Financial Crimes Enforcement Network: Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers

Published date09 September 2015
Law FirmShearman & Sterling LLP
AuthorJohn Adams,Lorna Xin Chen,John Finley III,Laura Friedrich,Nathan Greene,Thomas Majewski,Jennifer Morton,John Reiss,Russell Sacks,Reena Agrawal Sahni,Paul Schreiber
Subject MatterAnti-Money Laundering,Bank Secrecy Act,BSA/AML,FinCEN,Investment Adviser,SAR,SEC

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