Federal Circuits, 11th Cir. (June 04, 1985)
Docket number: 83-7651
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U.S. Supreme Court - United States v. Place, 462 U.S. 696 (1983)
U.S. Supreme Court - Rushen v. Spain, 464 U.S. 114 <I>(per curiam)</I> (1983)
U.S. Supreme Court - Dunaway v. New York, 442 U.S. 200 (1979)
U.S. Supreme Court - United States v. Washington, 431 U.S. 181 (1977)
U.S. Supreme Court - Pennsylvania v. Mimms, 434 U.S. 106 <I>(per curiam)</I> (1977)
U.S. Court of Appeals for the 11th Cir. - USA v. Bridgette Bradford (11th Cir. 2001)
David B. Byrne, Jr., John M. Bolton, III, Montgomery, Ala., for willis.
J. Mason Davis, Sirote, Permutt, Friend, Friedman, Held & Apolinsky, Birmingham, Ala., for Mahdi.Mark Kadish, Alan J. Baverman, Atlanta, Ga., for defendants-appellants.John C. Bell, U.S. Atty., Charles Truncale, Asst. U.S. Atty., Montgomery, Ala., for plaintiff-appellee.Appeals from the United States District Court for the Middle District of Alabama.Before HENDERSON and HATCHETT, Circuit Judges, and NICHOLS*, Senior Circuit Judge.ALBERT J. HENDERSON, Circuit Judge:William Willis, also known as William Benton Ziegler (Willis), and Omar Ashad Mahdi appeal from convictions for conspiring to import, importing, conspiring to possess with intent to distribute and possessing with intent to distribute cocaine, in violation of 21 U.S.C. Secs . 841(a)(1), 846, 952 and 963. We affirm.On August 3, 1983, at around 9:45 p.m. a twin-engine Piper Navajo, an expensive passenger plane, landed at Montgomery Airport's Dannelly Field and taxied onto the runway of Montgomery Aviation, a fixed base operation used primarily by private aircraft. Two linemen, Todd Stettler and Ken Moseley, used "light wands" and a flashlight to signal the Piper that it should park in a well-lit space next to the terminal building. Instead, the plane continued to the opposite end of the parking ramp, halting in a dark spot over one hundred yards from the building. R.Vol. 10 pp. 204-07. In the experience of the linemen it was very unusual for a plane to disobey parking signals, especially at that time of night. Id. p. 295. Moseley proceeded toward the aircraft. A white male, later identified as David Joseph Newcomb, crawled out through a small door on the pilot's side of the cockpit and intercepted Moseley about halfway between the plane and the building. Moseley asked if the Piper needed fuel, and Newcomb replied affirmatively, adding that he needed to use a phone. Newcomb said that someone would be out to unload the aircraft later that night, but that the plane might not remain overnight. Moseley then took Newcomb to a phone inside the terminal building. Id. pp. 269-70.Meanwhile, Stettler had returned to Montgomery Aviation's office. There he was approached by a black male, later identified as the appellant Mahdi, who ordered fuel for the Piper. Mahdi filled out an order slip specifying the plane's tail number, an owner's name ("CIB Auto"), partial address ("Nashville Tennessee"), pilot's name ("Ron Allen"), and schedule ("Plan to depart"). Id. pp. 209-10, 219. Mahdi and Newcomb apparently slipped away unobserved shortly afterwards, leaving no further instructions.Moseley walked toward the aircraft while Stettler went to get the fuel truck. As they approached the plane, they noticed that its rear was heavily overloaded. Id. p. 211. They also observed that the plane had undergone a "Panther Conversion," a distinctive series of engine and propeller modifications costing approximately $100,000.00, which increase the flying range and engine capacity of the aircraft. R.Vol. 10 p. 212, Vol. 12 pp. 760-61, Vol. 13 p. 936. While Stettler readied the fuel truck hose, Moseley used the truck's six-foot ladder to reach the cockpit windows, shining his flashlight on them to check for dirt before washing them, a routine service. To his surprise, Moseley saw that the cabin seats of the luxury passenger plane were filled with large green duffel bags stuffed with hard, football-sized packages. He also noticed a five-man life raft. All window curtains on the Piper appeared tightly drawn. After consulting with Stettler, who also viewed these conditions, Moseley alerted airport security. The linemen did not refuel the plane. R.Vol. 10 pp. 210-12, 271-73.Tyrone Anderson, a narcotics officer of the Alabama Bureau of Investigation (ABI), soon arrived. After hearing the linemen's accounts of their observations, he looked through a gap in the curtains on a rear window of the plane and saw the duffel bags and raft. His extensive experience with narcotics investigations told him that the particular type of bags and shape of packages strongly indicated the presence of a huge amount of cocaine. R.Vol. 8 pp. 67-70.About 10:20 p.m. Stettler left for home. On the way he saw Mahdi walking along the road, away from the airport. Stettler returned to Montgomery Aviation and so informed Anderson. Anderson, Stettler and Moseley then sought the aid of state trooper Steve Dixon and his car to search for Mahdi. After a short time, Dixon dropped Anderson and Moseley off at the airport. Dixon and Stettler continued searching and soon found Mahdi, whom Stettler readily identified, walking along the same road but in the direction of the airport. Dixon pulled over and asked Mahdi for identification. Mahdi supplied a drivers license. Dixon then had Mahdi return with him to Montgomery Aviation. Mahdi rode in the back seat of Dixon's patrol car. R.Vol. 10 pp. 213-16.Upon their arrival at Montgomery Aviation, Anderson instructed Mahdi to move to Anderson's car. There Mahdi, while being read his Miranda rights, said he thought the plane contained only mail. After hearing his rights, Mahdi told Anderson that although he was a commercial pilot, the other man, whom Mahdi claimed to know only as "Ralph," had flown the Piper. Mahdi had met the plane in Louisiana, agreeing to accompany the pilot on the flight for $500.00. When he realized the pilot had left Montgomery Aviation, Mahdi assumed he was renting a car. But on his way to the rental agencies Mahdi realized they would be closed and started to return to the airport terminal. Mahdi suggested that Anderson break into the plane and offered to help him. R.Vol. 3 p. 728; Vol. 8 pp. 83-115.At 10:30 p.m. Lieutenant Bradford of the ABI arrived on the scene, receiving a full account from Moseley. When two more ABI officers, Rhegness and Ward, appeared around 10:40 p.m., Bradford briefed them on the events. Before leaving to check local motels, Rhegness and Ward discovered that the owner's name listed by Mahdi on the fuel order was false.In response to a call from Rhegness, Sergeant Supervisor Randall Brown of the Montgomery Police Department arrived at 11:40 p.m. By that time several police cars, at least one of which was a marked state trooper unit, had been moved near the plane, their headlights shining on its front and forward right side. Standing at the gate next to Montgomery Aviation's office, between 100 and 140 yards from the plane, Brown had an unobstructed view of this scene. He could see several persons, including a uniformed state trooper, moving around the plane, though he could not identify them individually. R.Vol. 11 pp. 389-91, 405-07. Brown walked to the plane, received all the information from Bradford and went to use the office telephone. The office had two large glass windows and a glass door permitting a view of both the gate and the plane.At midnight Brown was still on the phone, his left side turned to the windows. Brown saw a cab pull just inside the gate. A bearded white male, later identified as Willis, stepped out from the passenger side and stood next to the front door. From this spot he had essentially the same view as did Brown from his position. Willis looked in the direction of the lighted plane, police and cars, then turned and looked at Brown, making eye contact. Brown was dressed in ordinary slacks, shirt and tie but also wore his police badge. On the counter next to Brown was his hand radio. Brown's gun was holstered on his right side and therefore was not visible to Willis. Willis immediately got back into the cab and left the airfield. R.Vol. 11 pp. 389-91, 393-410. Brown went to his car, radioed for a marked unit to stop the cab and immediately followed the taxi. Several miles from the airport, he pulled in behind the stopped cab and a police car at about 12:10 p.m. Id. p. 411-12.Brown questioned the cab driver, Tommy Smith, who said he had picked up Willis in front of the Howard Johnson's motel, which was only half a mile from that point. Willis had told Smith he was meeting a passenger coming from Nashville at midnight. Smith had driven to the main terminal, but after a brief wait Willis asked to go to Montgomery Aviation. When the cab pulled inside Montgomery Aviation's gate, Willis got out, then got back in, said he was hungry and told Smith to take him back to the motel. R.Vol. 6 pp. 11-13; Vol. 8 pp. 214-15, 231-32.Brown then approached the cab, asked Willis to step out, patted him down for weapons, told him there was a problem at the airport and asked him for identification. Willis supplied his drivers license. In response to further questioning, Willis stated he had gone to the airport to meet a friend, whom he first referred to as John Jamison, then John Johnson, and was heading back to his room at the nearby Howard Johnson's. Willis explained he planned to travel with friends to a golf tournament in Mobile. Around 12:15 p.m., Rhegness and Ward pulled up, also asking for Willis' license. After he again produced the license, they read Willis his Miranda rights. He said he understood his rights and told them he was an independent coal broker, travelling alone on business but planning to play golf in Mobile. R.Vol. 8 pp. 260-62. He agreed to remain with Brown while they checked his story at the motel. R.Vol. 3 pp. 729-30; R.Vol. 8 p. 262.Rhegness and Ward then proceeded to the Howard Johnson's motel, where they identified themselves as police officers to the clerk, Elizabeth Lincoln. Lincoln showed them Willis' registration card for Rooms 220, 222 and 224. Lincoln reported that Willis had registered alone, paying cash, but on the card he had specified two persons would occupy each room. While the agents examined the card and questioned Lincoln further, Newcomb walked up, interrupting their questioning to ask Lincoln for change. Noting that he fit the description of the white male who had emerged from the plane, the agents identified themselves as ABI narcotics agents and asked if he was a guest of the hotel. Newcomb answered affirmatively, then produced a key to Room 220. Rhegness then advised Newcomb of his Miranda rights. Upon further questioning, Newcomb claimed that he had travelled from Ft. Lauderdale to Montgomery in the car of "some guys." He did not know the make and model of the automobile and did not know William Willis. Asked how he came into possession of the key to one of Willis' rooms, Newcomb shrugged. R.Vol. 11, pp. 446-51.Rhegness stayed with Newcomb while Ward stepped out to radio Brown requesting that he and Willis come to the motel. On the way to his car, Ward observed two men walking from the room area toward the office. He met them, identified himself as an ABI narcotics agent and asked if they were staying at the motel. One of the men, later identified as Ronald DeFranco, displayed a key to Room 224. Ward asked the men to step inside the lobby, where he read DeFranco and his companion, later identified as Harry Dale Ziegler, their Miranda rights. Id. pp. 451-55.When Willis and Brown arrived and entered the lobby, Ward asked if Willis knew Newcomb, DeFranco and Ziegler. Willis replied, "Yes. I know them. They are my friends. They are the ones I come up here with." Id. pp. 455, 464-65. The police then had the four men place their personal effects in separate piles on the lobby counter. Around 1:10 p.m., Special Agent Charles Park of the Drug Enforcement Administration (DEA) came to the motel. After Rhegness, Ward and Brown informed him of the events, Park advised the suspects of their Miranda rights and formally arrested them. Id. pp. 491-96.Taking Newcomb's key to Room 220 and Ziegler's key to Room 224 from the counter, Park instructed the suspects to retrieve the rest of their property. The DEA agent noticed a set of car keys picked up by DeFranco. When Park took the keys, DeFranco volunteered that they fit his Buick back home in Illinois. Park tried the keys in a maroon and gray Buick with Florida license plate parked in the Howard Johnson's lot, and he found they opened the door and trunk. Upon opening the trunk, he found a suitcase, which he also opened. Inside were two night scopes. These optical instruments amplify dim light enough to permit vision in areas that to the naked eye appear dark. Id. pp. 496-502.Aware that six persons were registered as guests in rooms 220, 222 and 224, but that only four men were in custody, Park, Rhegness and Ward then proceeded to the rooms. Park first knocked on 220 and received no reply. He then used Newcomb's key to enter, stepped in and saw no one was there, and left. Park repeated this entry procedure in Room 224, finding no one. Id. pp. 498-504. He then telephoned Room 222. A man answered, and Park identified himself as a police officer, explaining he was next door and wanted to talk face to face. The person in Room 222 said "Okay." Park and Rhegness then knocked, and a man identified as William Edward Cox opened the door. Park exhibited his credentials and asked to enter, and Cox opened the door all the way, saying "Come in." When Park entered, he noted a second man, identified as Lee Curry, lying on a bed. Park also saw, sitting on the television in plain view, a cap bearing the slogan "Navajo Panther," which Park recognized as the name of the specially modified aircraft. Park asked Curry to whom the room was registered, and Curry indicated Cox. When Park asked Cox, however, he said the room was registered to "Johnson." Both Cox and Curry were then arrested. Id. pp. 503-05.Pursuant to a search warrant obtained the morning of August 4, 1983, police searched the Piper Navajo and found over 800 pounds of cocaine, having a street value of approximately $230,000,000.00. R.Vol. 11 p. 532; R.Vol. 12 p. 696. Cocaine is derived from the coca plant, which is indigenous to South America. R.Vol. 12 p. 787. Also found was a Coca Cola can bearing in Spanish the inscriptions, "Keep Colombia Beautiful" and "canned under the authorization of the Coca-Cola Company by the Gaseosas Industries, Incorporated, Bogota. Registered under the Ministry of Health number 00240, a Colombian industry." Id. pp. 742-44. In addition, the plane contained numerous Caribbean, South American and world aeronautical charts. Mahdi's fingerprints were on many of these charts, including one with tick marks indicating a flight path over the Gulf of Mexico into Alabama. Id. pp. 722-27, 811-19. The aircraft also held life vests and a five-person raft, equipment customarily stored on planes flying over fifty miles or more of water. Id. p. 766. Police found twenty-seven of Mahdi's fingerprints and thirty-four of Cox's fingerprints within the plane. Id. p. 822. The aircraft registration certificate named the owner as "General Bituminous, Inc., 781 West Oakland Park Boulevard, Suite 508, Fort Lauderdale, Florida." A search of the files of the Florida Secretary of State revealed no record of any such corporation, foreign or domestic. Id. pp. 530-31.Although the plane was equipped with numerous extra fuel tanks increasing its total capacity to approximately 371 gallons, only twenty-one gallons were onboard at the time of search. The evidence disclosed that the plane as modified was capable of travelling non-stop from Colombia to Montgomery on 350 gallons of fuel. Id. pp. 762-66.The personal effects of the suspects provided further evidence of their conspiracy. A key found on Willis' person fit the locks on the Piper Navajo's nose baggage compartment and side door. R.Vol. 12 p. 614. Mahdi, Newcomb and Cox carried pilots' licenses and health certificates. R.Vol. 11 pp. 509-15. Additional evidence suggested that the participants had communicated with one another by telephone.On August 5, 1983, police towed the maroon and gray Buick, as well as a second, lighter colored Buick, also with Florida tags, to the ABI office. Search of the first car produced the suitcase containing the night scopes and various registration documents showing the car was purchased by a "William Thompson" for "Leister Corp. Inc., 15200 North Federal Highway Building 2, Suite 112, Fort Lauderdale, Florida." Registration documents in the second Buick revealed the same information. The dealer who sold the vehicles identified Willis as the purchaser. The Florida Secretary of State has no record of the Leister Corp. Inc. R.Vol. 12 pp. 667-682. Fingerprints of Ziegler were discovered in the first Buick. In the second Buick was a business card bearing the name "Ronald DeFranco." R.Vol. 11 pp. 471-74. In addition, the trunk contained a hand radio and two empty duffel bags identical to those found on the plane. R.Vol. 11 pp. 471-74.After a lengthy suppression hearing in which the defendants challenged the admissibility of virtually all evidence in the case, the United States District Court for the Middle District of Alabama suppressed Mahdi's statements to state trooper Dixon; Willis' statements prior to being advised of his Miranda rights by Ward and Rhegness; and the physical evidence obtained from Rooms 220, 222 and 224, with the exception of the "Navajo Panther" cap. Following a jury trial, Willis and Mahdi were convicted on all counts and sentenced to a total of twenty-four and fourteen years, respectively. On appeal, they claim nineteen errors in their trial.A. Suppression IssuesWillis and Mahdi challenge the admission of all evidence arising from their arrests and the admission of various physical evidence as violative of the fourth amendment ban on unreasonable searches and seizures.By the time Stettler had returned to report sighting Mahdi on the highway, police had probable cause to believe that the plane was involved in an ongoing crime. "Probable cause ... exists where the facts and circumstances within the collective knowledge of law enforcement officials, of which they had reasonably trustworthy information, are sufficient to cause a person of reasonable caution to believe that an offense has been or is being committed." United States v. Blasco, 702 F.2d 1315, 1324 (11th Cir.1983). A reviewing court may examine the collective knowledge of law officers if they maintained at least a minimal level of communication during their investigation. E.g., United States v. Esle, 743 F.2d 1465, 1476 (11th Cir.1984). The level of communication among the investigating officers here is more than enough for us to aggregate the officers' knowledge at any given moment.We agree with the district court that the odd parking of the Piper Navajo would create in reasonable minds a suspicion of illegal activity. By ignoring the linemen's plainly visible signals to stop in a convenient, well-lighted space and halting instead in a remote dark spot on the far end of the ramp, over one hundred yards from the office, the pilots obviously intended to prevent even casual inspection of the aircraft. In fact, Stettler testified he could not remember an instance when a plane ignored his signals. R.Vol. 5 p. 27; Vol. 10 p. 295. The tightly closed curtains evinced a suspicious intent to conceal the contents of a visibly heavily loaded plane. The conduct of the occupants also evidenced a suspicious intent. Newcomb intercepted Moseley, the lineman, before Moseley reached the plane. Then, leaving only incomplete directions for servicing the plane, Mahdi and Newcomb soon disappeared. The stuffed duffel bags in the passenger seats of the luxury passenger plane strongly suggested drug smuggling. The authorities learned that the ownership information provided by Mahdi on the fuel order was false. Finally, the officers recognized in these and additional details a behavior pattern typical of those who import cocaine by air. The officers' previous experience included a May 1983 seizure at Dothan, Alabama, of a very similarly transported cocaine shipment. We readily conclude that these facts would lead a reasonable mind to believe that the plane was involved in the commission of an ongoing crime, most probably importing cocaine or other contraband.Having established that "crime probable cause" arose before any of the challenged occurrences, we next look to the officers' knowledge of events linking Mahdi and Willis to the plane. The degree of connection required by the Constitution depends upon the extent of each investigatory intrusion and the law enforcement interests served by each. This circuit has established a three-tier analytical framework for such search and seizure inquiries. United States v. Berry, 670 F.2d 583 (5th Cir. Unit B 1982) (en banc).1 Least intrusive are stops of a restricted investigative scope conducted in a non-coercive manner. These do not trigger fourth amendment protection at all. A stop becomes a seizure when, under all the circumstances of the intrusion, a reasonable, ordinary person in the suspect's position would believe he is not free to leave. Id. pp. 594-95. The fourth amendment permits such seizures only when supported by a reasonable suspicion based on "specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion." Terry v. Ohio, 392 U.S. 1, 21, 88 S.Ct. 1868, 1879, 20 L.Ed.2d 889, 906 (1968). Lastly, an intrusion so much greater than a seizure as to be indistinguishable from an arrest must be supported by probable cause. Dunaway v. New York, 442 U.S. 200, 99 S.Ct. 2248, 60 L.Ed.2d 824 (1979). With these principles in mind, we examine the facts of this case as they were developed through the progressively more intrusive stages of investigation, then measure the officers' knowledge at each stage against the corresponding legal standard.1. MahdiDixon arrested Mahdi when he stopped him, asked for identification, and placed him in the back of the police car to be transported for questioning. Dunaway v. New York, supra. As we noted earlier, however, by the time of Mahdi's arrest there was probable cause to believe that the plane was involved in ongoing criminal activity, very likely the importation of cocaine. The arrest of Mahdi was constitutional because at that time police also had probable cause to believe Mahdi was connected to the illegal activity involving the aircraft. The known sources on whom police originally relied, Stettler and Moseley, were experienced airport employees who gave consistent and specific accounts of the Navajo's unusual landing. Many details of their reports were confirmed by police, and their description of Mahdi coincided with Mahdi's appearance when Dixon and Stettler saw him on the road. Stettler's identification of Mahdi as the man who had filled out the fuel order for the plane, naming both the pilot and the owner, was in these circumstances more than enough justification for the arrest.2. WillisFollowing Willis' hasty departure from Montgomery Aviation in a taxi, Brown directed a state trooper to stop the cab. Both vehicles parked on the shoulder, several miles from the airport and about half a mile from the Howard Johnson's motel. Brown soon arrived and questioned the cab driver about his fare. Not until Brown asked Willis to step out of the cab and frisked him for weapons, however, did a seizure take place.2 The initial stop of the cab and questioning of Smith did not amount to a seizure because a reasonable, innocent passenger in a cab pulled over by police would assume that a traffic violation or other conduct by the driver was the cause of the stop. No ordinary person would conclude from this that he was not free to leave the scene. The inconvenience of waiting a few minutes while police talked with the driver, or even of the short walk to the motel, did not pose such significant limitations on Willis' freedom of movement as to constitute a seizure. But when Willis learned that police were actually interested in him rather than Smith, he was effectively seized. A reasonable person in his position would have remembered the unusually intense police activity at Montgomery Aviation and that he was noticed there by a police officer. He would conclude that his momentary midnight visit to Montgomery Aviation had provoked the swift interception of the cab and that he was not free to leave until he gave police a convincing explanation for his conduct at the airport.Even as early as the stop of the cab, however, police had specific, articulable grounds for reasonably suspecting Willis' involvement with the plane. Police expected, from what Newcomb had said, that others would arrive to unload the plane. The enormous size and consequent value of the suspected cocaine shipment likewise suggested that a large conspiracy was in operation and that the other conspirators were unlikely to leave such a valuable shipment unattended for long.Given these additional reasons to expect the arrival of co-conspirators, Willis' midnight arrival at the virtually empty ramp of Montgomery Aviation in itself might provoke reasonable suspicion. The former Fifth Circuit Court of Appeals upheld an investigatory seizure made with little more cause than Willis' arrival supplied police here. In United States v. D'Antignac, 628 F.2d 428 (5th Cir.1980),3 cert. denied,Try vLex for FREE for 3 days
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