Federal Circuits, 7th Cir. (May 21, 1993)
Docket number: 92-1471
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US Code - Title 28: Judiciary and Judicial Procedure - 28 USC 2671 - Sec. 2671. Definitions
U.S. Supreme Court - Harlow v. Fitzgerald, 457 U.S. 800 (1982)
U.S. Supreme Court - Browder v. Director, Dept. of Corrections of Ill., 434 U.S. 257 (1978)
Before COFFEY and MANION, Circuit Judges, and WOOD, Jr., Senior Circuit Judge.
ORDERAfter an impersonator joined then deserted the United States Navy, William Finch was twice mistakenly arrested as a deserter. For nearly two and one-half years Finch sued various government entities and Navy officers for constitutional and common law torts. Although the district court found Finch's treatment deplorable, it denied him relief. We agree that the law does not afford Finch relief under the specifics of this case, and we affirm.I. BackgroundDartanyian Morgan, at one time William Finch's neighbor, enlisted in the Navy in 1984. For reasons unknown, Morgan had no desire to serve under his own name; rather, Morgan used Finch's name, Social Security number and other personal information in all communications with the Navy. On January 6, 1987 Morgan abandoned his duty station aboard the USS Theodore Roosevelt. The Navy followed various procedures to inform the Deserter Information Point in Arlington, Virginia and the National Crime Information Center (Crime Center). Of course the Navy's information identified Finch, not Morgan, as the wanted person.On July 3, 1987 Chicago Police officers arrested Finch on suspicion of desertion from the Navy. He spent the night in jail. The next morning the Naval Absentee Collections Unit (Absentee Unit) took custody of Finch and, after determining he was not the deserter, released him the same day. Apparently the Navy officers realized that Finch was not the Navy deserter because Finch stands 5'7 1/2" tall and weighs 222 pounds; Morgan could not have hidden that he stood only 5'4" and weighed 144 pounds. To prevent any subsequent arrest of Finch, or begin tracking down Morgan, the Navy needed to alert the Deserter Information Point and the Crime Center of the error. The record still does not reflect whether either the Deserter Information Point or the Crime Center were properly notified.Over a year later, on September 25, 1988 Illinois State Police officers arrested Finch on suspicion of desertion, and he again spent the night in the local jail. The same division of the Absentee Unit involved the previous year took custody of Finch the next day and transported him to the Great Lakes Naval Base. This time, however, the Navy did not so readily release him. By September 27 the Navy had shaved Finch's head, ordered him to perform physical labor and confined him to certain barracks. Later that day he was permitted a telephone call. By September 28 an attorney had filed a writ of habeas corpus and the Navy then released Finch.During the one-year period between the first and the second arrest, Lynn Chapman was the Chief Petty Officer in charge of the Absentee Unit at Great Lakes. After the first arrest, Finch was released within an hour after meeting with her. After the second arrest, however, Chapman was on leave and Finch's file was locked in her desk drawer. Apparently no changes had been made in the information known to the Deserter Information Point or the Crime Center. With the records regarding Finch's first arrest in Chapman's desk, and with medical, dental and other information unavailable, the second detention lasted ninety-six hours. In attempting to seek redress for his injuries, Finch sued a number of defendants and the district court entered a series of rulings. In the district court's final order from which this appeal is taken, the court concluded that defendant Chapman was protected by qualified immunity and dismissed the United States on res judicata grounds.II. District Court ProceedingsThe district court in this case granted defendants' numerous motions to dismiss and for summary judgment. The court also granted plaintiff's numerous motions to reinstate the case. Interspersed among the many orders were what the court purported to be three final judgments. Given the cloudy procedural posture, a tedious recitation of the district court proceedings is necessary.On November 14, 1989, Finch filed his original complaint against the United States and the Navy. After a motion to dismiss and memorandum in support thereof, Finch elected to amend the complaint and identified the United States and certain named Naval officers (Robert George, Robert Harvey and Elva Kopenhafer) as defendants. They amended their motion to dismiss to argue sovereign immunity, and Finch failed to respond. The district court granted the defendants' motion, with prejudice, and entered a final judgment on July 9, 1990.On August 8, 1990, Finch filed a motion for reconsideration. Finch did not ask the court to reinstate the case as to the United States or as to the individual defendants in their official capacities. Rather, Finch noted that the defendants' motion did not address Finch's personal capacity claims. The court thus allowed the case to go forward as to Kopenhafer, Harvey and George in their personal capacities.George and Harvey moved to dismiss for failure to procure service of process, which the court granted. Kopenhafer moved to dismiss and, in the alternative, for summary judgment. To the extent that Finch argued claims concerning the defendants' official capacity and those arising under the Federal Tort Claims Act, the court granted the motion to dismiss. On the personal capacity claims the court granted summary judgment.Kopenhafer was an officer involved in Finch's first arrest. She also recognized Finch when the Navy brought him into the Great Lakes base a second time, and she informed her superiors that the Navy was holding the wrong man. Finch complained that Kopenhafer should have followed up more on behalf of Finch. But because Finch had failed to set forth material facts pursuant to local rules 12(m) & (n), the court accepted the defendants' assertion that Kopenhafer acted according to Navy regulations and did not otherwise violate any clearly established constitutional right of which a reasonable officer would have known. In essence the district court granted Kopenhafer qualified immunity.On February 13, 1991, the district court entered a final appealable judgment as to all claims and all parties. Finch did not then, and does not now, appeal from this ruling.1Rather than appeal the February 13 judgment, Finch moved to file a second amended complaint against Lynn Chapman on March 12, 1991. Finch's deposition of Kopenhafer on February 7 had revealed Chapman's identity and role in this matter. On March 29, 1991 the district court denied Finch's motion to file a second amended complaint and instructed him that the case was indeed over and to file a new complaint with the clerk. Undaunted, on April 16, 1991 Finch filed a motion to reconsider, (in essence a motion to reconsider the denial of his motion to reconsider), which the district court granted without comment. The court denied Chapman's motion to dismiss for lack of service of process, and related the second amended complaint back to the amended complaint under Fed.R.Civ.P. 15(c). The defendants do not appeal this ruling.Count I of Finch's second amended complaint alleged violations of his constitutional rights protected by the Fourth, Fifth and Fourteenth Amendments, citing Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971). Specifically, Finch charged that Chapman failed to update his records after the July 4, 1987 arrest, which directly caused his subsequent arrest a year later. Counts II through IV alleged common law tort claims involving damage to Finch's character and reputation, defamation, battery, false arrest and imprisonment. On October 19, 1991 the district court allowed the United States to substitute as the proper defendant on Counts II through IV. Finch, however, does not appeal this ruling. On January 29, 1992 the district court granted the United States motion to dismiss Counts II-IV on the grounds of res judicata; the court also granted Chapman's motion for summary judgment on the grounds of qualified immunity. From this judgment Finch appeals.III. DiscussionA. Qualified immunity.The parties do not dispute that Chapman merits qualified immunity only where a reasonable person could have believed that her actions were lawful in light of clearly established law and the information she possessed. Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). See Anderson v. Creighton, 483 U.S. 635, 640 (1987). Finch recites the constitutional right in question by quoting only the Fourth Amendment, that "The right of the people to be secure in their persons, ... against unreasonable searches and seizures, shall not be violated." Even if we accept that Finch was searched and seized within the meaning of the Amendments, Finch does not allege that Chapman actually searched or seized him. Rather, Finch argues that his detentionwas a direct result of her hiding or sequestering Finch's case file regarding his first improper arrest. For over one year prior to Finch's second arrest, Chapman concealed this information and failed to take proper steps to update Finch's file. [App.B., p. 17]Chapman responds that the uncontroverted facts show that pertinent Navy regulations gave her no authority or responsibility to correct Finch's records with the Deserter Information Point or the Crime Center.2 If this is true, a critical element of causation is missing. Jones v. City of Chicago, 856 F.2d 985, 993 (7th Cir.1988); see Wolf-Lillie v. Sonquist, 699 F.2d 864, 869 (7th Cir.1983) (in the context of section 1983, an individual cannot be held liable unless he caused or participated in the constitutional deprivation). Cf. Bonner v. Coughlin, 545 F.2d 565, 568-69 (7th Cir.1976), cert. denied,Try vLex for FREE for 3 days
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