Corporate & Financial Weekly Digest, Featuring Articles on FINRA's Regulatory Notice on Policies and Procedures for Low-Priced Securities Fraud, SEC's Comment Letter on Securities Offerings During Market Volatility and FCA's Updates on Changes to Regulatory Reporting During COVID

Published date15 February 2021
Subject MatterFINRA,CFTC,SEC,NFA,Broker-Dealer,False Claims Act (FCA)
AuthorKevin Foley,Carolyn Jackson,Nathaniel Lalone,Mark Reyes,Neil Robson,Mark Goldstein,Susan Light,Elizabeth Organ,Alexa Rollins
Law FirmKatten Muchin Rosenman LLP

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