Corporate & Financial Weekly Digest, Featuring Articles on FINRA's 2021 Budget and Industry Spotlight and Dues Increases for NFA Member Swap Dealers and Major Swap Participants

Publication Date01 June 2021
SubjectFINRA,CFTC,Compliance,NFA,Investment Adviser,Broker-Dealer,Enforcement Actions
AuthorRobert Weiss,Stanley Polit,Mark Goldstein,Elise Michael,Susan Light
Law FirmKatten Muchin Rosenman LLP

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT