffective assistance evidence does not constitute "newly discovered evidence" under the Rule in view of the purpose of including newly discovered evidence as a basis for a new trial motion, that is, to afford relief if evidence later surfaces directly affecting proof of guilt or innocence. United States v. Smith, 62 F.3d 641, 648-49 (4th Cir.1995); United States v. Hanoum, 33 F.3d 1128, 1130-31 (9th Cir.1994), cert. denied,Try vLex for FREE for 3 days
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