Federal Circuits, 7th Cir. (September 07, 2007)
Docket number: 05-3303
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United States Court of Appeals For the Seventh Circuit Nos. 05-3303 and 05-3336UNITED STATES OF AMERICA, Pl a i n ti f f - A p p e l l e e , v. SHERMAN EMERSON AND WILLIAM E. INGRAM, D ef endants- Appel l ants. Appeals from the United States District Court for the Southern District of Indiana, Indianapolis Division. No. 04 CR 201--David F. Hamilton, Judge. ARGUED JANUARY 9, 2007--DECIDED SEPTEMBER 7, 2007 Before BAUER, RIPPLE, and EVANS, Circuit Judges. BAUER, Circuit Judge. Sherman Emerson and William E. Ingram were already known to law enforcement when a confidential informant, Edwin Douglas, contacted Detective Kenneth Martinez of the Indianapolis Police Department in November of 2004 about Ingram's inter- est in committing "licks" or "drug rips"--robbing drug dealers of their drugs. At that time, Ingram had prior convictions for dealing in a sawed-off shotgun, criminal confinement, receiving stolen property, and intimidation. He and Emerson also had been charged with murder arising from an earlier lick. The Indianapolis Police Department referred the matter to federal authorities, who launched a sting operation that nabbed Ingram and Emerson, as well as four other individuals. Only Ingram and Emerson proceeded to trial, where a jury convicted them of conspiracy to possess with intent to distribute more than five kilograms of cocaine, in violation of 21U.S.C. § 841(a)(1). The jury also convicted Ingram of carrying a firearm in furtherance of a drug-trafficking crime and being a felon in possession of a firearm, in violation of 18U.S.C. §§ 924(c) and 922(g), respectively. Ingram and Emerson appeal their convictions and sentences. We affirm. I. Background A. The Sting Posing as a dealer for a cocaine trafficker, Special Agent Carlos Canino of the Bureau of Alcohol, Tobacco, Firearms and Explosives met with Ingram at an Indianapolis hotel on November 19, 2004. The meeting was recorded by video and audio. At the meeting, "Carlos" represented to Ingram that he was branching out on his own in the cocaine-trafficking business and that his boss was sending twenty kilograms of cocaine from Miami to Indianapolis a few weeks later. Carlos invited Ingram, Douglas, who had driven Ingram to the hotel, and others to steal the cocaine: Carlos would receive 10 kilos; the other 10 kilos would go to Douglas, Ingram, and their as s o c i at e s . Ingram is heard on the surveillance tape discussing his interest in committing the robbery. He also described his plan for the robbery. Ingram explained to Carlos that he would put together a crew of six "killers," who would be armed and wearing masks. Ingram further stated that he carried a "9," or 9 mm pistol, and that he kept 17 shots. He considered the robbery of 20 kilos of cocaine a "lifetime opportunity," stating that he had been planning such a robbery for over two years. He even informed Carlos that he had committed a similar robbery a week earlier. Before the meeting ended, Ingram agreed to return to the hotel the following night so that Carlos could meet Ingram's associates and they could continue to plan the lick. Driven by Douglas, Ingram returned to the hotel the following night. Also present for the meeting were Carlos, defendant Emerson, Deandre Douglas ("D. Douglas"), and Roderick Nelson. Like the meeting the previous night, this meeting was monitored and videotaped. For the benefit of everyone present, Ingram described the plan: there were 20 "birds," or kilos, of cocaine; there "would be six of us going in;" and everyone would be masked and armed. They would put the Mexicans on their backs, tie them up, and take the 20 birds. Each person who participated would receive a "bird." He also said that they knew how to do robberies because they had done them before. Emerson asked when the lick would occur and whether the warehouse in which the cocaine was being stored would be left open. He also expressed concern that he could not participate in the lick because he did not have a "heater," or gun. When Carlos asked if anyone had any questions, Emerson responded, "I'm used to it, I ain't got no questions." Carlos also asked Ingram if those present constituted the team. Ingram replied that there might be one more and that he had wanted to bring his guys to the meeting so that they could meet him, Carlos. As the meeting was ending, Carlos informed everyone that he was returning to Miami the next day and that he would be back in Indianapolis two weeks later to await the shipment of cocaine. Carlos and Ingram then made arrangements for Carlos to contact Ingram when he returned to Indianapolis. Between November 20 and December 4, 2004, Douglas recorded conversations between himself, Ingram, and others, including a conversation that occurred on December 2 between himself, Ingram, and Emerson. During this conversation, Ingram informed Emerson that the other participants in the "Carlos robbery" did not want Emerson involved because of statements purportedly made by Emerson that he wanted to kill the Mexicans who were delivering the cocaine. Emerson also had not yet obtained a gun. Ingram told Emerson that he would not be allowed to participate in the lick itself but that he, Emerson, would nonetheless receive some of the cocaine from the lick. On December 4, Ingram, Douglas, D. Douglas, Daniel Cannon, and Nelson met Carlos at the same hotel. Again, this meeting was monitored and videotaped. The group plotted their final strategy for the robbery. Carlos informed everyone that his cocaine supplier would contact him the next morning with the location of the delivery. He instructed the group that they would follow him to a storage facility to pick up a vehicle and then follow him to the delivery site. Carlos said that he had rented a hotel room at a Lee's Inn that night and directed everyone to stay there that night or to arrive there by early morning so that they would be ready when he received the call from his supplier. He gave Douglas a key to the hotel room. The following morning, Carlos met Ingram, Douglas, D. Douglas, Mann, Cannon, and Stephan Coleman at the Lee's Inn. They told Carlos that they were ready for the robbery. Carlos led Ingram and the others to a storage facility, where he separated himself from the others and gave an arrest signal. At the signal, Ingram and the others were arrested. Emerson was arrested at his home later. A search was conducted of the van that Mann had driven with Cannon and Douglas as passengers. The search uncovered four guns, ski masks, and duct tape. Later, Ingram and Mann had a conversation while they were inside a U.S. Marshal Service transport van. Without their knowledge, the conversation was recorded. During the conversation, Mann asked Ingram how many heaters were in the gym bag. Ingram responded, "1, 2, 3, it should have been 3." Ingram also said that he had thrown away a mask and stocking cap once it was apparent that the police were there. He also spoke of having obtained a gun from "Dre," i.e., Mann. B. District Court Proceedings At trial, the government's evidence consisted primarily of Agent Canino's testimony and videotapes of the meetings at the hotel. Over the defendants' objections, the government also introduced the tape of the December 2 conversation between Douglas, Ingram, and Emerson and the recording from the U.S. Marshal Service transport van. Emerson did not testify or introduce any evidence in his defense. Ingram asserted an entrapment defense, claiming that Douglas had coerced him to participate in the robbery. The jury rejected Ingram's defense, finding Ingram and Emerson guilty on the conspiracy count and Ingram guilty of carrying a firearm in furtherance of a drugtrafficking crime and being a felon in possession of a f i r e ar m . At his sentencing, Emerson objected to an upward adjustment of his offense level for possession of a weapon. He argued further that his offense level required a downward adjustment because his role was minor or minimal. Overruling both objections, the district court sentenced Emerson to 327 months of incarceration. At a separate hearing, the district court sentenced Ingram, who qualified as a career offender, to a total of 660 months of incarceration. Ingram and Emerson filed timely appeals, which we consolidated. II. Analysis Ingram and Emerson raise a number of challenges to their convictions and sentences. Emerson contends that the district court erred in denying his motion for judgment of acquittal, arguing that the government's evidence was insufficient as a matter of law to support his conviction for conspiracy. Both Ingram and Emerson argue that the district court erred in denying their motion for a mistrial after the government elicited testimony from Detective Martinez about their involvement in the earlier drug lick that resulted in a murder. They argue that such testimony, coupled with the district court's failure to give any curative instruction to the jury, deprived them of their right to a fair trial. Ingram and Emerson also argue that the district court erred in admitting the December 2, 2004 recording of the conversation between Douglas, Ingram, and Emerson and the recording from the U.S. Marshal transport van. Separately, Emerson challenges his sentence on the grounds that it was error for the district court to add a two-point enhancement to his offense level for possession of firearms and to decline to reduce his offense level based on his minor role in the offense. Ingram challenges the reasonableness of his sentence. We address each contention in turn. A. Sufficiency of Evidence Against Emerson Emerson argues that the district court erred in denying his motion for judgment of acquittal because the evidence was insufficient to support his conspiracy conviction. He argues that the evidence instead showed that the mem bers of the conspiracy rejected him and that he repudiated any further interest in them when confronted by this rejection. Our review of the district court's denial of a motion for judgment of acquittal is de novo. United States v. Romero, 469 F.3d 1139, 1151 (7th Cir. 2006). Emerson faces an uphill battle in his challenge to the sufficiency of the evidence. This is because "[w]e must determine whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Id. (internal quotations and citations omitted). Viewing the evidence in this light, Emerson cannot sustain his burden. To prove a conspiracy under 21U.S.C. § 846, the government must prove "(1) two or more people agreed to commit an unlawful act[;] and (2) the defendant knowingly and intentionally joined in the agreement." United States v. Johnson, 437 F.3d 665, 675 (7th Cir. 2006) (quoting United States v. Gardner, 238 F.3d 878, 879 (7th Cir. 2001)). The government presented sufficient evidence of Emerson's involvement in the conspiracy. The videotape of the meeting on November 20 at the hotel in Indianapolis showed Emerson asking questions about the plans for the robbery, e.g., when the lick would take place and whether the warehouse would be open, and voicing his concerns about getting a firearm for the robbery. When Carlos asked if those present in the room constituted the team for the robbery, Ingram said that there might be one more and that he had wanted to bring his guys to the meeting to introduce them to Carlos. He did not exclude Emerson from the team, nor did Emerson exclude himself. To the contrary, Emerson said that he did not have any questions about the robbery in response to Carlos's invitation for questions. In fact, according to Emerson, he was "used to it . . . ." Even after Emerson was benched by Ingram and not allowed to participate in the actual robbery because of the other participants' concerns that he, Emerson, was trigger happy, he remained a member of conspiracy: he stood to receive a portion of the cocaine recovered during the robbery and did not engage in any overt act to withdraw from the conspiracy. "[W]ithdrawal requires an affirmative act on the part of the conspirator. He must either confess to authorities, or communicate to each of his conspirators that he has abandoned the conspiracy and its goals. . . . Mere inactivity is not sufficient. . . ." United States v. Maloney, 71 F.3d 645, 654-55 (7th Cir. 1995) (internal quotations and citations omitted). There is no evidence that Emerson confessed to authorities or communicated to the other members of the robbery team that he had renounced the goals of the conspiracy. That the other members of the conspiracy did not want Emerson to participate in the actual robbery is not sufficient to constitute withdrawal, particularly where Emerson was to benefit from the proceeds of the robbery. The district court did not err in denying Emerson's motion for judgment of acquittal. B. Evidence of Involvement in Previous Drug Lick As part of his entrapment defense, Ingram claimed that Detective Martinez had targeted him unfairly and testified to that effect. Ingram testified that he had known Detective Martinez since 2001 and that Martinez was present when Ingram was arrested in connection with the present case. Ingram called Detective Martinez as a witness, asking him how he first came to know Ingram. During cross-examination, the government elicited testimony from Detective Martinez about a murder case arising from a drug lick in which both Emerson and Ingram were charged. While not mentioning Emerson and Ingram by name, the government's question referenced "two individuals who are in this courtroom" as being charged in connection with that murder case. The charges were dismissed when a key witness "passed away." Ingram and Emerson both objected and moved for a mistrial based on this testimony. The district court overruled their objections and denied their motions, ruling that Ingram's entrapment defense opened the door to this testimony because it was relevant to the issue of his predisposition to commit the crime charged but that such evidence was not admissible as to Emerson. We review the denial of a motion for a new trial for an abuse of discretion. United States v. Holt, 486 F.3d 997, 1001 (7th Cir. 2007). Pursuant to Federal Rule of Evidence 404(b), "[e]vidence of other crimes, wrongs, or acts is not admissible to prove the character of a person to show action in conformity therewith," but may be admissible for "other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident." Before such evidence is admitted: the court must determine whether (1) the evidence is directed toward establishing a matter in issue other than the defendant's propensity to commit the crime charged, (2) the evidence shows that the other act is similar enough and close in time to be relevant to the matter in issue, (3) the evidence is sufficient to sup port a jury finding that the defendant committed the similar act, and (4) the probative value of the evidence is not substantially outweighed by the danger of unfair prejudice. United States v. Wilson, 31 F.3d 510, 514-15 (7th Cir. 1994) (citing cases). Rule 404(b) also allows the government to introduce evidence of other bad acts in order to show predisposition when the defendant raises an entrapment defense. See United States v. Higham, 98 F.3d 285, 292 (7th Cir. 1996). By asserting an entrapment defense, Ingram placed at issue his predisposition to participate in drug licks. See United States v. Theodosopoulos, 48 F.3d 1438, 1444 (7th Cir. 1995) ("The lack of predisposition is the principal element in the entrapment defense."). In doing so, he opened the door to evidence of his prior involvement in drug licks and, specifically, the drug lick that resulted in a murder. See United States v. Swiatek, 819 F.2d 721, 728 (7th Cir. 1987) ("Evidence of other bad acts is also admissible to prove predisposition in an entrapment case, because in such a case the defendant's predisposition to commit the charged crime is legitimately at issue."). He first raised the issue of the earlier murder case on Detective Martinez's direct examination, asking Detective Martinez about when he first came to know Emerson. The government followed-up that line of questioning on crossexamination, eliciting the revelation that the previous case was a murder arising from a drug lick. While such evidence was certainly prejudicial to Ingram and his entrapment defense, it was not unfairly so. And other than offering the mere assertion, Ingram has not shown that the district court abused its discretion in finding the evidence sufficient to support a jury finding that he had engaged in the earlier drug lick and murder. In contrast, evidence of the murder in connection with the drug lick was not admissible as to Emerson because he did not raise an entrapment defense, and the government concedes as much. We conclude, however, that the district court did not abuse its discretion by denying Emerson's motion for mistrial because the error was harmless. "The test for harmless error is whether, in the mind of the average juror, the prosecution's case would have been `significantly less persuasive' had the improper evidence been excluded." United States v. Owens, 424 F.3d 649, 656 (7th Cir. 2005) (quoting United States v. Eskridge, 164 F.3d 1042, 1044 (7th Cir. 1998)). Here, as discussed above, the record contained ample evidence from which a rational fact-finder could convict Emerson of conspiracy beyond a reasonable doubt. Emerson is seen and heard on videotape participating in the planning of the robbery. The jury also heard a recording of the telephone conversation between Ingram, Emerson, and Douglas in which Ingram informed Emerson that he could not participate in the robbery itself but would nonetheless receive some of the cocaine. Additionally, in its final instructions to the jury, the district court cautioned the jury that it was not to consider evidence of the charges brought and dismissed against Ingram (in connection with the murder) against Emerson at all. This instruction cured any prejudice caused by the reference to the "two individuals" in the courtroom involved in the previous drug lick, as juries are presumed to follow instructions. United States v. Jones, 248 F.3d 671, 676 (7th Cir. 2001). We conclude that a rational jury would have found Emerson guilty absent the error. C. Admission of Recordings Emerson and Ingram challenge the admission of the audio tape of the December 2, 2004 conversation between Ingram, Emerson, and Douglas and the recording of the conversation between Ingram and the other co-conspirators that occurred in the U.S. Marshal transport van. At trial, the district court overruled their foundation objections--the government's failure to authenticate the tapes before offering them into evidence--to the admission of the tapes. We review the district court's evidentiary rulings for an abuse of discretion. United States v. Luster, 480 F.3d 551, 556 (7th Cir. 2007). Because we give great deference to the trial judge's evidentiary rulings, we will not reverse unless the record contains no evidence on which the trial judge rationally could have based its decision. United States v. Gajo, 290 F.3d 922, 926 (7th Cir. 2002) . "Before a tape recording may be properly admitted at trial, Federal Rule of Evidence 901(a) requires the government to offer `evidence sufficient to support a finding that the [tape] in question is what its proponent claims.' " United States v. Eberhart,Try vLex for FREE for 3 days
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