Federal Circuits, D.C. Cir. (April 18, 1989)
Docket number: 87-3078
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U.S. Supreme Court - United States v. Powell, 469 U.S. 57 (1984)
U.S. Supreme Court - Dunn v. United States, 284 U.S. 390 (1931)
Ohio Supreme Court - State v. Williams (2003), 99 Ohio St.3d 493
Appeal from the United States District Court for the District of Columbia (D.C.Crim. No. 87-00120-03).
Dori K. Bernstein (appointed by this court), with whom Steven H. Goldblatt, Washington, D.C., (appointed by this court) was on the brief, for appellant.Roy T. Englert, Jr., Atty., U.S. Dept. of Justice, with whom Jay B. Stephens, U.S. Atty., and Michael W. Farrell, Asst. U.S. Atty., Washington, D.C., were on the brief, for appellee.Before STARR and BUCKLEY, Circuit Judges, and THOMAS PENFIELD JACKSON,* U.S. District Judge for the District of Columbia.Opinion for the court filed by District Judge JACKSON.JACKSON, District Judge:Defendant-Appellant Dakins appeals his conviction upon all counts of a three-count indictment charging conspiracy to possess with intent to distribute cocaine, in violation of 21 U.S.C. Sec . 841(a) and Sec. 846; possession with intent to distribute cocaine, in violation of 21 U.S.C. Sec . 841(a); and use of a telephone to facilitate those offenses, in violation of 21 U.S.C. Sec . 843(b).1 The jury was unable to agree as to two co-defendants charged as co-conspirators, and the government subsequently moved to dismiss the charges against them. Dakins raises three principal points on his appeal. Perceiving no reversible error, however, we affirm.I.Dakins' defense was entrapment. The informant, he said, a personal friend of his, had induced him to procure cocaine for a "friend" of hers (the undercover officer), making multiple telephone calls to his home to persuade him to do so. In support of his contention that the undercover officer was so unscrupulous as to allow the informant to entice an unwilling subject to engage in a criminal enterprise, Dakins sought to introduce evidence of an altercation between himself and another police officer at the station house shortly after his arrest, witnessed by the undercover officer who did nothing to prevent it.2 Dakins' testimony would have asserted that the provocation for the other officer's alleged assault upon him was his refusal to give a statement implicating one of his eventual co-defendants, and its relevance, for his purpose, would have been to undermine the credibility of the undercover officer's account of his own encounters with the defendant from which Dakins' predisposition to commit the crimes could be found. The trial judge, Dakins argues here, erred in excluding the evidence as irrelevant.At least two rules of evidence expressly determine the irrelevance of such evidence as a matter of law. Fed.R.Evid. 404(b) declares that "[e]vidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith." Fed.R.Evid. 608(b) prohibits the use of "extrinsic evidence" of "specific instances of the conduct of a witness" (other than criminal convictions) for the purpose of either supporting or attacking the witness' credibility, and allows them to be raised in cross-examination of the witness, in the discretion of the court, only if probative of the witness' "truthfulness or untruthfulness." Assuming, however, that appellant's tenuous premise, i.e., a police officer's apparent indifference to an act of brutality by another enhances the likelihood of his having countenanced an informant's illegal solicitation of a crime, renders the evidence "relevant" in any sense, Fed.R.Evid. 403 clearly commits to the trial court's discretion the decision to exclude even relevant evidence if its probative value is outweighed by the danger of unfair prejudice, or its tendency to confuse or mislead the jury.The evidence of the altercation between Dakins and another officer, allegedly observed with indifference by the undercover officer, could have served to prejudice the jury against the police in general. It could also have diverted their attention from the issues relating to appellant's own guilt or innocence. Given the deference we must accord to the trial judge's rulings on the admissibility of evidence generally, see, e.g., United States v. Birney, 686 F.2d 102, 106 (2nd Cir.1982), we cannot say the trial judge here abused his discretion in declining to receive Dakins' evidence.II.At the trial's conclusion, the jury was instructed, as Fed.R.Crim.P. 31(b) provides, that at any time during its deliberations, it could return a verdict of guilty or not guilty with respect to any defendant or any count. In the early afternoon of the third day of deliberations, July 10, 1987, the jury sent a note to the court which read: "We are stalemated on discussion and vote. We have reached one verdict. Should we still continue?" The trial judge had the jury brought to the courtroom and asked the foreperson if the verdict form had been completed with respect to the one verdict. The foreperson indicated that it had, and handed the form to the marshal, who gave it to the courtroom clerk. The courtroom clerk read the verdict aloud, announcing that the jury had found defendant Dakins guilty on all three counts. Defense counsel requested, and the court ordered, a poll of the jury, in the course of which each juror personally indicated assent to the verdict. The clerk reported the poll complete, and the court then returned the jury to the jury room to continue its deliberations as to the remaining defendants.Hours later, as the trial judge was excusing the jury for the weekend, Juror No. 10 requested a conference with the court, stating that she had a "question about the decision that was made on Mr. Dakins." After conferring with counsel, the trial judge told her to "write down what is on your mind." She did so, and her note was placed under seal, but never read by the court, who concluded, after extensive consideration with counsel, that he could have no conversation with Juror No. 10 pertaining to the verdict on Dakins. When unsealed for the purpose of this appeal, the note indicated that Juror No. 10 had misgivings as to the sufficiency of the government's proof of Dakins' guilt on the conspiracy count of the indictment.3The jury ultimately was unable to reach a verdict on the remaining two defendants, and on July 14, 1987, it was dismissed. On the same date the three-count guilty verdict returned against defendant Dakins was file-stamped and docketed by the courtroom clerk. The charges against the co-defendants were later dismissed.Appellant suggests several reasons why the trial judge should not have accepted the jury's verdict. First, he submits that the court erred in accepting the jury's partial verdict without first having specially instructed the jury as to a partial verdict's finality. We believe no special instruction to have been necessary, however. Fed.R.Crim.P. 31(b) expressly permits the jury to return a verdict "with respect to a defendant or defendants as to whom it has agreed." It says nothing to suggest that such a verdict, once recorded, is open to reconsideration, and the case law is to the contrary. See, e.g., United States v. Hockridge, 573 F.2d 752, 759 (2nd Cir.), cert. denied,Try vLex for FREE for 3 days
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