Federal Circuits, 11th Cir. (June 23, 1987)
Docket number: 86-8298
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U.S. Supreme Court - McDonough Power Equipment, Inc. v. Greenwood,, 464 U.S. 548 (1984)
U.S. Supreme Court - Francis v. Southern Pacific Co., 333 U.S. 445 (1948)
John H. Ridley, Atlanta, Ga., for Pate.
Richard L. Mullins, Timothy N. Shepherd, Andrew J. Whalen, III, Griffin, Ga., for Hinton & Killingsworth.Paul R. Bennett, Billy E. Moore, Columbus, Ga., Robert D. Stein, Hapeville, Ga., for McTamney.Jack H. Senterfitt, Atlanta, Ga., for Seaboard R.R., Inc.Appeals from the United States District Court for the Northern District of Georgia.Before FAY and KRAVITCH, Circuit Judges, and MORGAN, Senior Circuit Judge.KRAVITCH, Circuit Judge:At about 11:00 on the night of April 13, 1983, in Haralson, Georgia, nineteen year old Brian McTamney was giving seventeen year old Bobby Pate and fifteen year old Nancy Killingsworth a ride home from an evening of fishing when McTamney's pickup truck was struck by a northbound Seaboard Railroad train. The train impacted the passenger side of McTamney's vehicle, pushing the truck approximately 2100 feet down the tracks before coming to a stop. Bobby Pate and Nancy Killingsworth were killed. Brian McTamney was seriously injured.The parents of the deceased youths, Lewis and Carolyn Pate (Pate appellants) and Velma Hinton and John L. Killingsworth (Killingsworth appellants), brought wrongful death diversity actions in federal court against Seaboard System Railroad, Inc. (Seaboard). Seaboard filed third party complaints against appellant McTamney in each case, and McTamney counterclaimed against Seaboard. The cases were consolidated by agreement of the parties, and the consolidated action proceeded to jury trial with the Pate appellants, Killingsworth appellants, and McTamney all aligned as plaintiffs.1The jury returned a verdict in favor of Seaboard on all claims and counterclaims.2 The primary issues at trial were: (1) whether railroad cars parked on a storage track had been parked too close to the grade crossing, thereby making it difficult for drivers attempting to cross the grade crossing to see northbound trains; (2) whether the operators of the Seaboard train on the night in question failed to keep an adequate lookout and to blow the train's whistle or sound its horn to warn drivers that the train was approaching; (3) whether Seaboard should have installed some type of lights or warning signals on the crossing, or required that trains slow down when passing through Haralson because of the dangerous nature of the crossing; and (4) whether McTamney exercised due care3 in crossing the tracks.Appellants moved for a new trial, alleging that the verdict was contrary to the evidence and the law and that the court erred in instructing the jury. The court denied the motions, because:Although the Court might have reached a different verdict had it been the trier of fact, the Court finds no sufficient basis for granting a new trial. Even though there was ample evidence from which the jury could have found defendant negligent, the jury reasonably could have relied on Trooper Pollard's testimony and other credible evidence to find that the accident was caused solely by the negligence of third-party defendant. Moreover, after reviewing the jury instructions in light of the arguments now raised, the Court concludes that the charge as a whole fairly and adequately apprised the jury of the applicable law.Appellant McTamney appealed from the denial of his motion for a new trial.4 The Pate and Killingsworth appellants appealed from the judgment on the jury verdict and from the denial of their new trial motions.* We begin with appellants' argument that the court erred in denying their motions for a new trial on the basis of erroneous and prejudicial jury instructions. Motions for a new trial are committed to the discretion of the trial court, McDonough Power Equip., Inc. v. Greenwood, 464 U.S. 548, 556, 104 S.Ct. 845, 850, 78 L.Ed.2d 663 (1984); our review of the court's refusal to grant a new trial is limited to ascertaining whether there has been a clear abuse of discretion. Goldstein v. Manhatten Indus. Inc., 758 F.2d 1435, 1447-48 (11th Cir.), cert. denied, --- U.S. ----, 106 S.Ct. 525, 88 L.Ed.2d 457 (1985). In determining whether the district court abused its discretion we examine the challenged instructions as part of the entire charge, in light of the allegations of the complaint, the evidence presented, and the arguments of counsel, to determine whether the jury was misled and whether the jury understood the issues.5 Iervolino v. Delta Air Lines, Inc., 796 F.2d 1408, 1413 (11th Cir.1986); Pesaplastic, C.A. v. Cincinnati Milacron Co., 750 F.2d 1516, 1525 (11th Cir.1985).A.The Pate and Killingsworth appellants allege that the district court erred in charging the jury that:No passenger shall ride in a truck in such a position as to interfere with the driver's view to the sides nor shall any passenger ride in a truck in such a position to interfere with the driver's control over the driving mechanism of the truck.See O.C.G.A. Sec. 40-6-242(b). The Pate and Killingsworth appellants objected to the charge. We examine the allegations of the complaint, the arguments of counsel, and the evidence presented at trial to determine whether the charge was proper in this case.McTamney testified that in attempting to cross the four rails at the Todd Road crossing, he stopped three times prior to the impact: once about a car length in front of the first rail on the storage track; once just after the front wheels of his truck crossed over the first rail of the storage track; and once just prior to crossing over the third rail (first rail of the main track). McTamney indicated that he did not shift out of first gear during this time and that he "leaned up and looked" both ways each time he stopped. According to McTamney, at the last stop immediately prior to the crash, "I saw my truck, and I saw Bobby [Pate] and Nancy [Killingsworth], but I looked over, and that's all I saw, just the window, and then it was just dark." McTamney denied having heard any horns or whistles or having seen an approaching train or any train lights.Evidence at trial created an ambiguous suggestion that McTamney's passengers might have partially obstructed his view. McTamney's four-wheel drive pickup truck had bucket seats with a console between the seats and two gear shift levers on the floor. Brian McTamney testified that, on the night of the accident, Bobby Pate was seated in the passenger seat next to the door and Nancy Killingsworth was seated to Pate's left, half on the seat and half on the console. An accident reconstruction expert indicated that a passenger seated in the passenger seat would impair the driver's line of sight down the tracks due to the fact that a driver crossing the tracks from the west would have to look behind him somewhat when looking to his right for northbound trains because the tracks cross the road at an angle and curve away to the southwest. The driver would therefore have to lean forward or attempt to look out the rear window of the truck to see around both any passengers and the metal beam pillar between the passenger door window and the rear window of the truck's cab. This evidence created an arguable inference that the passengers in McTamney's vehicle, by both being seated in the passenger bucket seat with Nancy Killingsworth half on the seat and half on the console, negligently contributed to McTamney's failure to see the oncoming train.Passenger contributory negligence was not, however, an issue in the case. No passenger contributory negligence defense was raised in appellee's answers, in the pretrial order, or in any of appellee's arguments to the jury. Appellee concedes in its arguments before this court that passenger contributory negligence was not at issue. The district court agreed that appellee had not raised a passenger contributory negligence issue,6 but apparently viewed the challenged charge as allowing the jury to conclude that McTamney was negligent in allowing Nancy Killingsworth to sit partially on the console.7The challenged charge cannot fairly be read as bearing on possible driver negligence. First, the plain meaning of the language of the charge itself is that passengers have certain duties not to interfere with the operation of motor vehicles. The charge stated that no passenger is to ride in such a way as to interfere with the driver's view to the sides and that no passenger should ride in such a fashion as to interfere with the driver's control of the driving mechanism of the truck. Second, the statutory origin of the challenged charge supports our construction. A comparison of the statutory provision from which the charge was drawn, O.C.G.A. Sec. 40-6-242(b), to its companion statutory provision, O.C.G.A. Sec. 40-6-242(a), suggests that the charge is properly construed as imposing a duty on passengers. O.C.G.A. Sec. 40-6-242(a) provides that:No person shall drive a vehicle when it is so loaded, or when there are in the front seat such a number of persons, exceeding three, as to obstruct the view of the driver to the front or sides of the vehicle or as to interfere with the driver's control over the driving mechanism of the vehicle.(emphasis added).8 If subsection (b) imposes a duty on drivers not to allow passengers to ride in such a position as to interfere with the driver's view to the front or to the sides and not to allow passengers to interfere with the driver's control over the driving mechanisms of the vehicle, then subsection (b) and subsection (a) are substantially redundant. Therefore, the language of the charge and its statutory origins support construing the charge as imposing a duty on passengers to avoid sitting in such a manner as to obstruct the driver's view to the sides.The jury confusion that was likely from the charge relating to passenger contributory negligence was not eradicated by other charges. First, prior to agreeing to give the challenged instruction, the district court had agreed to charge the jury that "the defendant has not contended that there was any contributory negligence on the part of the passengers in the vehicle." In the actual charge to the jury, however, the court failed to give this clarifying instruction. Second, the presence of third party defendant McTamney in the case exacerbated the potential for jury confusion by creating somewhat complex contributory negligence standards for the jury to apply. The court first instructed the jury that "the plaintiffs and the third party defendant must prove by a preponderance of the evidence that the defendant was negligent and that the defendant's negligence was a legal cause of damage sustained by the plaintiffs and the third party defendant." The court later charged the jury that it could apportion liability between McTamney and Seaboard if the jury found that the accident was caused "partly by the negligence of one and partly by the negligence of the other." If, however, the jury found that McTamney's responsibility "exceeds one-half, that is 50 percent, or equals 50 percent, then he is not entitled to recover from Seaboard at all."Although the court did instruct the jury that "if Seaboard's negligence in any way was a legal or proximate cause of the collision, then you must find in favor of the Pates and Ms. Hinton and Mr. Killingsworth," we have substantial and ineradicable doubts about whether the jury was confused and misled by the passenger contributory negligence charge in light of the entire charge, the evidence presented, and the contentions of the parties. See, e.g., Johnson v. Bryant, 671 F.2d 1276, 1280 (11th Cir.1982) (erroneous instruction is reversible error where court is left with "substantial and ineradicable doubt as to whether the jury was properly guided in its deliberations.") (quoting Miller v. Universal City Studios, Inc., 650 F.2d 1365, 1372 (5th Cir.1981)); Pesaplastic, C.A. v. Cincinnati Milacron Co., 750 F.2d 1516, 1525 (11th Cir.1985) (appellate court looks to "whether the charges, considered as a whole, sufficiently instruct the jury so that the jurors understand the issues involved and are not misled."); Cruthirds v. RCI, Inc., 624 F.2d 632, 636 (5th Cir.1980) (plain error necessitating new trial occurs when instructions "mislead the jury or leave the jury to speculate as to an essential point of law."). We hold, therefore, that the district court abused its discretion in denying the Pate and Killingsworth appellants' motions for a new trial on the basis of this misleading charge. See Somer v. Johnson, 704 F.2d 1473, 1478 (11th Cir.1983) (possibility that jury may have employed the wrong criterion of liability to exonerate the defendants requires a new trial).B.All appellants contend that the district court erred in charging the jury that:The testimony of a party who offers himself as a witness in his or its own behalf is to be construed most strongly against him when it is self-contradictory, vague, or equivocal, and he is not entitled to a finding in his favor if that version of his testimony, the most unfavorable to him, shows that the verdict should be against him.Appellants allege that the instruction should not have been charged in this case because, under Georgia law, the legal principle embodied in the instruction "has no applicability in a case unless there is no testimony--other than the party's own vague, contradictory and equivocal testimony--upon which a verdict in his favor might be returned." Weathers v. Cowan, 176 Ga.App. 19, 335 S.E.2d 392, 394 (1985).The district court erred in giving this charge. Although the Weathers decision was not published until after the trial in this case, Georgia law at the time of trial indicated that the challenged instruction is appropriate only where there is no evidence other than the party's vague, contradictory or equivocal testimony to support a verdict in favor of that party. See Maurer v. Chyatte, 173 Ga.App. 343, 326 S.E.2d 543 (1985).9 The Maurer court explained why a court errs in giving this charge where there is other evidence in addition to the party's testimony to support his or her position:[T]he jury in the instant case would have been authorized to disregard the testimony of appellees' experts and to return a verdict for appellant based upon [appellant's] physician's testimony. However, the contested charge had the effect of negating this possible outcome insofar as it focused entirely on appellant's testimony and instructed the jury that it should return a verdict against [appellant] solely because the most unfavorable version of appellant's own testimony did not warrant a finding in her favor. Thus, ... the contested instruction "would violate [O.C.G.A. Sec. 24-4-4] which authorizes the jury to consider all the facts and circumstances of the case in determining where the preponderance of the evidence lies." This was harmful error requiring the grant of a new trial.326 S.E.2d at 546 (emphasis in original) (citations omitted). In this case, despite ample evidence of Seaboard's negligence in addition to McTamney's testimony, the instruction directed the jury to disregard the other evidence and to find in favor of Seaboard because Brian McTamney was the only party whose testimony on his own behalf could have been viewed as self-contradictory, vague, or equivocal.10Finding that the challenged instruction was, as a matter of Georgia law, erroneously charged in this case does not end our inquiry. The substance of jury instructions in diversity cases is governed by the applicable state law, but questions regarding procedural aspects of jury charges are controlled by federal law and federal rules. Pesaplastic, C.A. v. Cincinnati Milacron Co., 750 F.2d 1516, 1525 (11th Cir.1985); Foster v. Ford Motor Co., 621 F.2d 715, 717 (5th Cir.1980). Accordingly, the court's decision as to whether erroneous jury charges necessitate a new trial is a procedural matter governed by federal law. See 11 C. Wright & A. Miller, Federal Practice and Procedure Sec. 2802 (1973). See also T.D.S., Inc. v. Shelby Mut. Ins. Co., 760 F.2d 1520, 1530 n. 8 (11th Cir.1985) (federal law governs whether excessive verdict requires new trial); Calloway v. Manion, 572 F.2d 1033, 1038 (5th Cir.1978) (federal law governs whether new trial is required due to insufficient evidence to support verdict).Seaboard argues that this court should decline to consider this alleged error because appellants failed to object to the challenged charge. In pertinent part, Fed.R.Civ.P. 51 states that: "[n]o party may assign as error the giving or the failure to give an instruction unless he objects thereto before the jury retires to consider its verdict, stating distinctly the matter to which he objects and the grounds of his objection." We conclude that appellants did not meet the Rule 51 requirements because they failed to object to the challenged charge on the grounds raised in this appeal.Appellants objected to the challenged instruction at two points "before the jury retire[d] to consider its verdict." The first objection occurred at the charging conference when appellants counsel objected to the pronoun usage in the proposed charge because the jury might fail to recognize that the charge applied to Seaboard's representatives as well as to McTamney. In response to this objection, the district court amended the charge to state that: "the testimony of a party who offers himself as a witness in his or its own behalf is to be construed...." Appellants' counsel responded, "that will be fine." After the court charged the jury, the court asked whether there were any exceptions in addition to those stated at the charging conference. Appellants' counsel then objected to the challenged charge because the court had charged the jury twice on the doctrine of avoidance.11 At no time did appellants object on the grounds now argued in this appeal.The purpose of Rule 51 is to "prevent unnecessary new trials because of errors the judge might have corrected if they had been brought to his attention at the proper time." Independent Dev. Bd. of Section, Alabama v. Fuqua Indus., Inc., 523 F.2d 1226, 1238 (5th Cir.1975). Despite the clear language of Rule 51, we have recognized two narrow exceptions where a new trial will still be granted despite a party's failure adequately to object to the erroneous charge: (1) where "the party's position has previously been made clear to the court and it is plain that a further objection would have been unavailing," Lang v. Texas & Pacific R.R. Co., 624 F.2d 1275, 1279 (5th Cir.1980); and (2) where the error is "so fundamental as to result in a miscarriage of justice" if a new trial is not granted. Iervolino v. Delta Air Lines, Inc., 796 F.2d 1408, 1414 (11th Cir.1986); Fuqua Indus., 523 F.2d at 1238. Only the latter exception, the so-called "plain error doctrine," potentially applies in this case.12In order to merit reversal as plain error, appellants must establish that the challenged instruction was an incorrect statement of the law and that it was probably responsible for an incorrect verdict, leading to substantial injustice. Rodrigue v. Dixilyn Corp., 620 F.2d 537, 541 (5th Cir.1980), cert. denied,Try vLex for FREE for 3 days
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