Corporate & Financial Weekly Digest, Featuring Articles on FINRA's 2021 Budget and Industry Spotlight and Dues Increases for NFA Member Swap Dealers and Major Swap Participants

Published date01 June 2021
Subject MatterFINRA,CFTC,Compliance,NFA,Investment Adviser,Broker-Dealer,Enforcement Actions
AuthorRobert Weiss,Stanley Polit,Mark Goldstein,Elise Michael,Susan Light
Law FirmKatten Muchin Rosenman LLP

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT