Corporate & Financial Weekly Digest, Featuring Articles on FINRA's new rules to address brokers with significant history of misconduct and FCA announces annual transparency calculations for equity and equity-like instruments

Published date15 March 2021
Subject MatterSEC,False Claims Act (FCA),UK,FINRA,Cryptoassets,European Commission,NFA
AuthorKevin Foley,Robert Weiss,Carolyn Jackson,Nathaniel Lalone,Christian Hennion,Neil Robson,Mark Goldstein,Susan Light,Shelby Kost
Law FirmKatten Muchin Rosenman LLP

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT