Federal Circuits, 5th Cir. (July 19, 2000)
Docket number: 98-20855
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U.S. Supreme Court - Brewer v. Williams, 430 U.S. 387 (1977)
U.S. Supreme Court - Faretta v. California, 422 U.S. 806 (1975)
* District Judge for the Western District of Louisia na, sitting by designation. ** Pursuant to 5 T H C IR . R. 47.5, the court has determined that th i s opinion s h ould not be published and is not precedent except under the limited circumstances set forth in 5 TH C IR . R. 47.5.4. UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
No. 98-20855 Criminal Action No. H-97-230 UNITED STATES OF AMERICA, Plaintiff-Appellee, v. SEGUNTHANI BALOGUN, aka Fatai Thanni, Defendant-Appellant, Appeal from the United States District Court for the Southern District of Texas July 18, 2000 Before JONES and BENAVIDES, Circuit Jud ges, and WALTER, * District Judge.PER CURIAM: ** A fter a jury trial, at which Segunthani Balog u n (“Balogun”) represented himself with “assistance” from appointed counsel, Balogun was found guilty of conspiracy to possess heroin with intent to distribute, aiding and abetting the possession of heroin with intent to distribute, and conspiracy to import heroin.On appeal, Balogun argues that the district court erred in not conducting a Faretta inquiry to determine if his waiver of his Sixth Amendment right to counsel was vo luntary, knowing, and intentional. Having carefully reviewed the briefs and record, this court finds that the district court, although understandably frustrated with Balogun’s behavior, should have conducted the requisite Faretta inquiry. We, therefore, vacate and remand for a new trial.This court reviews the question o f whether a waiver of the Sixth Amendment right to counsel is voluntary, knowing, and intentional de novo. B rewer v. Williams , 430 U.S. 387, 403-04, 97 S.Ct. 1232, 1241-42 (1977). In F aretta v. California , 422 U.S. 806, 821, 95 S.Ct. 2525, 2534 (1975), the Supreme Court recognized that the righ t to self-representation is guaranteed by the Sixth Amendment. Before granting a request for self-representation, thou gh, “the trial judge must caution the defendant about the dangers of such a course of action so that the record will establish that ‘he knows what he is doing and his cho ice is made with eyes open.’” U nited States v. Martin , 790 F.2d 1215, 1218 (5th Cir. 1986) (quotin g F aretta , 422 U.S. at 835, 95 S.Ct. at 2541). The district court: must consider the defendant’s age and education, and other background, experience, and conduct. The court must ensure that the waiver is not the result of coe rcion or mistreatment of the defendant, and must be satisfied that the accused understands the nature of the charges, the consequences of the proceedings, and the practical meaning of the right he is waiving.Martin , 790 F.2d at 1218 (internal citations omitted). The government contends that a Faretta inqu iry was not required because (1) Balogun never unequivocally expressed a desire to represent himself, and (2) even if he did unambiguously waive his right to be represented by counsel, Balogun withdrew his waiver by permitting appointed counsel to participate at trial. Both of these arguments fail.The record shows that the district court acknowledged before the jury that Balogun had invoked his right to selfrepresentation: “Mr. Balogun has waived his right to be represented by counsel and has expressed a desire to represent himself.” Thus, the district court should have condu cted a F aretta inquiry to determine whether Balogun knowingly and intelligently w aived his right to counsel. S ee United States v. Sandles , 23 F.3d 1121, 1127 (7th Cir. 1 994); Keen v. United States , 104 F.3d 1111, 1115 (9th Cir. 1996); United States v. Balough , 820 F.2d 1485 (9th Cir. 1987).Furthermore, the “assistance of standby counsel, no matter how useful to the court or the defendant, cannot qualify as the assistance of counsel required by the Sixth Amendment.” U nited States v. Taylor , 933 F.2d 307, 312 (5th Cir. 1991). As a result, the presence of stand-by counsel is not an effective substitute for the requisite Faretta inquiry. S ee United States v. Taylor , 113 F.3d 1136, 1143-44 (10th Cir. 1996)(holding that the trial court was required to conduct a F aretta inquiry even though the pro s e defendant received help from standby counsel); Sandles , 23 F.3d at 1127 (“even the capable assistance of standby counsel during trial cannot function as a substitute for a detailed inquiry into a defendant’s decision to waive his con stitutional right to counsel.”). Unlike the defendant in B rown v. Wainwright , 665 F.2d 607, 611 (5th C ir. 1982), Balogun never stopped representing himself at trial. Although appointed counsel assisted Balogun at various stages, a Faretta inquiry was still required. This court, therefore, vacates and remands for a new trial.VACATED and REMANDED.Try vLex for FREE for 3 days
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