1940 Act Regulatory Checklists
| Published date | 03 May 2021 |
| Subject Matter | Derivatives,Asset Management,Fund of Funds,Fund Managers,Valuation,Investment Funds,Registered Funds,Investment,Financial Services Industry,Regulatory Requirements,Environmental Social & Governance (ESG) |
| Author | John O'Brien,Sean Graber,David Freese,Christopher Menconi,Barry Hurwitz,W. John McGuire,Monica Parry,Laura Flores,Paul Raymond,Thomas Harman,Roger Joseph,Joseph Yanoshik,Lea Anne Copenhefer,Timothy Levin,Mana Behbin,Laurie Dee,Jeremy Kantrowitz,Toby Serkin,Michael Berenson,Magda El Guindi-Rosenbaum,Kathleen Macpeak,Mari Wilson |
| Law Firm | Morgan Lewis |
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